Application of Cepeda

233 F. Supp. 465, 1964 U.S. Dist. LEXIS 9579
CourtDistrict Court, S.D. New York
DecidedAugust 14, 1964
StatusPublished
Cited by24 cases

This text of 233 F. Supp. 465 (Application of Cepeda) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Application of Cepeda, 233 F. Supp. 465, 1964 U.S. Dist. LEXIS 9579 (S.D.N.Y. 1964).

Opinion

TENNEY, District Judge.

Plaintiff Cepeda, petitioner, moves herein for an order, pursuant to Rule 37(a) of the Federal Rules of Civil Procedure, directing deponent Timothy Co-hane (hereinafter referred to as “Co-hane”) to answer certain questions previously put during the course of a deposition. Cohane, in refusing to answer the aforesaid questions, asserted an alleged privilege possessed by newspapermen and those similarly situated, protecting them from the need to reveal the sources of their information.

Briefly stated, this suit for libel was brought by Orlando Cepeda, a baseball player for the San Francisco Giants organization, against Cowles Magazines & Broadcasting, Inc., based on an article about Cepeda written by Cohane and published in the May 21, 1963 issue of defendant’s bi-weekly magazine, LOOK.

The cause of action was originally commenced by plaintiff in the Superior Court of the State of California in San Francisco, and was thereafter removed, at the instance of the defendant on the grounds of diversity of citizenship, to the United States District Court for the Northern District of California.

It would appear, from the Court of Appeals decision in the instant case [Cepeda v. Cowles Magazines & Broadcasting, Inc., 328 F.2d 869 (9th Cir. 1964), cert. denied, 33 U.S.L. Week 3123 (Oct. 13, 1964), that the District Court granted defendant’s motion for summary judgment on the ground that the article was not libelous per se, plaintiff having stipulated that he would not amend his complaint to allege special damages. On appeal, the decision was reversed, the Court of Appeals holding that the article was libelous per se and remanding the case to the District Court for a trial of the issues, to wit, whether the Giant officials, to whom Cohane ascribes certain statements, did, in fact, make such statements — this bearing on the issue of damages (328 F.2d at 871) and on the defense of truth.

Thereafter, on May 28, 1964, the Honorable Lloyd H. Burke, entered an order directing plaintiff to commence taking the deposition of Cohane on or about July 30, 1964, in New York City, pursuant to a stipulation entered into between the parties. The taking of the deposition was commenced on July 30, 1964, in the New York Offices of LOOK Magazine, 488 Madison Avenue. At the taking of the deposition certain questions were propounded to Cohane, which he refused to answer. The deposition was adjourned pending a ruling by the Court as to whether the information sought was privileged.

The questions propounded to Cohane, and which he refused to answer, related to the identity of the Giant officials to whom he ascribed the statements in his article. Thus, for example, at page 8 of the deposition, he was asked which Giant official had given him an indication that Cepeda would be traded — which question he refused to answer. At page 60 of the deposition, he was asked which official had told him that Cepeda had failed to make the “big hit” — which question he also refused to answer. The reason set forth by Cohane for his refusal to answer was that “this [information] was given to me under the tacit understanding that it was privileged information, that the source would never be revealed.” (Page 8 of the Deposition) Cohane similarly refused to answer all questions put to him as to the source of any of the other statements included in the article.

*467 There is no doubt that the questions propounded were germane and relevant to the issues and that the deposition was being taken in good faith by petitioner.

On July 30, 1964, the parties appeared before the Honorable John M. Cannella, a Judge of this Court, for a ruling as to the propriety of the questions propounded and whether the information sought was privileged. He adjourned the matter to the following week since Cohane at the time was not represented by counsel.

The matter came on before me on Wednesday, August 5, 1964, at which time Cohane was represented by counsel and the attorneys for both plaintiff and defendant were present. The parties similarly appeared before me on Thursday, August 6,1964. At both conferences the parties involved, to wit, Cohane and petitioner, made their respective positions clear.

On August 7, 1964, Cohane was asked certain questions by me in open court. The questions were ones previously put by petitioner during the course of the deposition and to which Cohane had asserted his privilege.

At that time, I informed him that I was of the opinion that the matter was not privileged and directed him to answer the questions, which he, in a most respectful manner, refused to do. In the face of his refusal, in the presence of the Court, to answer questions put by the Court, and which he had been directed to answer, Cohane was adjudged to be in criminal contempt, pursuant to Rule 42(a) of the Federal Rules of Criminal Procedure, and ordered committed to the custody of the Attorney General or his duly authorized representative for a period of ten (10) days. The execution of said sentence was stayed pending a determination of the appeal subsequently taken on August 10, 1964, from the order and commitment. I might add parenthetically that at all times Cohane’s manner has been most respectful and proper.

The threshold question presented is that of the proper law to be applied in the determination of the validity of the asserted privilege, to wit, federal law or state law — and if state law, is it pursuant to the procedure substance analysis of Erie R. Co. v. Tompkins, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938) or is it by virtue of Rule 43(a) of the Federal Rules of Civil Procedure? See Massachusetts Mut. Life Ins. Co. v. Brei, 311 F.2d 463, 465-466 n. 3 (2d Cir. 1962); Compare 4 Moore Federal Practice fl] 26.23 [9] (2d ed. 1963) and 5 Moore Federal Practice 43.07 (2d ed. 1951) with 2B Barron & Holtzoff § 967 (1961).

The Court of Appeals for the Second Circuit, confronted by the problem, observed that “[t]here is considerable confusion in the decisions as to the application of the Erie case and the Federal Rules of Civil Procedure to state evi-dentiary privileges. However, the weight of authority appears to favor the view that the state rule is to govern * * Massachusetts Mut. Life Ins. Co. v. Brei, 311 F.2d 463, 465-466 (2d Cir. 1962); see Krizak v. W. C. Brooks & Sons, Inc., 320 F.2d 37, 43 (4th Cir. 1963).

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Bluebook (online)
233 F. Supp. 465, 1964 U.S. Dist. LEXIS 9579, Counsel Stack Legal Research, https://law.counselstack.com/opinion/application-of-cepeda-nysd-1964.