Applegate v. STATE OF ILL. DEPT. OF TRANSP.

783 N.E.2d 96, 335 Ill. App. 3d 1056, 270 Ill. Dec. 521
CourtAppellate Court of Illinois
DecidedJanuary 16, 2003
Docket4-01-0582
StatusPublished
Cited by12 cases

This text of 783 N.E.2d 96 (Applegate v. STATE OF ILL. DEPT. OF TRANSP.) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Applegate v. STATE OF ILL. DEPT. OF TRANSP., 783 N.E.2d 96, 335 Ill. App. 3d 1056, 270 Ill. Dec. 521 (Ill. Ct. App. 2003).

Opinion

783 N.E.2d 96 (2002)
335 Ill. App.3d 1056
270 Ill.Dec. 521

Timothy S. APPLEGATE, Plaintiff-Appellee and Cross-Appellant,
v.
The STATE OF ILLINOIS DEPARTMENT OF TRANSPORTATION and Kirk Brown, Secretary of The Department of Transportation, Defendants-Appellants and Cross-Appellees.

No. 4-01-0582.

Appellate Court of Illinois, Fourth District.

November 15, 2002.
As Modified Upon Denial of Rehearing January 16, 2003.

*99 James E. Ryan, Attorney General, of Chicago (Joel D. Bertocchi, Solicitor General, and Bryan J. Rose and Jerald S. Post (argued), Assistant Attorneys General, of counsel), for appellants.

Paul E. Adami (argued), of Mohan, Alewelt, Prillaman & Adami, of Springfield, for appellee.

MODIFIED UPON DENIAL OF REHEARING

Justice TURNER delivered the opinion of the court:

In June 1999, plaintiff, Timothy S. Applegate, was discharged from his employment at defendant, the State of Illinois Department of Transportation (Department). Plaintiff filed a grievance, and in February 2000, defendant, Kirk Brown, Secretary of the Department (Secretary), issued a final administrative decision finding that Applegate had been properly discharged. In March 2000, Applegate filed a complaint for administrative review. In November 2000, Applegate filed a second-amended complaint for judicial review by common-law writ of certiorari and for declaratory judgment. In June 2001, the circuit court held that Applegate's employment was wrongfully terminated and he was entitled to be reinstated with back pay. The circuit court also denied Applegate's request for attorney fees under section 10-55(c) of the Illinois Administrative Procedure Act (Administrative Procedure Act) (5 ILCS 100/10-55(c) (West 1998)). Defendants appeal, and Applegate cross-appeals. We affirm in part, reverse in part, and reinstate the Secretary's decision.

I. BACKGROUND

The record before us contains the following facts. At the time of his June 1999 discharge, Applegate was permanently employed full-time with the Department as a certified engineering technician IV. As a technical employee, he was exempt from the Illinois Department of Central Management Services' personnel code. The Department's personnel policies manual clearly states at the front that it "does not constitute a contract of employment." However, section 4-11(D)(1) of the manual states that "[a]n employee may be discharged only for just cause."

*100 In November 1991, Applegate was arrested outside of working hours and charged with driving under the influence of alcohol (DUI). People v. Applegate, No. 91-TR-1962 (Cir. Ct. Cumberland Co.). Applegate also had his driver's license summarily suspended. In March 1992, the charge was amended to reckless driving, to which Applegate pleaded guilty. Pursuant to section 8-3(C)(3)(a) of the Department's personnel policies manual, Applegate requested and received an unpaid general leave of absence, effective April 1, 1992, not to exceed 90 days until he obtained a license or permit. On May 12, 1992, the circuit court of Cumberland County rescinded Applegate's statutory summary suspension after finding no reasonable grounds to believe that he committed a DUI. Applegate returned to work the following day.

In March 1999, Applegate was again arrested outside of working hours and charged with DUI. People v. Applegate, No. 99-DT-27 (Cir. Ct. Christian Co.). After Applegate's license was summarily suspended in May 1999, the Department suspended him without pay and notified him of a pretermination hearing to discuss the charge of a second suspension of his driver's license while employed by the Department. Applegate called during the meeting but did not attend. Following the meeting, the Department notified Applegate that his employment was being terminated effective June 2, 1999, for cause, that cause being the violation of section 8-3(C)(4) of the Department's personnel policies manual, which states, "A second suspension or revocation of an employee's driver's license while employed by the Department shall be cause for discharge."

Following his termination in June 1999, Applegate filed a grievance with the Department pursuant to the procedures in its personnel policies manual. Applegate's grievance was denied at the local and intermediate levels. Applegate next submitted his grievance to the Secretary for final determination. Pursuant to the grievance procedure, the Secretary appointed a three-member panel and a review moderator to hear the grievance at the final level.

In May 1999, Applegate filed a motion in the circuit court of Christian County to rescind his statutory summary suspension. In August 1999, Applegate completed his statutory summary suspension. In September 1999, Applegate was acquitted of DUI following a jury trial. On January 5, 2000, the circuit court of Christian County rescinded Applegate's statutory summary suspension on the State's motion.

On January 11, 2000, the grievance panel convened, and prior to the hearing, the review moderator requested Applegate and his attorney turn off any tape recorders. Applegate's attorney intended to tape-record the hearing because no court reporter was present. Section 4-12(D)(3)(b) of the personnel policies manual states, "There will be no record made of the review other than that made or ordered by the moderator." Applegate was able to present evidence and argument at the hearing. The panel recommended that the discharge was proper but suggested that the Department revise its manual "to clarify the length of time between suspensions" and "take into consideration the judicial process in its totality" prior to taking final action. In February 2000, the Secretary concurred with the panel's finding that Applegate violated section 8-3(C)(4) of the manual and was appropriately discharged.

In March 2000, Applegate filed a complaint for administrative review in the circuit court of Sangamon County. In May 2000, defendants filed a motion to dismiss for lack of subject-matter jurisdiction because the Administrative Review Law (735 ILCS 5/3-101 through 3-113 (West 2000)) does not apply to the Department. In July 2000, Applegate filed an amended complaint, seeking judicial review of his *101 termination by common-law writ of certiorari. In August 2000, defendants filed a motion to dismiss, contending that certiorari is improper and would implicate sovereign immunity. In October 2000, Judge Thomas R. Appleton allowed defendants' motion to dismiss, determining that certiorari was improper without a formal record to review or any standards against which to measure the Secretary's decision. Judge Appleton granted Applegate leave to file an amended complaint for declaratory judgment.

In November 2000, Applegate filed a two-count second-amended complaint, seeking declaratory judgment and judicial review by writ of certiorari. In January 2001, the case was reassigned to Judge Robert J. Eggers. Defendants filed a motion to dismiss. In February 2001, Judge Eggers granted Applegate leave to file an amended complaint including a count for writ of certiorari. In April 2001, the circuit court held an evidentiary hearing, to which defendants objected and in which they refused to participate. William Harris, Applegate's former attorney, described Applegate's Christian County DUI case and the grievance proceedings before the hearing panel. Applegate next testified on his own behalf.

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Bluebook (online)
783 N.E.2d 96, 335 Ill. App. 3d 1056, 270 Ill. Dec. 521, Counsel Stack Legal Research, https://law.counselstack.com/opinion/applegate-v-state-of-ill-dept-of-transp-illappct-2003.