Carnegie Mellon University v. LSI Corporation

District Court, N.D. California·Decided August 12, 2025·No. 3:18-cv-04571·Unknown

Opinion

CARNEGIE MELLON UNIVERSITY, Case No. 18-cv-04571-JD

Plaintiff, CLAIM CONSTRUCTION v.

LSI CORPORATION, et al., Defendants.

The parties in this long-running patent infringement action, plaintiff Carnegie Mellon University (CMU) and defendants LSI Corp. and Avago Technologies (together LSI), have asked for construction of seven terms or phrases in U.S. Patent No. 6,201,839 (the ’839 patent) and U.S. Patent No. 6,438,180 (the ’180 patent). The parties’ familiarity with the record is assumed. Construction of two disputed terms -- “Viterbi-like algorithm” and “each sample corresponds to a different sampling time instant” -- is deferred to summary judgment because LSI raises indefiniteness challenges. The other five disputed terms are construed. “Claim construction must begin and remain centered on the claim language itself, for that is the language the patentee has chosen to particularly point out and distinctly claim the subject matter which the patentee regards as his invention.” Hybrid Audio, LLC v. Asus Comp. Int’l Inc., No. 17-cv-05947-JD, 2022 WL 3348594, at *1 (N.D. Cal. Aug. 12, 2022) (cleaned up) (quoting Source Vagabond Sys. Ltd. v. Hydrapak, Inc., 753 F.3d 1291, 1299 (Fed. Cir. 2014)). Claim terms are given their “ordinary and customary meaning,” which is “the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention.” Broadcom Corp. v. Netflix Inc., No. 20-cv-04677-JD, 2022 WL 1619151, at *1 (N.D. Cal. May 23, 2022) (quoting Phillips v. AWH Corp., 415 F.3d 1303, 1312-13 (Fed. Cir. 2005) (en banc)). The Federal Circuit has emphasized that the “only meaning that matters in claim construction is the meaning in the context of the patent.” Trustees of Columbia Univ. v. Symantec Corp., 811 F.3d 1359, 1363 (Fed. Cir. 2016). “The presumption in favor of giving terms their plain and ordinary meaning may be overcome by a patentee’s express definition of a term, or express disavowal of the scope of the claim.” Broadcom, 2022 WL 1619151, at *2. “A term may be redefined ‘by implication’ when given a meaning that is ascertainable from a reading of the specification or the patent documents.” Hybrid Audio, 2022 WL 3348594, at *2 (citation omitted). “The ordinary meaning of a claim term is not the meaning of the term in the abstract,” but the term’s “meaning to the ordinary artisan after reading the entire patent.” Astra Zeneca AB v. Mylan Pharm. Inc., 19 F.4th 1325, 1330 (Fed. Cir. 2021) (quotations and citations omitted). “A claim and its constituent words and phrases are interpreted in light of the intrinsic evidence. The touchstones are the claims themselves, the specification, and, if in evidence, the prosecution history.” Hybrid Audio, 2022 WL 3348594, at *2. “This intrinsic evidence is the most significant source of the legally operative meaning of disputed claim language.” Id. (citing Vitronics Corp. v. Conceptronic, Inc., 90 F.2d 1576, 1582 (Fed. Cir. 1996)). Although “reading a limitation from the written description into the claims is one of the cardinal sins of patent law,” Broadcom Corp. v. Netflix Inc., 762 F. Supp. 3d 878, 884 (N.D. Cal. 2025) (cleaned up) (quoting Phillips, 415 F.3d at 1320), “the specification is ‘the single best guide to the meaning of a disputed term,’” Broadcom, 2022 WL 1619151, at *2 (citation omitted); see also Merck & Co., Inc. v. Teva Pharms. USA, Inc., 347 F.3d 1367, 1370 (Fed. Cir. 2003) (“[C]laims must be construed so as to be consistent with the specification . . . .”). “The Court may also use extrinsic evidence (e.g., dictionaries, treatises) to resolve the scope and meaning of a claim as circumstances warrant.” Broadcom, 2022 WL 1619151, at *2. The parties request construction of terms in Claim 4 of the ’839 patent and Claim 2 of the Claim 4, ’839 patent:

A method of determining branch metric values for branches of a trellis for a Viterbi-like detector, comprising: selecting a branch metric function for each of the branches at a certain time index from a set of signal-dependent branch metric functions; and applying each of said selected functions to a plurality of signal samples to determine the metric value corresponding to the branch for which the applied branch metric function was selected, wherein each sample corresponds to a different sampling time instant. Claims 1 and 2, ’180 patent1: A method of determining branch metric values in a detector, comprising: receiving a plurality of time variant signal samples, the signal samples having one of signal-dependent noise, correlated noise, and both signal dependent and correlated noise associated therewith; selecting a branch metric function at a certain time index; and applying the selected function to the signal samples to determine the metric values. The method of claim 1, wherein the branch metric function is selected from a set of signal-dependent branch metric functions. The parties agree the relevant person of ordinary skill in the art (POSITA) here is an individual who, as of 1998, held a Master’s degree in electrical engineering and had at least two years of experience in the industry, and who specialized or had experience in data-detection techniques or technologies. Dkt. Nos. 144-4 (McLaughlin Decl.)2 ¶¶ 57-58; 144-5 (Soljanin Rebuttal Decl.) ¶¶ 23-24; see In re GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (“The person of ordinary skill in the art is a hypothetical person who is presumed to know the relevant prior art.”). The ensuing constructions draw on this framing of the POSITA.

1 The Court is construing a term that appears only in Claim 2, but Claim 1 is included for context.

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