Application of Shortell

173 F.2d 993, 36 C.C.P.A. 1013
CourtCourt of Customs and Patent Appeals
DecidedApril 12, 1949
DocketPatent Appeal 5545
StatusPublished
Cited by14 cases

This text of 173 F.2d 993 (Application of Shortell) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Shortell, 173 F.2d 993, 36 C.C.P.A. 1013 (ccpa 1949).

Opinion

HATFIELD, Judge.

This is an appeal from the decision of the Board of Appeals of the United States Patent Office affirming the decision of the Primary Examiner rejecting claims 1 and 3 to 6, inclusive, in appellant’s application for a patent relating to a hack saw blade. The claims were rejected on the grounds of indefiniteness and lack of invention over the prior art. Claims 7 and 8 were allowed by the Primary Examiner.

At the time of the oral argument in this court, counsel for appellant moved to dismiss the appeal as to claim 4. The motion will- be ■ granted. That leaves four claims for our consideration.

Claims 1 and 6 are sufficiently representative of the appealed claims. They read:

“1. A hack saw blade having a tooth edge of high speed steel which hardens at a temperature not greater than in the neighborhood of 2240° F. and a backing section of alloy steel, which, hardened at the same temperature, exhibits high strength as against breakage or distortion!”

“6. A hack saw blade having a tooth 'edge formed of high speed steel which will harden at a temperature of not to exceed in the neighborhood of 2240° F., and a back section of the general type of the following analysis: Carbon .30 to .40, Chromium 1.75, Tungsten 2.25, Vanadium .25, Molybdenum .50, Silicon 1.00, said blade being prepared for use by a single hardening step covering both the tooth edge and back section.”

*995 The references are:

Neill 907,167 December 22, 1908.

Blum 1,535,096 April 28, 1925.

Emmons 1,982,421 November 27, 1934.

Johnson (Br.) 461,251 February 10, 1937.

Twist Drill Co. (Br.) 469,605 July 23, 1937.

Ronan 2,327,129 August 17, 1943.

It is unnecessary to consider the patents to Emmons and Blum as the examiner, in his statement, and the Board of Appeals, in its decision, did not rely upon the disclosures in those patents, although they were cited as references by the Patent Office tribunals. Furthermore, neither of the parties in this appeal cited nor relied upon either of those references.

Appellant’s application relates to a hack saw blade in which the tooth edge portion is made of one metal alloy and the backing portion of another. The specification states that the tooth section “should be one of the molybdenum-tungsten high speed steels which harden at a temperature of not substantially greater than 2240° F.” The specification also gives a “typical analysis of the low carbon back of body steel,” corresponding to the analysis called for by claims 5 and 6, and contains the statement that such a steel has high degrees of hardness and great strength and ductility.

The patent to Neill discloses a method of making hack saw blades in which a compound strip or ribbon is formed having high carbon steel on one edge and low carbon steel on the other, the two steels being integrally united. The teeth of the blade are formed on the high carbon edge and the blade is heated and quenched, with the result that the high carbon steel is hardened while the low carbon steel is not materially affected.

The two British patents were cited by the examiner as showing steels having analyses similar to that called for by appealed claims 5 and 6.

The patent to Ronan discloses a method of making hack saw blades in which the blades are formed of a molybdenum-tungsten high speed steel and are hardened by heating to 2175 to 2400 degrees Fahrenheit, followed by quenching. Thereafter, the back portion of the blade is heat treated, or annealed, to reduce its hardness and increase its toughness, flexibility, and tensile strength.

The appealed claims were rejected by the examiner as failing to comply with R.S. 4888, U.S.C., title 35, sec. 33, 35 U.S.C.A. § 33, which requires that an applicant shall “particularly point out and distinctly claim” his invention. The examiner stated that there are innumerable alloys which harden at approximately 2240° F., which is the temperature specified in each of claims 1, 5, and 6, in connection with the tooth edge portion of the blade; or which harden to a specific Rockwell hardness, as set forth in claim 3. The examiner further held that the claims were vague and indefinite in that they called for the two alloy steels involved “with a description of the properties of each, which is clearly outside the statute.” The board, in affirming that ground of rejection, held that “The nature of the alloys which appellant employs to produce the result which the claims are supposed to cover is not defined in the claims with the particularity demanded by the statute.”

Owing to the fact that the Neill patent discloses a hack saw blade having its tooth portion of hard steel and its back portion of less hard but tough steel, it is evident that the specific materials of which the tooth and back portions of appellant’s blade are made are characteristics essential to novelty. It has been repeatedly held that such a characteristic cannot properly be defined in terms of function and that a claim which so defines it does not meet the requirements of R.S. 4888 (U.S.C., title 35, sec. 33). See General Electric Co. v. Wabash Appliance Corp. et al., 304 U.S. 364, 58 S.Ct. 899, 82 L.Ed. 1402; Koebel v. Coe, 70 App.D.C. 261, 105 F.2d 784; In re Ewald, 117 F.2d 755, 28 C.C.P.A., Patents, 906; United Carbon Co. et al. v. Binney & Smith Co., 317 U.S. 228, 63 S.Ct. 165, 87 L.Ed. 232; In re Cohen, 133 F.2d 924, 30 C.C.P.A., Patents 876; and In re Fullan et al., 161 F.2d 247, 249, 34 C.C.P.A., Patents, 1018.

The statement that a steel hardens at or below a specified temperature, or to a particular degree of hardness, does not define or identify the steel, but merely recites one of its properties or functions, *996 and is open to the criticism made in the case of In re Fullam et al., supra, that it defines the invention “not in terms of what it is, but of what it does.” It is evident that a statement that a steel hardens at a temperature not greater than 2400° F. or that it hardens to a specified degree, does not define any particular steel, but covers all steels having certain desired characteristics. As stated by the examiner, the steels satisfying either of those requirements would be innumerable. Appellant’s application does not indicate that all such steels would be suitable for his purposes. The appealed claims, therefore, merely point out one or two characteristics of the materials which he has found to be desirable and do not define the steels used with the degree of particularity required by R.S. 4888, U.S.C., title 35, sec. 33, 35 U.S.C.A. § 33. We are of opinion that the rejection of those claims as vague and indefinite was, therefore, proper.

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173 F.2d 993, 36 C.C.P.A. 1013, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-shortell-ccpa-1949.