Allred ex rel. Allred v. Board of Regents of the University of New Mexico

1997 NMCA 070, 123 N.M. 545
CourtNew Mexico Court of Appeals
DecidedMay 28, 1997
DocketNo. 16812
StatusPublished
Cited by16 cases

This text of 1997 NMCA 070 (Allred ex rel. Allred v. Board of Regents of the University of New Mexico) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allred ex rel. Allred v. Board of Regents of the University of New Mexico, 1997 NMCA 070, 123 N.M. 545 (N.M. Ct. App. 1997).

Opinion

OPINION

WECHSLER, Judge.

1.Plaintiffs appeal two district court orders dismissing their claims against the Board of Regents of the University of New Mexico, Kent Argubright, Elizabeth La Roche, Jeffrey Wicks (the UNM Defendants), and Ragon Thompson. The dismissals resulted from Defendants’ motions for dismissal or for summary judgment based on Plaintiffs’ violations of the requirements of the rules of discovery. On appeal, Plaintiffs argue that: (1) they did not willfully or in bad faith fail to truthfully answer discovery requests; (2) they did not repeatedly conceal discoverable information; and (3) the real party in interest, Joshua Allred, should not suffer dismissal of the claims since he took no part in any transgressions. Plaintiffs also argue that information relating to a non-witness expert is not discoverable and that the district court did not grant summary judgment, but based its dismissal on Rule 1-037 NMRA 1997. We affirm.

Factual and Procedural Background

The First Appeal — the California Locating Service

2. In April 1992, Plaintiffs filed their complaint alleging medical malpractice before and during the birth of their twin sons, resulting in one of their twin sons, Joshua, having cerebral palsy. In June 1992, Plaintiffs’ first counsel retained a California expert witness locating service. Two months later, on August 4, 1992, Plaintiffs received an anonymous evaluation letter dated July 14, 1992, from the California locating service. The letter expressed the opinion that Thompson and Argubright were negligent, but did not express an opinion about the other Defendants. On August 24, 1992, Plaintiffs served their answers to Dr. Argubright’s interrogatories. They answered, “None.” to the question asking:

If any person licensed to practice medicine in any state has ever communicated to you, your attorneys and/or agents, or is prepared to testify in this matter that the treatment allegedly provided to you, or not provided to you, by [Argubright] fell below the applicable standard of care ... please state the name, address and profession of each such person; the date of such communication; and provide a summary of the contents of any such communication____

3. On November 24, 1992, Sweet, Rose, and Talley, who are not parties to this appeal, filed motions for summary judgment based on Plaintiffs’ lack of expert testimony. Two weeks later, Plaintiffs requested an extension of time to respond to these motions. At the December 16, 1992 hearing on this motion, Plaintiffs’ attorney stated that the file in this case would be sent to a California locating service “this week.”

4. On December 18, 1992, the UNM Defendants filed motions for summary judgment based on the lack of expert testimony. Three days later, Plaintiffs filed a motion for an extension of time to respond to these motions and represented that it would take sixty days for the California service to locate an expert and have the expert render an opinion. Thompson filed his motion for summary judgment based on the lack of expert testimony on February 10,1993.

5. On January 29, 1993, Plaintiffs’ second attorney entered a limited appearance on behalf of Plaintiffs in order to ask for more time to evaluate the case before responding to the pending motions for summary judgment and to discovery requests. On February 9, 1993, the district court held a hearing on Plaintiffs’ first attorney’s motion to withdraw and, on February 23, 1993, the district court entered an order allowing him to withdraw as counsel and granting Plaintiffs an extension of time until May 10, 1993, to respond to the pending motions for summary judgment, thereby making the second attorney unlimited counsel of record for Plaintiffs.

6. In March 1993, Plaintiffs’ second counsel discovered the identity of Dr. Keel, the author of the July 14,1992 anonymous evaluation letter, and decided to retain Keel as an expert witness. On May 4, 1993, Plaintiffs produced the July 14, 1992 letter from Keel in response to the motions for summary judgment.

7. On May 13, 1993, the UNM Defendants filed a motion to dismiss and for sanctions based on Plaintiffs’ misrepresentations regarding discovery of the July 14, 1992 letter. Meanwhile, the district court granted summary judgment in favor of the UNM Defendants and Thompson. It denied the UNM Defendants’ motions to dismiss and for sanctions, in which Thompson had joined, stating, however, that it believed Plaintiffs’ actions were inappropriate and emphasizing that it did not condone or approve of what occurred. Plaintiffs successfully appealed the orders granting summary judgment in favor of the UNM Defendants and Thompson.

This Appeal — the CT Scan

8. On August 6, 1992, Plaintiffs served their response to UNM’s request for the production of documents that included a request for any copies of x-ray films in Plaintiffs’ possession. Sometime in May 1993, a medical provider in Oklahoma performed a CT scan of Joshua’s brain. The record does not indicate that Plaintiffs supplemented their response to UNM’s request for production.

9. After the summary judgments in favor of the UNM Defendants and Thompson were reversed, Plaintiffs answered Thompson’s interrogatories on June 7,1995. Interrogatory Number 15 stated:

Please list the names, medical specialties, addresses and telephone numbers of each and every physician or other health care provider who has seen, examined or treated Joshua Allred since the incident which gives rise to your Complaint in this case, and with respect to each, please indicate the approximate date or dates when Joshua Allred was seen, or examined or treated by each such health care provider and the reason or reasons why Joshua Allred was seen, examined or treated by each such other health care provider.

(Emphasis added to “seen, examined or treated.”) In response to this interrogatory, Plaintiffs did not list any health care provider in Oklahoma where the CT scan was performed. Nor did Plaintiffs assert any type of objection or privilege with regard to the CT scan in response to this interrogatory.

10. Two weeks later, at Larry Allred’s deposition, Plaintiffs disclosed the existence of the CT scan taken in Oklahoma and the radiologist’s report finding the results normal. Mr. Allred testified that the film of the scan was at his house. Although the subpoena had directed Larry Allred to bring with him copies of all medical records under his control that related in any way to the claims made concerning Joshua’s past medical care, Larry Allred did not bring the film of the CT scan with him to his deposition.

11. The following week, Diana Allred’s deposition was taken and Plaintiffs objected to any questions about the CT scan, asserting the work product privilege and also noting that Diana Allred had promised the health care provider that he or she would not be involved in the lawsuit. The district court was called upon to rule on the matter and ordered Plaintiffs to disclose information about the CT scan. We quote at length:

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Bluebook (online)
1997 NMCA 070, 123 N.M. 545, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allred-ex-rel-allred-v-board-of-regents-of-the-university-of-new-mexico-nmctapp-1997.