Attorney Grievance Commission v. Elliott

12 A.3d 105, 417 Md. 659, 2011 Md. LEXIS 152
CourtCourt of Appeals of Maryland
DecidedJanuary 24, 2011
DocketMic. Docket AG No. 36, September Term, 2009
StatusPublished
Cited by2 cases

This text of 12 A.3d 105 (Attorney Grievance Commission v. Elliott) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Attorney Grievance Commission v. Elliott, 12 A.3d 105, 417 Md. 659, 2011 Md. LEXIS 152 (Md. 2011).

Opinion

MURPHY, J.

On September 15, 2009, the Attorney Grievance Commission of Maryland, Petitioner, filed a “PETITION FOR DISCIPLINARY OR REMEDIAL ACTION” against Walter Carroll Elliott, Jr., Respondent. On that same day, this Court ordered that the charges against Respondent “be heard and *661 determined by Judge Vicki Ballou-Watts of the Third Judicial Circuit [ (the Hearing Judge) ], in accordance with Maryland Rule 16-757[.]” The Hearing Judge filed “FINDINGS OF FACT AND CONCLUSIONS OF LAW” in which she concluded that Respondent violated Rules 1.2, 1.4, 1.15, 8.1, 8.4(a)(b)(c) and (d) of the Maryland Rules of Professional Conduct (MRPC), and Section 10-306 of the Business Occupations and Professions Article of the Maryland Code (BO). 1 Respondent has noted thirteen exceptions to those Findings and Conclusions. For the reasons that follow, this Court overrules every one of Respondent’s exceptions, and concludes that Respondent’s disbarment is required to protect the public interest.

Background

MRPC 1.2, in pertinent part, requires that a lawyer “abide by a client’s decisions concerning the objectives of the representation and, when appropriate, [ ] consult with the client as to the means by which they are to be pursued.” MRPC 1.4(a)(1) requires that a lawyer inform his or her client of any “circumstance” that requires the client’s “informed consent.” MRPC 1.15, in pertinent part, requires that a lawyer comply with the safekeeping and record keeping requirements of Title 16, Chapter 600 of the Maryland Rules when the lawyer is holding funds that have been entrusted to the lawyer by a client. MRPC 8.1(a) prohibits a lawyer from knowingly making a false statement of material fact “in connection with a disciplinary matter[.]” BO § 10-306 prohibits a lawyer from using funds entrusted to him or her “for any purpose other than the purpose for which the trust money is entrusted to the lawyer.”

MRPC 8.4, in pertinent part, provides:

It is professional misconduct for a lawyer to:
*662 (a) violate or attempt to violate the Maryland Lawyers’ Rules of Professional Conduct, knowingly assist or induce another to do so, or do so through the acts of another;
(b) commit a criminal act that reflects adversely on the lawyer’s honesty, trustworthiness or fitness as a lawyer in other respects;
(c) engage in conduct involving dishonesty, fraud, deceit or misrepresentation;
(d) engage in conduct that is prejudicial to the administration of justice!.]

The Hearing Judge’s Findings and Conclusions included the following numbered paragraphs:

2. On March 12, 2008, Respondent signed an Employment Contract with the law firm of Macey & Aleman, also known as “Legal Helpers, P.C.,” which identified itself as “America’s Largest Consumer Bankruptcy Firm.” Under the terms of the contract, Respondent was hired to serve as the managing attorney for the firm’s Maryland consumer bankruptcy practice. At the time Respondent was hired, the firm had two offices with three additional employees—an attorney, a law clerk and a receptionist. One office was located in Greenbelt, Maryland. The second office was located in Baltimore, Maryland.
4. Respondent’s duties included interviewing prospective bankruptcy clients, providing legal advice regarding consumer bankruptcy matters, preparing and filing bankruptcy petitions, and attending hearings associated with clients’ bankruptcy cases. As the managing attorney for the firm’s Maryland offices, Respondent was also responsible for accounting for all client payments and trustee checks received. He was expected to forward all payments to the firm’s office in Chicago, Illinois on a weekly basis.
*663 8. At all relevant times herein, Kevin Van Hout, Esquire was the firm’s regional managing attorney. Shobhanna Katsuri, Esquire was one of the firm’s four partners. Ms. Katsuri’s office was located in Chicago, Illinois. Respondent reported to both attorneys.
11. Evangeline Arcilla attended the June 17, 2008 appointment between Gary Magsalin and Respondent. Mr. Magsalin is Ms. Arcilla’s brother. Ms. Arcilla did not have a scheduled appointment.
14. At the time of the June 17, 2008 meeting with Mr. Magsalin, Respondent also discussed with Ms. Arcilla her financial concerns and advised her of her legal rights. Mr. Magsalin encouraged Ms. Arcilla to file a Chapter 7 Bankruptcy Petition.
15. On June 17, 2008, Evangeline Arcilla executed a “Macey & Aleman—Chapter 7 Contract.” Respondent signed the contract on behalf of the firm.
16. Under the terms of the contract, Ms. Arcilla agreed to pay Macey & Aleman a “flat fee, earned upon receipt, court costs, and optional due diligence product costs ... prior to the filing of the bankruptcy petition.” The contract also states that before filing, Ms. Arcilla “will provide $299.00 for the filing fee and $274.00 for the due diligence products.” In the contract, these amounts were denoted as costs separate from any attorney’s fees.
17. At the time of the June 17, 2008 meeting, Ms. Arcilla made a $20.00 cash payment to Respondent. The Respondent utilized the firm’s cash receipt book to issue a written receipt to Ms. Arcilla for her $20.00 payment. Ms. Arcilla also gave Respondent a copy of three (3) credit card bills.
18. The Respondent signed the receipt, noting that the $20.00 payment was for “Retainer Fees.” Respondent *664 also noted that Ms. Arcilla’s balance was $1,454.00. Below the balance due figure on the receipt was written: “[tff (299 ”]. Ms. Arcilla’s Chapter 7 contract required payment of $99.00 for filing fees before the bankruptcy petition would be filed.
20. During the June 17, 2008 meeting, Respondent gave Ms. Arcilla an envelope addressed to the new Macey & Aleman office location at 809 Glen Eagle’s Court in Towson, Maryland and instructed her to make a check for the balance due. Respondent also instructed Ms. Arcilla to send a note with the check indicating that she was referred to the firm by Mr. Magsalin so that he (Magsalin) would receive a $50.00 credit on the balance of his flat fee to the firm.
21. Portia Tidwell, a Towson University student, was employed by the law firm as a legal assistant/office manager from July 2, 2008 through the end of October 2008.
22. On July 2, Ms. Arcilla issued a check in the amount of $1,454.00 made payable to Macey & Aleman. She also wrote a note stating that she was referred to Respondent by Gary Magsalin.
28. Ms. Arcilla’s check and note arrived at the firm’s Towson office between July 2, 2008 and July 15, 2008. Ms. Tidwell opened the mail and checked the firm’s database for an account under Ms. Arcilla’s name.

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Cite This Page — Counsel Stack

Bluebook (online)
12 A.3d 105, 417 Md. 659, 2011 Md. LEXIS 152, Counsel Stack Legal Research, https://law.counselstack.com/opinion/attorney-grievance-commission-v-elliott-md-2011.