Attorney Grievance Commission v. Brooke

821 A.2d 414, 374 Md. 155, 2003 Md. LEXIS 168
CourtCourt of Appeals of Maryland
DecidedApril 11, 2003
DocketMisc. AG No. 36, Sept. Term, 2002
StatusPublished
Cited by31 cases

This text of 821 A.2d 414 (Attorney Grievance Commission v. Brooke) is published on Counsel Stack Legal Research, covering Court of Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Attorney Grievance Commission v. Brooke, 821 A.2d 414, 374 Md. 155, 2003 Md. LEXIS 168 (Md. 2003).

Opinions

RAKER, Judge.

The Attorney Grievance Commission, acting through Bar Counsel, filed a petition with this Court for disciplinary action against respondent alleging violations of the Maryland Rules of Professional Conduct. The Commission charged respondent with violating Rules 1.8(c) (Conflict of Interest, Prohibited Transactions),1 5.3(c) (Responsibilities Regarding Non-lawyer Assistants),2 and 8.4 (Misconduct).3 Pursuant to Maryland [162]*162Rule 16-752(a), we referred the matter to Judge Joseph P. McCurdy, Jr., of the Circuit Court for Baltimore City to make findings of fact and proposed conclusions of law.

Judge McCurdy held an evidentiary hearing in the Circuit Court for Baltimore City. Petitioner was represented by Bar Counsel and respondent was represented by counsel. In response to the Petition for Disciplinary or Remedial Action, respondent filed an Answer, setting forth a series of defenses thereto and a prayer that the hearing court dismiss the petition.4 Judge McCurdy noted that this matter concerns the fact that respondent was named Personal Representative and sole legatee in the Last Will of John C. Sherpinski, Sr., and the allegation of the Attorney Grievance Commission that respondent violated the Rules of Professional Conduct. The hearing judge noted that there were two issues -presented: (1) Was there an attorney-client relationship existing between respondent and the testator with respect to the preparation of the testator’s Last Will and Testament; and (2) If there was such a relationship, did respondent violate one or more of the Rules as alleged by Bar Counsel? Following an evidentiary hearing, Judge McCurdy concluded that respondent had violated Rule 1.8(c).5

I.

In a memorandum opinion dated November 21, 2002, Judge McCurdy summarized the events which lead to the present complaint:

“There is little disagreement regarding the facts of this case. It is undisputed that the [respondent] and the Testator had been friends for about twenty years, that the [163]*163[respondent] had performed other types of legal services for the Testator prior to the will being prepared, and that the Testator spent a great deal of time engaging in social visits to the [respondent’s] office. The Testator had also visited the [respondent’s] home on the eastern shore of Maryland and at some point kept a boat there. All of the witnesses for the [respondent] testified that the Testator never actually admitted to having children, but was circumspect when asked if he had children.
“On September 8, 1999 the Testator visited the [respondent] and told him that he was being admitted to Maryland General Hospital the following day and that he wanted to execute a will naming the [respondent] personal representative and sole legatee. [Respondent] also testified however, that the Testator’s primary concern was that he be buried at sea. The [respondent] testified that he told the Testator that he could write the will in his own hand, and advised the Testator of the witness requirements under Maryland Law. The [respondent] testified that the Testator began to draft a written document, but (apparently becoming frustrated) gave the handwritten notes to the [respondent], and asked if he could have the [respondent’s] secretary prepare the will.
“The [respondent] testified that he was not aware of the provision of Rule 1.8(c), which provides that a lawyer shall not prepare an instrument giving the lawyer ... any substantial gift from a client, including a testamentary gift, except where: (1) the client is related to the donee; or (2) the client is represented by independent counsel in connection with the gift.
“Catherine Lastner testified that on September 8, 1999, the Testator met with the [respondent], but that she was not present and did not know what was discussed. She testified that the [respondent] asked her if she could prepare a will by the end of the day and “dictated” that he, the [respondent], was to be Personal Representative and sole legatee. Ms. Lastner testified that she knew how to prepare a simple will, and that she prepared a will for the Testator using either a computer program or by editing [164]*164another will already on the computer. She said that she did not read the will to the Testator, that he said that he would read it at a later date, and that he asked her to make a copy and mail it to him in a plain envelope using Ms. Lastner’s return address. He also asked her if he could change the will. Ms. Lastner testified that she placed the unexecuted will in an envelope on [respondent’s] desk, and that the [respondent] was not present at that time, having gone to his apartment on the second floor of the building.
“Joseph Gorlaski testified that he knew the [respondent] all his life, that he was a tenant of the [respondent], and that he is employed at Maryland General Hospital. He also knew the Testator and frequently worked with him at Assisi House, which is a charitable program operated by Saint Patrick’s Roman Catholic Church in east Baltimore. Mr. Gorlaski testified that the [respondent] asked him to take something to Maryland General Hospital for the Testator. Mr. Gorlaski testified that he took the will off the [respondent’s] desk and took it to the Testator’s hospital room the next day. Mr. Gorlaski testified that the Testator signed the will in the presence of Mr. Gorlaski and Melissa Moreno, R.N., who witnessed the will in the presence of the Testator and each other. Mr. Gorlaski testified that he then took the executed will to his locker, took it with him when he left work, and left it on Ms. Lastner’s desk.”

Judge McCurdy included the following Findings of Fact and Conclusions of Law:

Findings of Fact

“Based on the evidence submitted to the court at the hearing including the exhibits and the admissions of the [respondent], the court finds pursuant to Rule 16-757(b) that the following facts averred in the Petition have been proven by clear and convincing evidence:

“1. That the [respondent] had performed legal services for the Testator prior to the events which gave rise to the complaint in this case.
[165]*165“2. That on September 8, 1999, the Testator visited [respondent’s] office to discuss with the [respondent], the Testator’s wishes to be buried at sea and to prepare a will.
“3. That the [respondent] advised the Testator regarding the elements of a valid will under Maryland law.
“4, That the [respondent] directed Catherine Lastner to write a will for the Testator naming the [respondent] the personal representative and sole heir.
“5. That Catherine Lastner is a non-lawyer assistant of the [respondent].

“The court further finds pursuant to Rule 16-757(b) that the [respondent] has proven the following facts by a preponderance of the evidence.

“6. That the [respondent] and the Testator were close social friends of many years standing.
“7. That the [respondent] was not aware of the provisions of Rule 1.8.
“8. That the [respondent] did not exercise undue influence upon the Testator.
“9.

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Cite This Page — Counsel Stack

Bluebook (online)
821 A.2d 414, 374 Md. 155, 2003 Md. LEXIS 168, Counsel Stack Legal Research, https://law.counselstack.com/opinion/attorney-grievance-commission-v-brooke-md-2003.