Andrew Taylor Thompson v. Pioneer Bank & Trust

CourtDistrict Court, D. South Dakota
DecidedDecember 31, 2025
Docket5:24-cv-05067
StatusUnknown

This text of Andrew Taylor Thompson v. Pioneer Bank & Trust (Andrew Taylor Thompson v. Pioneer Bank & Trust) is published on Counsel Stack Legal Research, covering District Court, D. South Dakota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Andrew Taylor Thompson v. Pioneer Bank & Trust, (D.S.D. 2025).

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF SOUTH DAKOTA WESTERN DIVISION

ANDREW TAYLOR THOMPSON, 5:24-CV-05067-RAL Plaintiff, OPINION AND ORDER GRANTING vs. DEFENDANT’S MOTION FOR SUMMARY JUDGMENT AND DENYING PLAINTIFF’S PIONEER BANK & TRUST, MOTION FOR PARTIAL SUMMARY JUDGMENT Defendant. .

Before this Court are two motions: one Motion for Partial Summary Judgment by Plaintiff Andrew Taylor Thompson (Thompson), Doc. 19, and one Motion for Summary Judgment by Defendant Pioneer Bank & Trust (Pioneer), Doc. 33. This Court grants Pioneer’s Motion for Summary Judgment, Doc. 33, and denies Thompson’s Motion for Partial Summary Judgment, Doc. 19, because Thompson and Pioneer never executed the Salary Continuation Agreement (SCA) claimed to have been ERISA-governed and therefore federal subject-matter jurisdiction is lacking.

I. Background This Court has detailed the factual and procedural background of this case in previous Opinions and Orders and now summarizes the background relevant to the disposition of the parties’ cross-motions for summary judgment. See Docs. 14,32. Thompson isa citizen ofSouth □ Dakota, and Pioneer is a South Dakota bank. Doc. 1 at 1. In 2006, Thompson and Pioneer entered into the Pioneer Bank & Trust Registered Representative Employment Agreement (Employment

.

Agreement) under which Pioneer employed Thompson as a financial advisor. Doc. 1 at 2; Doc. 1-1. Thompson worked for Pioneer until August 2024 when Thompson alleges that he was compelled to resign. Doc. 1 at 3. Thompson informed Pioneer of his resignation by providing Pioneer with a Notice of Resignation of Employment and Termination of Employment Agreement (Notice). Doc. 1-3. Following Thompson’s departure from Pioneer, Thompson sued Pioneer stating the following three counts: (1) an Employee’s Retirement Income Security Act (ERISA) claim alleging that the SCA was an ERISA-governed employee benefits plan that Pioneer had breached and that Pioneer had interfered with Thompson’s ERISA-governed rights in violation of Section 510 of ERISA; (2) declaratory judgment seeking various declarations relating to the Employment Agreement and Thompson’s resignation; and (3) breach of the Employment Agreement. Doc. 1. Thompson attached three documents to his Complaint: the Employment Agreement, the SCA, and the Notice. Docs. 1-1, 1-2, 1-3. The SCA attached to the Complaint was unsigned. Doc. 1-2 at 13. Thompson alleges this Court has jurisdiction under 28 U.S.C. § 1331 over Count 1 and supplemental jurisdiction under 28 U.S.C. § 1367 over Counts 2 and 3. Doc. 1 at 2. There is DO diversity-of-citizenship jurisdiction here. See id. at 1. After Thompson filed his Complaint, Pioneer moved to dismiss for lack of subject-matter jurisdiction under Federal Rule of Civil Procedure 12(b)(1). Doc. 3. Pioneer argued that this Court lacked subject-matter jurisdiction because Thompson and Pioneer never entered into the SCA, which Thompson alleges is the ERISA-governed plan, and Pioneer filed an affidavit of its Chief Executive Officer stating that Thompson and Pioneer’s CEO discussed the SCA but never agreed to its terms. Doc. 4 at 3; Doc. 4 at 1-2. Pioneer argued that without an executed SCA, the action did not arise under ERISA and this Court was without subject-matter jurisdiction. Doc. 4.

Thompson filed an affidavit in response and implied that the SCA may not have been signed but that he relied on it regardless: The SCA was meant to provide me with various retirement, disability, and other employment benefits as an incentive to remain at Pioneer and continue to grow the business. The benefit plan set forth in the SCA apparently morphed into the Long Term Retention Agreement as noted in [Pioneer CEO] Clarkson’s affidavit, as well as an amendment to the Employee Agreement. . . . Pioneer, through Mr. Clarkson, agreed to provide me with retirement and other employee benefits beyond my annual compensation package as set forth in the writings submitted in this lawsuit. Doc. 7 at 1. The filing of the motion to dismiss and related documents revealed that in 2018, the parties had entered into a Long Term Retention Agreement (LTRA). Docs. 1 at 2; 4 at 1;.5-1. The Complaint’s exhibits do not include the LTRA, but the affidavit of Pioneer’s CEO attached the LTRA, which was signed and dated November 5, 2018. Doc. 5-1. The LTRA differs markedly from the SCA, and only the SCA references ERISA provisions. Compare Doc. 5-1 with Doc. 1- 2. No other agreement in the record appears to incorporate terms of the SCA. Thompson claimed that he continued with Pioneer “at least in part, because I relied on the employee benefits Pioneer promised to me,” and worked at Pioneer “with the understanding and in reliance upon the fact that the employee benefit plan [described] in the SCA and included in later drafts/documents governed my benefits related to my employment.” Doc. 7 at 2. In a second affidavit, Pioneer’s CEO responded that Thompson proposed the LTRA as an alternative to the SCA, that no other Pioneer employee was party to the LTRA, and that the LTRA lacks any hallmarks of an ERISA-governed plan. Doc. 13. In short, Pioneer asserted that the LTRA was agreed upon in lieu of the SCA. Doc. 12 at 2. This Court noted in its earlier Opinion and Order that Thompson’s ERISA claim is based on the terms of the SCA and not the LTRA. See Doc. 1; Doc. 32 at 3.

Relying on Sanzone v. Mercy Health, 954 F.3d 1031 (8th Cir. 2020), this Court denied Pioneer’s motion to dismiss. Doc. 14. In Sanzone, the United States Court of Appeals for the Eighth Circuit concluded “whether a plan is an ERISA plan is an element of the plaintiffs case and not a jurisdictional inquiry.” 954 F.3d at 1040. Accordingly, this Court noted that “[b]ecause the existence of an ERISA plan is not a jurisdictional prerequisite, federal subject-matter jurisdiction lies over Thompson’s suit as long as he raises a colorable claim under ERISA.” Doc. 14 at 10 (cleaned up and citation omitted). This Court concluded that Thompson raised a colorable ERISA-governed claim based on his allegations of entering into the SCA. Id. at 11. Following Pioneer’s Answer, Thompson moved for partial summary judgment. Doc. 19. Thompson’s motion seeks a declaration on three discrete issues on claims presently within the supplemental jurisdiction of this Court: that “(1) Thompson’s termination of the Employment Agreement was valid; (2) Thompson’s termination of the Employment Agreement also terminated the non-compete clause; and (3) that the non-solicitation clause is unenforceable.” Doc. 21 at 2. In response, Pioneer moved for leave to conduct Rule 56(d) discovery, Doc. 22, which this Court denied. Doc. 32. This Court held both that Pioneer had not made the requisite showing under Rule 56(d) and that Pioneer’s motion was largely moot given this Court would withhold ruling on Thompson’s motion until after Pioneer had an opportunity to depose Thompson, conduct discovery on the existence of the SCA, and, if justified, file a motion for summary judgment on Count 1. Id. at 14. Having had the opportunity to depose Thompson and conduct necessary discovery, Pioneer now moves for summary judgment, Doc. 33, and asserts that “[a]s neither Thompson nor Pioneer □

entered into any version of an SCA,” this Court is without subject-matter jurisdiction, Doc. 34 at 1,

Il. Legal Standard “[F]ederal courts are courts of limited jurisdiction.” United States v. Afremov, 611 F.3d 970, 975 (8th Cir. 2010).

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Bluebook (online)
Andrew Taylor Thompson v. Pioneer Bank & Trust, Counsel Stack Legal Research, https://law.counselstack.com/opinion/andrew-taylor-thompson-v-pioneer-bank-trust-sdd-2025.