Aventis Pharmaceuticals Inc. v. Amino Chemicals Ltd.

715 F.3d 1363, 2013 WL 2151105
CourtCourt of Appeals for the Federal Circuit
DecidedMay 20, 2013
Docket2011-1335, 2011-1336
StatusPublished
Cited by107 cases

This text of 715 F.3d 1363 (Aventis Pharmaceuticals Inc. v. Amino Chemicals Ltd.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Aventis Pharmaceuticals Inc. v. Amino Chemicals Ltd., 715 F.3d 1363, 2013 WL 2151105 (Fed. Cir. 2013).

Opinions

Opinion for the court filed by Circuit Judge REYNA.

Dissenting opinion filed by Circuit Judge BRYSON.

REYNA, Circuit Judge.

Aventis Pharmaceuticals, Inc. and Albany Molecular Research, Inc. (AMRI) (collectively “Appellants”) appeal a stipulated judgment of noninfringement entered by the U.S. District Court for the District of New Jersey. The parties stipulated to noninfringement following the district court’s Markman opinion of January 13, 2011, which consolidated numerous patent infringement cases and construed terms of AMRI’s U.S. Patent No. 5,750,703 (“the '703 patent”), among others.1 Because we conclude that the district court’s Mark-man opinion misinterpreted claim terms of the '703 patent, we reverse and remand.

I. Background

This case concerns the processes used to make various piperidine derivatives, which are commonly used as active ingredients in [1366]*1366antihistamines. Dr. Thomas E. D’Ambra, AMRI’s president, found the prior art processes for making piperidine derivatives inefficient. Because one goal of Dr. D’Am-bra’s work was to obtain substantially pure piperidine derivative compounds — ultimately required for pharmaceutical-grade end products; that is, end products with greater than 98% purity — he recognized that the reduced purity achieved through known teachings meant additional purification steps were required after the piperi-dine derivative was fully formed, leading to low yields. The prior art processes, in short, were costly and time consuming.

Dr. D’Ambra’s invention overcame the deficiencies in the prior art by synthesizing piperidine derivatives using piperidine and cyclopropylketone (“CPK”) intermediates at an earlier stage in the reaction. The processes developed by Dr. D’Ambra have the stated advantage of more readily separating out a substantially pure piperi-dine derivative end product, if desired. Dr. D’Ambra claimed these novel methods in his '703 patent.2 Fexofenadine, a specific piperidine derivative, can be synthesized using these methods. See '703 patent col. 26 ll.17-33 (claim 7).

Dr. D’Ambra eventually assigned the '703 patent to AMRI.3 Sanofi-Aventis U.S., the exclusive licensee, uses the patented processes to produce large quantities of fexofenadine, which is the active ingredient in its antihistamines marketed under the brand name Allegra® and Allegra-D® 24 Hour. The issues relevant to this appeal gravitate around claims 1, 6, and 7 of the '703 patent.

A. Technical Background

1. Independent Claim 1 of the '703 Patent

a. The Patented Process Generally

As its title suggests, the '703 patent describes processes for synthesizing piper-idine derivatives. See supra note 2. Claim 1 of the '703, the only independent claim in suit, describes a process of preparing a piperidine derivative using a CPK intermediate and a piperidine intermediate. The structure of the piperidine derivative to be prepared as an end product is provided in claim 1 of the '703 patent as:

[[Image here]]

'703 patent col. 23 ll. 47-61. In the abovedepiction, Rx is a hydrogen or hydroxyl group, R2 is a hydrogen group,4 R3 is a - COOH (carboxylic acid) or -COOR4 (car-boxylic acid ester) group, and R4 is a hydrocarbon chain with one-to-six carbon atoms.

[1367]*1367[[Image here]]

with a CPK intermediate of the general structure

The difference between these regioi-someric arrangements of constituents on both the CPK intermediate and piperidine derivative product appears slight, but is biologically significant — the piperidine derivative produced using the para-CPK structure is biologically active, while the piperidine derivative produced using the meta-CPK structure is biologically inactive. The '703 patent extensively criticizes the prior art processes because each where A, Rj, R2, and R3 are defined as described for the piperidine derivative product. See, e.g., '703 patent col. 24 11. 10-17, 22-34.

The CPK intermediate exists in one of two predominant regioisomeric states:5 either para-CPK or meta-CPK.6 The para-CPK intermediate regioisomer has the two aromatic ring substituents located on carbons 1 and 4, on directly opposite sides of the aromatic ring. The meta-CPK intermediate regioisomer has the two aromatic ring substituents located on carbons 1 and 3, in a nonlinear orientation. The different regioisomeric forms are depicted below.

stage of the synthesis yields an impure mixture of meta- and para-regioisomers. But the new process invented by Dr. D’Ambra using a CPK intermediate means that the para/meta CPK regioisom-eric mixture is more readily separable to obtain para-CPK, resulting in a substantially pure para-piperidine derivative end product.

b. “Substantially Pure”

Claim 1 of the '703 patent reads in its entirety:

1. A process of preparing a piperidine derivative compound of the formula:

[1368]*1368[[Image here]]

wherein

Rj is hydrogen or hydroxyl;

R2 is hydrogen;

or Rj and R2 taken together form a second bond between the carbon atoms bearing Rx and R2;

R3 is -COOH or -COOR4;

R4 has 1 to 6 carbon atoms;

A, B, and D are the substituents of their aromatic rings, each of which may be different or the same, and are selected from the group consisting of hydrogen, halogens, alkyl, hydroxyl, alkoxy, or other substituents,

said process comprising;

providing a substantially pure regioi-somer of the following formula:

converting the substantially pure re-gioisomer to the piperidine derivative compound with a piperidine compound of the formula:

'703 patent col. 23 1. 45 to col. 24 1. 35 (claim 1) (emphases added). There are two notable features of claim 1 of the '703 patent. First, the piperidine derivative end product synthesized through the claimed process covers a broad range of potential piperidine derivatives as components A, B, and D — substituents of the aromatic rings — that can be selected from groups such as hydrogen, halogens, alkyl, hydroxyl, alkoxy or other groups. '703 patent col. 23 11. 45 to col. 24 1. 6. Second, and more importantly, the '703 patent refers to a “substantially pure regioisomer” of a specific formula. '703 patent col. 24 1. 8. Notwithstanding, the term “substantially pure” is not defined anywhere in the specification, as noted by the district court.

c. The “Providing” and “Converting” Steps

The “providing” and “converting” steps of the method in claim 1 of the '703 patent are illuminated by dependent claims 2, 3, 4, and 5, as well as the patent specification. The dependent claims and the specification [1369]*1369examples teach multiple methods for “providing” the para-CPK intermediate, both as a substantially pure para-CPK product or as a mixture of para-CPK and meta-CPK products. See, e.g., '703 patent col. 12 1. 65 to col. 19 1. 35 (specification); col. 24 1. 35 to col. 25 1. 62 (claims 2-5).

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715 F.3d 1363, 2013 WL 2151105, Counsel Stack Legal Research, https://law.counselstack.com/opinion/aventis-pharmaceuticals-inc-v-amino-chemicals-ltd-cafc-2013.