Trustees of Columbia Univ. v. Symantec Corporation

811 F.3d 1359, 117 U.S.P.Q. 2d (BNA) 1659, 2016 U.S. App. LEXIS 1718, 2016 WL 386068
CourtCourt of Appeals for the Federal Circuit
DecidedFebruary 2, 2016
Docket2015-1146
StatusPublished
Cited by192 cases

This text of 811 F.3d 1359 (Trustees of Columbia Univ. v. Symantec Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Trustees of Columbia Univ. v. Symantec Corporation, 811 F.3d 1359, 117 U.S.P.Q. 2d (BNA) 1659, 2016 U.S. App. LEXIS 1718, 2016 WL 386068 (Fed. Cir. 2016).

Opinion

DYK, Circuit Judge.

The Trustees of Columbia University (“Columbia”) appeal from a claim construction order and subsequent partial final judgment of non-infringement and invalidity with respect to claims of six patents that it owns: U.S. Patent No. 7,487,544 (“the '544 patent”), U.S. Patent No. 7,979,-907 (“the '907 patent”), U.S. Patent No. 7,448,084 (“the '084 patent”), U.S. Patent No. 7,913,306 (“the '306 patent”), U.S. Patent No. 8,074,115 (“the '115 patent”), and U.S. Patent No. 8,601,322 (“the '322 patent”).

We find that the district court correctly construed the term “byte sequence feature” in connection with the '544 and '907 patents and the term “probabilistic model of normal computer system usage” in connection with the '084 and '306 patents. Accordingly, we affirm the district court’s judgment of non-infringement with respect to the '544 patent, the '907 patent, the '084 patent, and the '306 patent. We also affirm the judgment of the district court finding claims 1 and 16 of the '544 patent indefinite.

*1362 However, we find that the district court incorrectly construed the terra “anomalous” in the '115 and '322 patent claims by requiring the model of normal computer usage be built only with “typical, attack free data.” Because we reverse the district court’s claim construction with respect to the '115 and '322 patents, we remand for further proceedings with respect to the asserted claims of those patents.

Background

All of the six patents at issue on this appeal involve applying data analytics techniques to computer security to detect and block malware. The patents can be grouped into three families. The '544 and ■907 patents share the same specification and relate to detecting malicious email attachments. The '084 and '306 patents share the same specification, and relate to a method for detecting intrusions in the operation of a computer system. The '115 and the '322 patents also share a specification and relate to detecting anomalous program executions.

In December of 2013, Columbia sued Symantec, alleging infringement of claims of these six patents by various Symantec products. In January of 2014, Symantec answered the complaint, asserting, among other things, the affirmative defenses of non-infringement, invalidity, and unen-forceability of the asserted patents. After briefing and a hearing, the district court issued a claim construction order on October 7, 2014, and later issued an order clarifying certain constructions.

Based on the district court’s claim constructions, the parties filed a joint motion for entry of final judgment on all infringement claims. Specifically, the parties agreed to a judgment of non-infringement on all asserted claims and a finding of invalidity for indefiniteness of claims 1 and 16 of the '544 patent. Columbia reserved the right to appeal the district court’s claim constructions. Pursuant to the stipulation, the court entered partial final judgment under Rule 54(b) of the Federal Rules of Civil Procedure, and Columbia now appeals. 1 We have jurisdiction pursuant to 28 U.S.C. § 1295(a)(1).

Discussion

Claim construction is ultimately a question of law that this court reviews de novo. Teva Pharm. USA, Inc. v. Sandoz, Inc., — U.S. -, 135 S.Ct. 831, 839, — L.Ed.2d - (2015). The construction of claim terms based on the claim language, the specification, and the prosecution history are legal determinations. Id. However, claim construction may involve subsidiary issues of fact based on the extrinsic record, which this court reviews for clear error. See id. at 837-38.

Claim construction requires a determination as to how a person of ordinary skill in the art would understand a claim term “in the context of the entire patent, including the specification.” Phillips v. AWH Corp., 415 F.3d 1303, 1313 (Fed.Cir. 2005) (en banc). We begin a claim construction analysis by considering the language of the claims themselves. Id. at 1314. However, “claims must be read in view of the specification, of which they are a part.” Id. at 1315 (quoting Markman v. Westview Instruments, Inc., 52 F.3d 967, 978 (1995) (en banc) (quotation marks omitted)). The specification is the “single best guide to the meaning of a disputed term,” Vitronics Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed.Cir.1996), and “is, thus, the primary basis for construing the claims.” Phillips, 415 F.3d at 1315 (citation and quotation marks omitted). A court should also consider the *1363 patent’s prosecution history, Id. at 1317, and may rely on dictionary definitions, “so long as the dictionary definition does not contradict any definition found in or ascertained by a reading of the patent documents.” Id. at 1321-22 (citation and internal quotation marks omitted).

Columbia argues that the district court here erred in departing from the plain meaning of “byte sequence feature” in the '544 and the '907 patents and “probabilistic model of normal computer system usage” in the '084 the '306 patents. It argues that “there is a heavy presumption that claim terms carry their accustomed meaning in the relevant community at the relevant time” which can only be “overcome in only two circumstances: the pat-entee has expressly defined a term or has expressly disavowed the full scope of the claim.” Appellant’s Br. 26 (emphasis added) (citation and quotation marks omitted). For this proposition, it cites to several recent cases including Thomer v. Sony Computer Entertainment America LLC, 669 F.3d 1362 (Fed.Cir.2012), a case where we stated that “[i]t is not enough for a patentee to simply disclose a single embodiment or use a word in the same manner in all embodiments, the patentee must clearly express an intent to redefine the term” and that “the standard for disavowal of claim scope is similarly exacting.” Id. at 1365.

Our case law does not require explicit redefinition or disavowal. See, e.g., Aven-tis Pharma S.A. v. Hospira, Inc., 675 F.3d 1324, 1330 (Fed.Cir.2012) (“This clear expression need not be in haec verba but may be inferred from clear limiting descriptions of the invention in the specification or prosecution history.”). Indeed, our en banc Phillips opinion rejected this very approach. In Phillips, we rejected a line of cases following Texas Digital Systems, Inc. v. Telegenix, Inc.,

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811 F.3d 1359, 117 U.S.P.Q. 2d (BNA) 1659, 2016 U.S. App. LEXIS 1718, 2016 WL 386068, Counsel Stack Legal Research, https://law.counselstack.com/opinion/trustees-of-columbia-univ-v-symantec-corporation-cafc-2016.