In re Swenson

132 F.2d 336, 30 C.C.P.A. 764, 56 U.S.P.Q. (BNA) 180, 1942 CCPA LEXIS 144
CourtCourt of Customs and Patent Appeals
DecidedDecember 1, 1942
DocketNo. 4595
StatusPublished
Cited by5 cases

This text of 132 F.2d 336 (In re Swenson) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Swenson, 132 F.2d 336, 30 C.C.P.A. 764, 56 U.S.P.Q. (BNA) 180, 1942 CCPA LEXIS 144 (ccpa 1942).

Opinion

Jackson, Judge,

delivered tbe opinion of the court:

Appellants on November 13,1934 filed their application in the United States Patent Office for a patent for new and useful improvements in a process for treating mineral substances and for the resultant product.

The Primary Examiner succinctly described the alleged invention as follows:

The alleged invention relates to a method of coloring roofing granules, which are to be used for covering asphalt coated roofing. The granules, which are sand, slate or other stone, are coated with a ceramic glaze composition containing a chromate or dichromate and a reducing agent, such as sulfur, coal, charcoal, starch, wood-flour, glycerine, etc. This glaze is fired and fused on the granules; during the firing the chromate or dichromate is reduced by the reducing agent to form chromic oxide, an insoluble green pigment. The color of the pigment produced varies from blue-green to yellow green depending on the type of chromate or dichromate employed and the amount of reducing agent in the glaze. The process may be alos [also] used with a glaze composition containing chromic oxide and a reducing agent, in which case the reducing agent prevents the oxidation of the insoluble green chromic 'oxide to water soluble chromates and dichromates.

The application was allowed with seventeen claims October 30,1937. Subsequently, the application was renewed containing the previously allowed claims and new claims, all of which were finally rejected by the examiner. Following the final rejection an amendment was filed, can-celling certain claims, substituting some of the claims and amending others. The applicants appealed from the final rejection, bringing to the Board of Appeals for review the decision of the examiner rejecting claims 58, 59, 74 to 84 inclusive, 86, and 89 to 117 inclusive of the [766]*766amended renewal application, but before the board, withdrew the appeal as to claims 58, 59, 90, 111, and'113 to 116 inclusive. The appeal as to those claims was dismissed by the board, which left for consideration claims 74 to 84 inclusive, 86, 89, 91 to 110 inclusive, 112 and 117. The board in its.decision of January 8, 1941, affirmed the decision of the examiner rejecting all of the claims before it. On February 26, 1941, appellants filed their notice of appeal to this court and on March 13, 1941 filed a continuing application, Serial No. 383,168, to the application Herein, which continuing application is involved in a copending Patent Appeal No. 4766, which is decided concurrently herewith.

' In this court appellants moved to dismiss the appeal as to claims 74 to 77 inclusive, 80, 83, 84, 91, 94 to 96 inclusive, 98 to 110 inclusive, 112 and 117, which motion will be granted. The claims retained in the present appeal are claims 78, 79, 81, 82, 86, 89, 92, 93 and 97 of which claims 78 and 86 are illustrative and read as follows:

78. In tlie manufacture of colored grannies coated with a fused glaze coating of the order of blue-green, normal green, yellow-green, the step or steps, which comprise coating and reacting a water soluble salt containing the radical of oxygen and chromium, fluxing the glaze forming ingredients under at least roasting temperatures in the presence of a reducing agent selected from the group consisting of sulfur, coal, carbon, charcoal, starch, wood flour, sugar and glycerine.
86. Colored granules comprising heat-resistant base granules coated with a green colored ceramic glaze containing a water-insoluble green oxide of chromium pigment, said glaze being substantially free of water-soluble chromates and dichromates.

The involved claims were rejected as unpatentable over the prior art and claims 78, 79, 81, 82, 92, 93 and 97 were further rejected as containing improper “Markush” groups.

The cited references are:

Fisher, 1,766,814, June 24, 1930.
Fisher, 1,782,648, November 25, 1930.
Brown, 1,831,784, November 10, 1931.
Baggs et al., 1,959,149, May 15, 1934.

Appellants in their brief contend that because claims 78, 79, 81, 82, 92, 93 and 97 were not questioned as to their form by the examiner who first passed upon them, the examiner and the board in their subsequent action erred in rejecting these claims on the ground that they are improper “Markush” groups. There is no merit to such a contention, for the reason that an application when renewed is subject to all of the hazards as to patentability of the claims that exist in an application coming before the examiner for the first time. Rule 176 states: “ * * * The renewal application will * * * be subject to examination like an original application.” See LeBrou v. Nix, 38 App. D. C. 494.

[767]*767As an exception to the long established practice in the Patent Office rejecting claims which in form are alternative, for the reason that they do not definitely set out the invention but only state that the invention may reside in any one of several specified alternatives, Ex parte Reid et al., 15 O. G. 882, 1879 C. D. 70; Ex parte McDougal, 18 O. G. 130, 1880 C. D. 147, is the doctrine first enunciated by the Commissioner of Patents in the case of Ex parte Markush, 340 O. G. 839, 1925 C. D. 126. Hence the term “Markush” claim. In that case a petition was filed with the commissioner challenging the action of the examiner objecting to the form of certain claims as being alternative. The applicant in his application had stated he discovered that the coupling of a diazo compound of aniline or its homologues or the halogen substitutes thereof with halogen substituted, pyrazolones would produce dyes of exceptional fastness. The examiner objected to the form of the claims, holding them to be alternative in that they included a diazotized solution of aniline or its homologues or halogen substitutes. Thereupon, to avoid the objection as to alterna-tiveness the t(?rm; “mono-amine” was substituted. The examiner held that term to be too broad for the reason that it would include compounds which would not work in the combination set out in the application and also that only aniline and its homologues had been disclosed. To meet this objection, the applicant substituted for “mono-amine” in the same claims the phrase “material selected from the group consisting of aniline, homologues of aniline and halogen substitutes of aniline.” The examiner objected to the use of that phrase for the reason that in his opinion it evaded the alternative form without in fact avoiding alternativeness, and he also stated that the phrase was not the expression of a generic term. From that objection the petition to the commissioner was filed.

The commissioner in his decision noted the examiner had admitted the expression “mono-amine” to be truly generic but held that it was an example of a generic term which included a number of substances not all of which could be used in the combination stated, instancing aliphatic mono-amines and pyridine mono-amines. The commissioner then held, that if there were a true subgeneric term, which would include the elements which the applicant found useful and exclude those which are not, that the use of such term is proper and does not make the claim in which it is used alternative. He also held that if there be no known subgeneric term then the applicant might employ a generic term limited to the elements found to be operative.

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132 F.2d 336, 30 C.C.P.A. 764, 56 U.S.P.Q. (BNA) 180, 1942 CCPA LEXIS 144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-swenson-ccpa-1942.