Akron Standard Division of Eagle-Picher Industries, Inc. v. Raymond Donovan, Secretary of U.S. Department of Labor

780 F.2d 568, 95 A.L.R. Fed. 823, 12 OSHC (BNA) 1634, 1986 U.S. App. LEXIS 21693
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 8, 1986
Docket84-3650
StatusPublished
Cited by11 cases

This text of 780 F.2d 568 (Akron Standard Division of Eagle-Picher Industries, Inc. v. Raymond Donovan, Secretary of U.S. Department of Labor) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Akron Standard Division of Eagle-Picher Industries, Inc. v. Raymond Donovan, Secretary of U.S. Department of Labor, 780 F.2d 568, 95 A.L.R. Fed. 823, 12 OSHC (BNA) 1634, 1986 U.S. App. LEXIS 21693 (6th Cir. 1986).

Opinions

WELLFORD, Circuit Judge.

Hollis Palmer, at that time an employee of Lectromelt Casting and Machinery Company (Lectromelt) and chairman of the union safety committee, filed a complaint with the Occupational Safety and Health Administration (OSHA), charging certain safety violations at this Akron, Ohio plant. OSHA inspectors cited the plant for several violations, and shortly afterward Palmer was suspended for five days for alleged absence from his work station and disobeying instructions. Palmer reacted by organizing a wildcat strike at Lectromelt. He was then discharged together with other strikers. Palmer then filed two complaints, one with OSHA and the other with the National Labor Relations Board (NLRB) asserting that Lectromelt had suspended him and later had fired him in retaliation for his safety complaint and his union activity.1 During the course of their several independent investigations, OSHA and NLRB interviewed a number of witnesses, including Palmer’s former fellow employees. The OSHA investigator, in accordance with usual procedures, was allowed access to the NLRB case file, including summaries of testimony of witnesses interviewed by the Board investigator. OSHA declined to prosecute Palmer’s retaliation complaint, but the General Counsel for the NLRB accepted his complaint which is still pending with that agency.2

During the course of the NLRB investigation Akron Standard requested that OSHA disclose its entire investigatory file under the Freedom of Information Act (FOIA). OSHA declined to disclose this information on the ground that disclosure would interfere with the pending NLRB proceedings and invade the privacy of the individuals referred to in the file or those who furnished information to OSHA. In response to Akron Standard’s appeal, the Department of Labor (parent agency of OSHA) disclosed a number of documents, but withheld some portions of the file, again claiming (1) privacy and interference with the NLRB investigation, and (2) the need to protect internal agency opinions [570]*570and recommendations and the identities of confidential sources.

Shortly before the Labor Department issued its decision on the company’s appeal, Akron Standard filed suit in district court under FOIA, seeking disclosure of the withheld portions of the OSHA file. In response to the suit, the Department of Labor filed an affidavit by Sofia P. Petters of the Office of the Solicitor of Labor, setting forth the history of the case and the Department’s justification for its withholding of some parts of the file. She explained that the full file had been located and that “the vast majority of the newly discovered documents will be released.” She added, however, that some portions would not be disclosed. The withheld portions fell into three categories: (1) internal memoranda, for which the Department claimed Exemption 5, 5 U.S.C. § 552(b)(5); (2) information concerning Palmer’s job competence (which was gathered in order to determine whether he was disciplined and dismissed only for poor job performance), for which it claimed Exemption 7(C), 5 U.S.C. § 552(b)(7)(C) (the law enforcement privacy exemption); and (3) the identities of some of the employee witnesses, each of whom was given the standard written assurance that his identity would be kept confidential, for which the agency claimed Exemption 7(D), 5 U.S.C. § 552(b)(7)(D). We are called upon to decide the propriety of these latter two claimed exemptions on appeal to this court. (The administrative internal memorandum exemption is not the subject of this appeal.)

I. Information on Employee’s Job Performance — Exemption 7(C)

The Secretary contends that under claimed Exemption 7(C) the individual’s privacy interest must be balanced against the public’s interest in disclosure. In the present case, he noted, Palmer claimed that the company had retaliated against him for filing a safety complaint, despite the employee’s right to file a complaint without suffering discrimination for doing so under Section 11(c) of the Occupational Safety and Health Act, 29 U.S.C. § 660(c).3 The Secretary deleted

information which could be interpreted to reflect unfavorably upon complainant’s performance, as well as the performance of others, in terms of the performance of their work. Employees have an extremely significant privacy interest in matters such as this____

As for the public interest in disclosure to be balanced against this privacy interest, the Secretary’s representative stated:

Plaintiff here has essentially stated that the purpose for which it seeks the information is to supplement its discovery or otherwise use the information in the unfair labor practice proceeding currently pending before the NLRB. Interests such as this have repeatedly been recognized to be private not public ones and [571]*571accordingly have been given no weight in the balance under Exemption 7(C).

Since “the public interest is in the nondisclosure, not the disclosure, of such information,” the Secretary took the position in claiming the “privacy” exemption, that it would frustrate Congress’ intent to protect employees who file complaints to reveal this information to Akron Standard.

We look to whether public access (by Akron Standard or others) constitutes an invasion of privacy with respect to job performance of the complaining employee. The Secretary contends that Palmer’s privacy interests would be invaded because to disclose information about his job performance might subject Palmer to embarrassment or might have an adverse impact upon him. The language relied upon by the Secretary in Exemption 7(C), 5 U.S.C. § 552(b)(7)(C), is that disclosure would “constitute an unwarranted invasion of personal privacy.” The language of this subsection is very similar to that of Exemption 6, 5 U.S.C. § 552(b)(6), which would exempt “information of a personal nature where disclosure would constitute a clearly unwarranted invasion of personal privacy.” The language of Exemption 6 has been construed to apply to personal matters involving such things as a “person’s health, drinking habits or financial circumstances.” Common Cause v. Nuclear Regulatory Commission, 674 F.2d 921, 938 (D.C.Cir.1982). That case observed also that the personal privacy exemption, Exemption 6, “was not intended to shelter substandard performance,” 674 F.2d at 938, although the court was considering there a government official’s job performance rather than a private party’s job performance. The above rationale of Common Cause may be somewhat analogous to the personal privacy exemption here claimed as to Palmer. We have before acknowledged “as a matter of general principle, that the FOIA mandates a policy of broad disclosure.” Kiraly v. F.B.I., 728 F.2d 273, 276 (6th Cir.1984), cert. denied sub nom., Kiraly v. Clark, 466 U.S. 959, 104 S.Ct. 2171, 80 L.Ed.2d 554 (1984) (citing Church of Scientology v. U.S. Dept.

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Bluebook (online)
780 F.2d 568, 95 A.L.R. Fed. 823, 12 OSHC (BNA) 1634, 1986 U.S. App. LEXIS 21693, Counsel Stack Legal Research, https://law.counselstack.com/opinion/akron-standard-division-of-eagle-picher-industries-inc-v-raymond-ca6-1986.