Thornfield v. First State Bank of Rio Rancho

704 P.2d 1105, 103 N.M. 229
CourtNew Mexico Court of Appeals
DecidedAugust 12, 1985
Docket7102
StatusPublished
Cited by7 cases

This text of 704 P.2d 1105 (Thornfield v. First State Bank of Rio Rancho) is published on Counsel Stack Legal Research, covering New Mexico Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Thornfield v. First State Bank of Rio Rancho, 704 P.2d 1105, 103 N.M. 229 (N.M. Ct. App. 1985).

Opinion

OPINION

BIVINS, Judge.

Plaintiff, Peter Thornfield, filed suit against defendant to recover compensatory and punitive damages alleging defendant’s employees made false and malicious statements which caused federal officials to bring criminal proceedings against him. From a judgment dismissing the complaint, entered pursuant to NMSA 1978, Civ.P.R. 37(B)(2) (Repl.Pamp.1980), plaintiff appeals claiming abuse of discretion. We hold the trial court did not abuse its discretion, and affirm.

On June 9, 1982, defendant served plaintiff with interrogatories and a request for production. At a pretrial hearing held on August 9, 1982, plaintiff’s counsel informed the trial court that “the interrogatories were prepared,” and he thought discovery could be completed within the next few days. The trial court ordered the parties to complete all discovery by October 1, 1982.

On August 26, 1982, the trial court granted the defendant’s motion made on August 25, 1982, for an order compelling discovery. The trial court ordered that “plaintiff serve answers to Interrogatories and Request for Product [sic] of Documents within five days, and that his failure to do so will result in further sanctions as provided in Rule 37 of the Rules of Civil Procedure.” The trial court also ordered plaintiff to pay defendant’s attorney fees incurred in filing the motion to compel.

On September 3, 1982, plaintiff filed answers to the interrogatories, three days late, but did not respond to the request for production. Defendant, on September 28, 1982, made a motion to compel more complete answers to the interrogatories and to compel a response to the request for production. The trial court held a hearing to consider the motion to compel on December 22, 1982. Following that hearing, the court entered a default judgment against both plaintiffs on January 10, 1983.

We first summarily dispose of the claim made, for the first time in plaintiff’s reply brief, that since the discovery was directed to plaintiff, Peter Thornfield, default judgment would not be an appropriate sanction as to plaintiff, April Thornfield. On defendant’s motion, the trial court had added April Thornfield as an additional party plaintiff. Defendant moved to strike the issue from the reply brief on the grounds that it had not been raised below or. in the brief in chief and that plaintiff had failed to cite authority in support of his argument. We need not address any of those matters. The judgment by default dismissed with prejudice the claims of both plaintiffs. In the notice of appeal, only Peter Thornfield appealed from that judgment. April Thornfield is not before this court and the judgment against her is final. See NMSA 1978, Civ.App.R. 3 (Cum.Supp.1983); Miller v. Doe, 70 N.M. 432, 374 P.2d 305 (1962).

DISCUSSION

The Supreme Court in United Nuclear Corp. v. General Atomic Co., 96 N.M. 155, 629 P.2d 231 (1980), has discussed almost every conceivable question regarding discovery and the sanction of default judgment. Plaintiff seeks to distinguish that case and others upholding default judgments.

I. Willfulness, Bad Faith or Fault

Rule 37(B)(2) authorizes a trial judge to dismiss an action or render a judgment by default against a party who fails to obey an order to provide or permit discovery. The Supreme Court has construed this rule to require that denial of an opportunity for a hearing on the merits be imposed only “when the failure to comply is due to the willfulness, bad faith or fault of the disobedient party.” United Nuclear at 202, 629 P.2d 231. The Supreme Court also approved the following definition of “willfulness” from Rio Grande Gas Company v. Gilbert, 83 N.M. 274, 491 P.2d 162 (1971).

[A] willful violation of a provision of a statute or regulation is any conscious or intentional failure to comply therewith, as distinguished from accidental or involuntary non-compliance, and * * * no wrongful intent need be shown to make such a failure willful. (Citations omitted.)

United Nuclear 96 N.M. at 202, 629 P.2d 231.

Plaintiff argues that the record contains no showing of bad faith or willfulness. In entering the default judgment, the trial court made the following findings, among others.

8. Conusel [sic] for Plaintiffs has acknowledged that Plaintiffs were aware of the Request for Production and that the Request had not been responded to.
9. Counsel for Plaintiffs has acknowledged that the Plaintiff had failed to completely answer the Interrogatories and that the Answers to Interrogatories filed on September 3, are not complete, and should be supplemented.
10. Counsel for Plaintiffs has acknowledged that no attempt had been made to obtain additional time within which to respond to the Request for Production, despite Defendant having filed it’s Motion to Compel nearly four months prior to this matter being heard by the Court.

The transcript from the December 22, 1982 hearing supports the trial court’s findings. At oral argument plaintiff’s counsel stated that objections to certain interrogatories had been filed with the partial answers. These objections do not appear in the record. See Nix v. Times Enterprises, Inc., 83 N.M. 796, 498 P.2d 683 (Ct.App.1972). Even if these objections were before us, the failure to respond in any way to the request for production would itself support the trial court’s findings.

Although the plaintiff in this case apparently did not act in bad faith as did the defendant in United Nuclear, the facts nonetheless support a determination of willfulness. Plaintiffs represented to the trial court that they would complete discovery obligations within a few days. When they did not, the court entered an order requiring them to respond within five days. Plaintiffs made a partial response to the interrogatories eight days later, but no response to the request for production. At the final hearing plaintiffs acknowledged that they had not fulfilled discovery requirements. These facts indicate a “conscious or intentional failure to comply” which amounts to willfulness under United Nuclear.

Thus, the record contains evidence of “willfulness, bad faith or fault” which supports the trial court’s sanction.

II. Abuse of Discretion

Case law requires an appellate court reviewing a Rule 37 default judgment:

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Lions Gate Water v. D'Antonio
New Mexico Court of Appeals, 2018
Tran v. Bennett
New Mexico Court of Appeals, 2014
Village of Hatch v. Faught
New Mexico Court of Appeals, 2012
Allred ex rel. Allred v. Board of Regents of the University of New Mexico
1997 NMCA 070 (New Mexico Court of Appeals, 1997)
Allred v. BD. OF REGENTS OF U. OF NM
943 P.2d 579 (New Mexico Court of Appeals, 1997)
Marinchek v. Paige
772 P.2d 879 (New Mexico Supreme Court, 1989)
Lopez v. Wal-Mart Stores, Inc.
771 P.2d 192 (New Mexico Court of Appeals, 1989)

Cite This Page — Counsel Stack

Bluebook (online)
704 P.2d 1105, 103 N.M. 229, Counsel Stack Legal Research, https://law.counselstack.com/opinion/thornfield-v-first-state-bank-of-rio-rancho-nmctapp-1985.