Allen v. Fauver

768 A.2d 1055, 167 N.J. 69, 6 Wage & Hour Cas.2d (BNA) 1741, 2001 N.J. LEXIS 341
CourtSupreme Court of New Jersey
DecidedApril 10, 2001
StatusPublished
Cited by35 cases

This text of 768 A.2d 1055 (Allen v. Fauver) is published on Counsel Stack Legal Research, covering Supreme Court of New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Allen v. Fauver, 768 A.2d 1055, 167 N.J. 69, 6 Wage & Hour Cas.2d (BNA) 1741, 2001 N.J. LEXIS 341 (N.J. 2001).

Opinions

PER CURIAM.

Plaintiffs are State corrections officers who seek incidental overtime wages under the Fair Labor Standards Act (FLSA), 29 U.S.C. § 201 to § 219, and New Jersey’s Wage and Hour Law, N.J.S.A. 34:11-56a1 to -56a30. They filed this class action against the State, the Governor, and the Commissioner of Corrections, the latter two in their official capacities only.

The trial court dismissed both counts of plaintiffs’ complaint, and the Appellate Division affirmed that judgment. The Appellate Division held that the Wage and Hour Law did not apply to the State because that statute does not include the State of New Jersey in the definition of “employer,” N.J.S.A. 34:11-56a1(g), and also held that plaintiffs could not bring an action under the FLSA because the State had not waived its sovereign immunity and consented to suit under the FLSA. Allen v. Fauver, 327 N.J.Super. 14, 19-20, 21, 742 A.2d 594 (App.Div.1999). We affirm those determinations substantially for the reasons expressed in the Appellate Division’s persuasive opinion and write only to elaborate on the FLSA issue.

I.

In Seminole Tribe of Florida v. Florida, 517 U.S. 44, 116 S.Ct. 1114, 134 L.Ed.2d 252 (1996), the United States Supreme Court [73]*73held that Congress does not have authority pursuant to the Commerce Clause of the United States Constitution to abrogate a state’s Eleventh Amendment sovereign immunity and to require it to face suit under the FLSA in federal court, absent the state’s consent to suit. Not long thereafter, the United States Supreme Court held in Alden v. Maine, 527 U.S. 706, 119 S.Ct. 2240, 144 L.Ed.2d 636 (1999), that Congress similarly does not have the authority to render states susceptible to FLSA suits in their own courts, absent their consent to suit. The holding in Alden was based not on Eleventh Amendment grounds, but rather on the very structure of the Constitution and the “inviolable” and “residuary” sovereignty retained by the states following ratification of the United States Constitution. Id. at 715, 119 S.Ct. at 2247, 144 L. Ed.2d at 653 (quoting The Federalist No. 39, at 245 (James Madison) (Clinton Rossiter ed., 1961)).

Thus, the Court was left with the issue of whether Maine had waived its immunity from suit for the FLSA claims. Id. at 757, 119 S.Ct. at 2268, 144 L.Ed.2d at 680. In considering that question, the Court stated that Maine “adheres to the general rule that ‘a specific authority conferred by an enactment of the legislature is requisite if the sovereign is to be taken as having shed the protective mantle of immunity.’ ” Id. at 757-58, 119 S.Ct. at 2268, 144 L.Ed.2d at 680 (emphasis added) (quoting Cushing v. Cohen, 420 A.2d 919, 923 (Me.1980)). Because immunity was not shed concerning claims brought under the FLSA, the dismissal of the plaintiffs’ action was affirmed. Id. at 758, 119 S.Ct. at 2268, 144 L.Ed.2d at 680-81. Similarly here, the question devolves into one of consent: Has the State of New Jersey consented to waive its sovereign immunity and submit to suit under the FLSA in its state courts?

II.

Historically, our courts have long recognized that an essential and fundamental aspect of sovereignty is freedom from suit by [74]*74private citizens for money judgments absent the State’s consent. Lodor v. Baker, Arnold & Co., 39 N.J.L. 49, 50 (Sup.Ct.1876); see also Taylor v. New Jersey Highway Auth., 22 N.J. 454, 466-67, 126 A.2d 313 (1956) (stating that “[t]he doctrine that the State may not be sued in our courts without its consent is firmly established in our jurisprudence”); Gallena v. Scott, 11 N.J. 231, 237, 94 A.2d 312 (1953) (holding that defendants as representatives of State cannot bind State to litigate claim for recovery of money because suit essentially against State, therefore it is not maintainable without sovereign consent signified by legislative action or waiver of immunity). Consent has required clear and unambiguous legislative expression. Strobel Steel Constr. Co. v. State Highway Comm’n, 120 N.J.L. 298, 302, 198 A. 774 (E. & A.1938) (noting that strict construction of statutes abrogating sovereign immunity is required to ensure that statutes in derogation of sovereignty “ ‘are not permitted to divest the state or its government of any of its prerogatives, rights, or remedies, unless the intention of the Legislature to effect such object is clearly expressed in the statute’ ”) (quoting New Jersey Interstate Bridge & Tunnel Comm’n v. Jersey City, 93 N.J. Eq. 550, 553, 118 A. 264 (Ch.1922)).

Over time, tolerance for the doctrine of sovereign immunity eroded, culminating in two decisions of this Court concerning the State’s liability in tort and contract, Willis v. Department of Conservation and Economic Development, 55 N.J. 534, 264 A.2d 34 (1970), and P, T & L Construction Co. v. Commissioner, Department of Transportation, 55 N.J. 341, 262 A.2d 195 (1970). See Rochinsky v. New Jersey Dep’t of Transp., 110 N.J. 399, 404, 541 A.2d 1029 (1988).. In P, T & L and Willis, the Court determined that it would no longer bar citizens from seeking judicial resolution of their tort and contract actions against the State. Previously, the Court had declined to entertain such actions because payment of judgments would depend on the willingness of other branches of government to make the necessary appropriations. In P, T & L and Willis, the Court departed from that approach because it was unwilling to presume that the [75]*75coordinate branches would be indifferent to judicial judgments. P, T & L, supra, 55 N.J. at 345-46, 262 A.2d 195. The courts were therefore opened to litigants who sought to sue the State in tort or contract actions, with the understanding that, nonetheless, the Legislature retained its power to accept the judgment and provide for payment. Id. at 346, 262 A.2d 195.

Legislative consent to suit then remained integral to waiver of sovereign immunity, for without express legislative consent to suit there is no ability to secure satisfaction of the judgment. The legislative response to the issue of abrogation of sovereign immunity for tort and contract liability came in 1972 in the form of the Tort Claims Act, N.J.S.A 59:1-1 to 12-3, and the Contractual Liability Act, N.J.S.A. 59:13-1 to 13-10.

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Bluebook (online)
768 A.2d 1055, 167 N.J. 69, 6 Wage & Hour Cas.2d (BNA) 1741, 2001 N.J. LEXIS 341, Counsel Stack Legal Research, https://law.counselstack.com/opinion/allen-v-fauver-nj-2001.