Abraham v. Advocate Health and Hospitals Corp.
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Opinion
2025 IL App (1st) 241351-U
NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the limited circumstances allowed under Rule 23(e)(1).
FIRST DIVISION December 1, 2025 No. 1-24-1351 ______________________________________________________________________________
IN THE APPELLATE COURT OF ILLINOIS FIRST DISTRICT ______________________________________________________________________________
LUCILA ABRAHAM and JOSE ABRAHAM, ) Individually and as Parents and Next Friends of Rafael ) Abraham, a disabled minor, ) ) Appeal from the Plaintiffs-Appellees, ) Circuit Court of ) Cook County v. ) ) No. 19 L 14354 ADVOCATE HEALTH AND HOSPITALS ) CORPORATION, d/b/a Advocate Christ Medical Center ) The Honorable and/or Advocate Children’s Hospital, CHAWKI EL- ) Daniel A. Trevino, ZEIN, M.D., SUJATA SUBRAMANIAN, M.D., CHIKE ) Judge Presiding. B. GWAM, M.D., and MIDWEST ) ANESTHESIOLOGISTS, M.D., ) ) Defendants-Appellants. )
PRESIDING JUSTICE FITZGERALD SMITH delivered the judgment of the court. Justices Howse and Cobbs concurred in the judgment.
ORDER
¶1 Held: The trial court’s entry of judgment on the verdict in favor of the plaintiffs and against the defendants in this action for medical negligence is affirmed.
¶2 The defendants, Advocate Health and Hospitals Corporation (Advocate) and Chawki El-
Zein, M.D., appeal and seek a new trial in this medical negligence case following a jury verdict in No. 1-24-1351
favor of the plaintiffs, Lucila Abraham and Jose Abraham, individually and as parents and next
friends of Rafael Abraham, a disabled minor.1 For the reasons that follow, we affirm the judgment
of the trial court.
¶3 I. BACKGROUND
¶4 On August 1, 2013, the plaintiffs’ four-month-old son (hereinafter the minor plaintiff)
underwent surgery at Advocate Children’s Hospital to correct a congenital heart condition known
as a coarctation of the aorta. This surgery was performed by defendant Dr. El-Zein, a pediatric
cardiothoracic surgeon, with perfusion provided by Cindy Urbas, a pediatric cardiac perfusionist.
Following that surgery, the minor plaintiff remained hospitalized for five days. It was disputed at
trial whether the minor plaintiff exhibited any movement of his lower extremities during that
hospitalization. On August 6, 2013, he was discharged home into his parents’ care. On August 19,
2013, he was brought back to Advocate Children’s Hospital after his mother continued to notice
that he did not appear to be regaining movement of his lower extremities following discharge.
Following a workup, the minor plaintiff was diagnosed with paraplegia as a result of a spinal cord
infarction.
¶5 In 2019, the plaintiffs filed the present action against defendants Advocate and Dr. El-Zein,
alleging that their medical negligence during the surgery of August 1, 2013, was a proximate cause
of the spinal cord injury and paralysis suffered by the minor plaintiff. The plaintiffs sought to hold
Advocate vicariously liable both for the negligence of Dr. El-Zein and for the negligence of Urbas.
Generally speaking, the plaintiffs’ allegations of negligence were that the defendants failed to
adequately protect the spinal cord during surgery, failed to properly perfuse blood to the lower
1 Sujata Subramanian, M.D., Chike B. Gwam, M.D., and Midwest Anesthesiologists, Ltd., were previously named as defendants but are not parties to this appeal.
-2- No. 1-24-1351
body during surgery, and that they had failed to respond to multiple indications during surgery that
perfusion was inadequate. They further alleged that Dr. El-Zein had failed to lower the minor
plaintiff’s body temperature during surgery to the extent necessary to protect the spinal cord and
that Urbas had failed to communicate the perfusion status to the surgical team at critical points of
the surgery.
¶6 In December 2023, the case proceeded to trial. During jury selection, the defendants moved
to strike two prospective jurors for cause on the basis of equivocal answers given during voir dire
about whether they could set aside their own life experiences, decide the case based upon the
evidence presented, and be fair to both sides. The statements by one of the jurors, Noelia Olmos,
involved a cousin whose son had Down syndrome. The statements by the other juror, Karina
Rivera, involved her work with a nonprofit organization that provides services to immigrants and
people with disabilities. The trial court denied the defendants’ cause challenges as to both jurors.
When the defendants thereafter sought to exercise peremptory strikes against these same
prospective jurors, the plaintiffs raised a challenge that their attempt to do so was purposeful
discrimination on the basis of race as prohibited under the principles of Batson v. Kentucky, 476
U.S. 79 (1986). The trial court granted the plaintiffs’ Batson challenges and prohibited the
defendants’ exercising of peremptory strikes against Olmos and Rivera, both of whom then served
on the jury in this case. We set forth in greater detail in our analysis below the facts surrounding
the issues of jury selection that are pertinent to this appeal.
¶7 The trial of this case lasted over two weeks, during which time the jury heard the testimony
of 23 witnesses. We summarize the trial evidence and testimony relevant to the issues raised on
appeal as follows.
¶8 The plaintiffs presented the testimony of Winfield Wells, M.D., a pediatric cardiothoracic
-3- No. 1-24-1351
surgeon working at the Children’s Hospital of Los Angeles. Dr. Wells explained that the condition
requiring surgery in this case, coarctation of the aorta, is a narrowing of a portion of the aorta that
restricts blood flow. The surgical repair involves taking out the narrowed segment, putting it back
together, and adding a patch that widens it. This particular surgery also involved widening the arch
of the aorta to ensure that it did not become a future site of obstruction.
¶9 To perform this surgery, a clamp is placed across the aorta at the site of the narrowing to stop
blood flow and allow it to be opened and repaired. Once that clamp is in place, blood supply to the
lower body must come from the collateral blood vessels. In this case, Dr. El-Zein placed a line into
the minor plaintiff’s posterior tibial artery for the purpose of measuring blood pressure to the lower
body during surgery. When the surgery started, that line was functioning, and blood pressure
readings were recorded; during the procedure, however, Dr. El-Zein’s operative report reflects that
the posterior arterial line “dampened,” indicating a lack of pulsatile blood flow. Dr. Wells testified
that this dampening indicated that the minor plaintiff’s blood pressure was so low that it was not
even being recorded in the anesthesia or perfusion records. This meant that the quality of the minor
plaintiff’s blood flow through the collateral vessels was not good. It also meant that the surgery
was performed without any measurements from the posterior tibial arterial line as to what the blood
pressure was in the lower body. A second line was later placed into the innominate artery; however,
Dr. Wells testified that the placement of that line into the innominate artery provided no
information about how much blood was getting to the artery of Adamkiewicz, which is the
collateral artery that supplies blood to the lower portion of the spinal cord. This information could
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2025 IL App (1st) 241351-U
NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the limited circumstances allowed under Rule 23(e)(1).
FIRST DIVISION December 1, 2025 No. 1-24-1351 ______________________________________________________________________________
IN THE APPELLATE COURT OF ILLINOIS FIRST DISTRICT ______________________________________________________________________________
LUCILA ABRAHAM and JOSE ABRAHAM, ) Individually and as Parents and Next Friends of Rafael ) Abraham, a disabled minor, ) ) Appeal from the Plaintiffs-Appellees, ) Circuit Court of ) Cook County v. ) ) No. 19 L 14354 ADVOCATE HEALTH AND HOSPITALS ) CORPORATION, d/b/a Advocate Christ Medical Center ) The Honorable and/or Advocate Children’s Hospital, CHAWKI EL- ) Daniel A. Trevino, ZEIN, M.D., SUJATA SUBRAMANIAN, M.D., CHIKE ) Judge Presiding. B. GWAM, M.D., and MIDWEST ) ANESTHESIOLOGISTS, M.D., ) ) Defendants-Appellants. )
PRESIDING JUSTICE FITZGERALD SMITH delivered the judgment of the court. Justices Howse and Cobbs concurred in the judgment.
ORDER
¶1 Held: The trial court’s entry of judgment on the verdict in favor of the plaintiffs and against the defendants in this action for medical negligence is affirmed.
¶2 The defendants, Advocate Health and Hospitals Corporation (Advocate) and Chawki El-
Zein, M.D., appeal and seek a new trial in this medical negligence case following a jury verdict in No. 1-24-1351
favor of the plaintiffs, Lucila Abraham and Jose Abraham, individually and as parents and next
friends of Rafael Abraham, a disabled minor.1 For the reasons that follow, we affirm the judgment
of the trial court.
¶3 I. BACKGROUND
¶4 On August 1, 2013, the plaintiffs’ four-month-old son (hereinafter the minor plaintiff)
underwent surgery at Advocate Children’s Hospital to correct a congenital heart condition known
as a coarctation of the aorta. This surgery was performed by defendant Dr. El-Zein, a pediatric
cardiothoracic surgeon, with perfusion provided by Cindy Urbas, a pediatric cardiac perfusionist.
Following that surgery, the minor plaintiff remained hospitalized for five days. It was disputed at
trial whether the minor plaintiff exhibited any movement of his lower extremities during that
hospitalization. On August 6, 2013, he was discharged home into his parents’ care. On August 19,
2013, he was brought back to Advocate Children’s Hospital after his mother continued to notice
that he did not appear to be regaining movement of his lower extremities following discharge.
Following a workup, the minor plaintiff was diagnosed with paraplegia as a result of a spinal cord
infarction.
¶5 In 2019, the plaintiffs filed the present action against defendants Advocate and Dr. El-Zein,
alleging that their medical negligence during the surgery of August 1, 2013, was a proximate cause
of the spinal cord injury and paralysis suffered by the minor plaintiff. The plaintiffs sought to hold
Advocate vicariously liable both for the negligence of Dr. El-Zein and for the negligence of Urbas.
Generally speaking, the plaintiffs’ allegations of negligence were that the defendants failed to
adequately protect the spinal cord during surgery, failed to properly perfuse blood to the lower
1 Sujata Subramanian, M.D., Chike B. Gwam, M.D., and Midwest Anesthesiologists, Ltd., were previously named as defendants but are not parties to this appeal.
-2- No. 1-24-1351
body during surgery, and that they had failed to respond to multiple indications during surgery that
perfusion was inadequate. They further alleged that Dr. El-Zein had failed to lower the minor
plaintiff’s body temperature during surgery to the extent necessary to protect the spinal cord and
that Urbas had failed to communicate the perfusion status to the surgical team at critical points of
the surgery.
¶6 In December 2023, the case proceeded to trial. During jury selection, the defendants moved
to strike two prospective jurors for cause on the basis of equivocal answers given during voir dire
about whether they could set aside their own life experiences, decide the case based upon the
evidence presented, and be fair to both sides. The statements by one of the jurors, Noelia Olmos,
involved a cousin whose son had Down syndrome. The statements by the other juror, Karina
Rivera, involved her work with a nonprofit organization that provides services to immigrants and
people with disabilities. The trial court denied the defendants’ cause challenges as to both jurors.
When the defendants thereafter sought to exercise peremptory strikes against these same
prospective jurors, the plaintiffs raised a challenge that their attempt to do so was purposeful
discrimination on the basis of race as prohibited under the principles of Batson v. Kentucky, 476
U.S. 79 (1986). The trial court granted the plaintiffs’ Batson challenges and prohibited the
defendants’ exercising of peremptory strikes against Olmos and Rivera, both of whom then served
on the jury in this case. We set forth in greater detail in our analysis below the facts surrounding
the issues of jury selection that are pertinent to this appeal.
¶7 The trial of this case lasted over two weeks, during which time the jury heard the testimony
of 23 witnesses. We summarize the trial evidence and testimony relevant to the issues raised on
appeal as follows.
¶8 The plaintiffs presented the testimony of Winfield Wells, M.D., a pediatric cardiothoracic
-3- No. 1-24-1351
surgeon working at the Children’s Hospital of Los Angeles. Dr. Wells explained that the condition
requiring surgery in this case, coarctation of the aorta, is a narrowing of a portion of the aorta that
restricts blood flow. The surgical repair involves taking out the narrowed segment, putting it back
together, and adding a patch that widens it. This particular surgery also involved widening the arch
of the aorta to ensure that it did not become a future site of obstruction.
¶9 To perform this surgery, a clamp is placed across the aorta at the site of the narrowing to stop
blood flow and allow it to be opened and repaired. Once that clamp is in place, blood supply to the
lower body must come from the collateral blood vessels. In this case, Dr. El-Zein placed a line into
the minor plaintiff’s posterior tibial artery for the purpose of measuring blood pressure to the lower
body during surgery. When the surgery started, that line was functioning, and blood pressure
readings were recorded; during the procedure, however, Dr. El-Zein’s operative report reflects that
the posterior arterial line “dampened,” indicating a lack of pulsatile blood flow. Dr. Wells testified
that this dampening indicated that the minor plaintiff’s blood pressure was so low that it was not
even being recorded in the anesthesia or perfusion records. This meant that the quality of the minor
plaintiff’s blood flow through the collateral vessels was not good. It also meant that the surgery
was performed without any measurements from the posterior tibial arterial line as to what the blood
pressure was in the lower body. A second line was later placed into the innominate artery; however,
Dr. Wells testified that the placement of that line into the innominate artery provided no
information about how much blood was getting to the artery of Adamkiewicz, which is the
collateral artery that supplies blood to the lower portion of the spinal cord. This information could
have been obtained by placing a pressure monitoring catheter into the descending aorta beyond the
point where the clamps had been placed. However, in this case Dr. El-Zein did not do anything to
attempt to determine blood flow into the lower body. Dr. Wells testified not obtaining this
-4- No. 1-24-1351
information as to the amount of blood pressure in the lower body was a deviation from the standard
of care.
¶ 10 Dr. Wells also testified that Dr. El-Zein and the surgical team deviated from the standard of
care in this case by failing to take adequate measures to protect the minor plaintiff’s spinal cord
from stroke. He explained that the surgery involved the minor plaintiff being placed on
cardiopulmonary bypass, or a heart-lung machine, which allowed the flow of blood through the
body to be controlled during the surgery by turning a dial up or down. It also enabled the minor
plaintiff’s temperature to be controlled by either refrigerating or warming the blood that was
pumped through the body by the machine. The blood can be cooled to very low temperatures, and
this deep hypothermia protects the body’s tissues in the event of inadequate flow by reducing
metabolism and thereby reducing the amount of oxygen and nutrients those tissues need. Dr. Wells
testified that the standard of care required Dr. El-Zein, inasmuch as he lacked information that
blood pressure was sufficient to the lower body, to take these other protective measures of cooling
the tissues or increasing flow. Dr. Wells could see nothing from the records indicating any of these
things occurred, and this was a deviation from the standard of care.
¶ 11 Dr. Wells testified that Dr. El-Zein had instead used a technique of sending blood only into
the upper part of the body and relying upon the collateral blood vessels to bring blood to the lower
part of the body. This occurred through placement of a cannula at the base of the innominate artery.
Dr. Wells testified that the part of the operation to repair the aortic arch was 31 minutes (of a
surgery that was 157 minutes total). For only 10 of those 31 minutes, Dr. El-Zein also placed a
very small cannula into the descending aorta to attempt to bring some blood flow to the lower
body. For the remaining 21 minutes, there was no blood flow to the lower body other than that
occurring through the collateral vessels. Dr. Wells testified:
-5- No. 1-24-1351
“Q. Is there any approved testing, animal studies, any approved IRB [(institutional
review board)] testing for this technique that was being utilized on [the minor plaintiff]?
A. Well, I think the answer would be there certainly has been literature that’s been
written about a similar technique, but exactly the technique used here, I’m not aware that
there is any published literature.
Q. What I’m getting at is in opening statement, *** the defense attorney stated to the
jury that this technique has been tested and approved. Is that accurate?
A. No. No.”
¶ 12 Dr. Wells testified that it was unknowable how much blood flow was getting to the lower
body, and he had no answer to why the cannula was placed into the descending aorta for only 10
minutes. Dr. Wells testified that the general technique that Dr. El-Zein used, when done properly,
is within the standard of care. But Dr. El-Zein did not do the technique properly in in this instance,
because “there was nothing done to ensure that there was adequate blood flow getting to the lower
part of the body, particularly during the 31 minutes that this aortic arch and coarctation was being
repaired.” Dr. Wells testified that this was below the standard of care.
¶ 13 Dr. Wells testified that in his practice of performing aortic arch repair, he cools the body to
18 degrees centigrade. At that low temperature, blood flow can be stopped completely, but the
metabolism of the tissues is reduced to such a low level that they can tolerate long periods with no
blood circulation. That technique is called “deep hypothermia and circulatory arrest.” Dr. Wells
testified that Dr. El-Zein started this surgery by cooling the patient to only 28 degrees, and then he
raised the body temperature to 32 degrees for the second stage in which the aortic arch repair was
done. Dr. Wells testified that the cardiac index, which is a measurement of the amount of flow
circulating relative to the size of a child, was 1.6 per meter-squared per minute during the second
-6- No. 1-24-1351
stage of the procedure when the body temperature was at 32 degrees. Dr. Wells testified that this
cardiac index of 1.6 was far below optimal full flow, which for this patient was 2.5. Flowing the
blood at an index of only 1.6 reduced the amount of oxygen and other nutrients reaching the tissues
and was an additional factor that could account for injury to the spinal cord. Dr. Wells testified
that if Dr. El-Zein was going to raise the body temperature to 32 degrees, he was obligated to order
an increase in flow that was closer to the normal 2.5.
¶ 14 Dr. Wells testified that the cause of the minor plaintiff’s spinal cord infarction was
insufficient blood flow going to the lower body in a situation where collateral circulation, which
the defendants were depending on to get blood to the lower body, was poor. The result of that was
low blood flow to the lower body and spinal cord, which resulted in an ischemic injury to the spinal
cord. Dr. Wells testified that the deviation from the standard of care by Dr. El-Zein and his surgical
team was the cause of the minor plaintiff’s spinal cord infarction. He found no evidence of
infection or of any other competent cause for the spinal cord infarction besides medical negligence
in the surgery at issue.
¶ 15 The minor plaintiff’s medical records were admitted into evidence during the testimony of
Dr. Wells. Plaintiffs’ counsel questioned Dr. Wells as to the contents of certain records from the
minor plaintiff’s hospitalization at Advocate Children’s Hospital beginning August 19, 2013.
Several of these records included references that, for example, the impressions of treating
physicians were that the minor plaintiff “ ‘has spinal cord injury likely secondary to his surgery.’ ”
Dr. Wells testified that “secondary to surgery” meant “that the injury occurred during this surgery.”
¶ 16 Cynthia Yarger, R.N., was called by the plaintiffs in their case-in-chief. She was one of the
nurses at Advocate Children’s Hospital involved in the postsurgical monitoring of the minor
plaintiff in the pediatric surgical heart unit. Yarger conducted a head-to-toe assessment of the
-7- No. 1-24-1351
minor plaintiff every two hours from 8 a.m. to 6 p.m. on August 3, 2013, and again at 8 a.m. on
August 4, 2013. Yarger testified that the “neurological assessment” portion of her charting at each
of these timeframes reflected that in both lower extremities, the strength was “strong,” tone was
“normal,” movement was “spontaneous,” and sensation was “intact.” However, at the same
timeframes, the “cardiovascular assessment” portion of her charting reflected no movement in the
left lower extremity. Yarger agreed that the nurse who assessed the minor plaintiff overnight
between her shifts had charted the same way, as did the nurse from the general pediatric floor to
whom Yarger had handed off care midmorning on August 4, 2013.
¶ 17 Yarger’s testimony was that her documenting of no movement in the left lower extremity in
the cardiovascular portion of her charting had been a mistake or error, and the normal findings in
the neurologic portion of her charting had been accurate. Yarger agreed in her testimony that the
surgical team expected the nurses to report abnormal findings as to movement in the lower
extremities. She was asked if it would be “below the standard of care” if she failed to report such
a finding, and the trial court sustained an objection to this question. Asked instead if it would be
contrary to her professional obligations as a nurse to fail to report, she answered that she “would
be doing a poor job if I did not report a change.”
¶ 18 On examination by defendants’ counsel, Yarger testified that any lack of movement in the
patient’s lower extremities would have been an abnormal finding that would have been
documented in the chart. She testified that not only would she have noticed this issue, but that the
multiple physicians, fellows, and nurses were also conducting hands-on examinations of this
patient, making it highly unlikely that a complete lack of movement would have gone unnoticed.
She testified that she would have noticed a lack of movement in the lower extremities when
changing the patient’s diaper. She testified that a lack of movement in the left lower extremity
-8- No. 1-24-1351
would have been “100 percent” obvious when she removed the line that had been inserted into his
posterior tibial artery and cut the sutures.
¶ 19 Lawrence Vogel, M.D., is a pediatrician at Shriners Hospital who treated the minor plaintiff
beginning the month after surgery and continuing through his retirement in 2017. Dr. Vogel
testified that it was his opinion to a reasonable degree of medical certainty that the minor plaintiff
sustained spinal cord damage at the time of his surgery. This was based in part on the location of
the MRI changes between levels T9 and T11 of his thoracic spine in the region of the artery of
Adamkiewicz. Dr. Vogel testified that he did not see any evidence that the minor plaintiff had any
type of infection that would have caused his spinal cord injury.
¶ 20 Ricardo Senno, M.D., is a physical medicine and rehabilitation physician who specializes in
brain and spinal cord injuries. He presented expert testimony as to the minor plaintiff’s future
prognosis and life-care needs. Dr. Senno testified that the medical records from Advocate indicated
that the onset of the stroke in this case was “ ‘secondary to probable watershed infarct from
compromise to the radicular artery of Adamkiewicz.’ ” This meant that the stroke was caused by
compromise to the artery of Adamkiewicz, which supplies blood to the lower spinal cord. Dr.
Senno testified there was no evidence of any infectious etiology causing this stroke.
¶ 21 Stephen T. Glass, M.D., is a pediatric neurologist who testified as a causation expert. He
testified that the spinal cord injury in this case occurred intraoperatively on August 1, 2013. He
testified that the MRI imaging taken August 19, 2013, showed signal abnormality in the area of
stroke from T11 to the conus. It does not show findings indicative of active interruption of the flow
of particles within the spinal cord, and this finding is consistent with an event that preceded the
MRI imaging by at least 10 to 12 days. He testified that inadequate perfusion of the blood to the
spinal cord is an explanation for the stroke. There was no evidence that it was caused by trauma,
-9- No. 1-24-1351
genetic abnormality, or a blood clot. There was also no evidence suggesting that it was caused by
a rare enterovirus known as acute flaccid myelitis, which would have presented differently than
the symptoms experienced by the minor plaintiff in this case.
¶ 22 Plaintiff Lucila Abraham testified that she never saw the minor plaintiff move his legs after
the surgery of August 1, 2013. When she would change his diaper, he would not kick as he had
done prior to the surgery. During her testimony, two videos were admitted into evidence that she
had taken of the minor plaintiff on August 3, 2013, and August 4, 2013. She testified that these
videos showed that he was moving his arms but that there was no movement of his legs or feet. It
did not appear that the blanket covering his legs had been moved from the way the nurses had
placed it. She testified that she was concerned about the lack of movement by August 6, 2013,
when his discharge was scheduled, and she talked to a nurse about her concerns. The nurse told
her that there was not a doctor available at that time but that she could speak to a charge nurse
about it. She testified that the charge nurse told her that it was normal for the baby not to move his
legs following open heart surgery and that it was not something to worry about.
¶ 23 When his movement had not recovered by August 19, 2013, she took him back to Advocate
Children’s Hospital. She testified without objection that she learned following the MRI that he had
suffered a stroke in his spine at some point during his recent surgery. She testified that she
thereafter took him to be seen by Dr. Vogel. Over a hearsay objection, she testified that Dr. Vogel
“kind of told me the same thing that I was already told, that he had a stroke through his spine.” No
physician has ever told her that her son had an infection or acute flaccid myelitis.
¶ 24 Plaintiff Jose Abraham also testified over a hearsay objection that his wife had told him that
she had mentioned to the nurses her concern that their son was not moving his legs prior to his
discharge from the hospital. He testified that she told him that the nurses had told her this was
- 10 - No. 1-24-1351
normal after this kind of surgery. He testified that when she told him that, he felt better.
¶ 25 The defendants presented the testimony of Sheila Wood, R.N., another nurse involved in the
postsurgical care of the minor plaintiff in the pediatric surgical heart unit. Wood testified that at 8
p.m. on August 2, 2013, she conducted a neurologic assessment that showed weak strength in all
four extremities, which was not abnormal in a baby who had undergone cardiac surgery one day
earlier. She assessed tone as normal and movement spontaneous in both lower extremities. She
also checked his posterior tibial line at that time, and it would have been evident if there was a lack
of movement in the legs during that examination. Lack of movement would also have been evident
when she changed the baby’s diaper. Her findings were consistent at the next assessment at 10
p.m. In the next assessment at midnight, she assessed strength as “strong,” which was a positive
progression. She made consistent assessments at 2 a.m. and 6 a.m. on August 3, 2013. She testified
that there were no abnormal findings that would require her to notify a physician. She
acknowledged, however, that her cardiovascular assessments at the above times indicated no
movement of the left lower extremity.
¶ 26 On cross-examination, Wood confirmed that every cardiovascular assessment that she
charted showed that the patient was not having any movement in his left lower extremity. This
was inconsistent with every neurological assessment that she charted, in which she documented
that he had movement in both legs. She does not know if these chart entries were intentional or a
mistake. She was asked without objection whether she would have been required to escalate a
finding that the minor plaintiff did not have movement of his left lower extremity. She answered
that she would have been required to do so and that she would have wanted to do so. She also
acknowledged that there was a process for nurses to review their charting and make corrections
and that at no time did she ever rectify any mistakes in her charting.
- 11 - No. 1-24-1351
¶ 27 Daniel Licht, M.D., is a pediatric neurologist at Children’s National Hospital in Washington,
D.C., who expressed causation opinions on behalf of the defendants. Dr. Licht’s testimony was
that the plaintiffs’ theory that the spinal cord infarction at issue was the result of minimal to no
blood flow to the lower body during the surgery of August 1, 2013, was “not possible.” He testified
that this theory of causation advanced by the plaintiffs could not be true because there is no
evidence in this case of injury to the kidneys or liver, which are the main organs reliant upon lower-
body blood flow for oxygen. He testified that, particularly in a baby, the spinal cord receives blood
flow at every segment and that it would thus receive flow from the top down even in the event of
no flow to the artery of Adamkiewicz. By contrast, there is no collateral circulation into the kidneys
or liver. Dr. Licht disagreed that the spinal cord was more sensitive to a lack of blood flow than
the kidneys, because the oxygen demand of the spinal cord is quite low. He also testified that if
there was a spinal cord injury from no direct or collateral blood flow to the lower body, he would
expect the location of it to be at the midzone between upper body circulation and lower body
circulation. He also testified that paralysis would be noticeable within 30 minutes.
¶ 28 Dr. Licht was also asked on direct examination whether he had considered possible
alternatives that might explain the outcome of spinal cord injury that occurred in this case. He
answered that every summer between 2012 and 2015, there had been children that developed polio-
like illnesses from an infection of the spinal cord by a mutated enterovirus that has since
disappeared. The name of that condition was acute flaccid myelitis, and the children who
developed this condition did not always have acute illness. It was not until 2014 when a test became
available for it, and Dr. Licht found no evidence that the minor plaintiff had any acute illness with
his paralysis. Dr. Licht’s testimony concluded on this topic:
“Q. I want to be fair about this and make sure we’re fair and complete. Are you telling
- 12 - No. 1-24-1351
the jury that you’re a hundred percent certain that this is acute flaccid myelitis, and that’s
what caused this paralysis in this case?
A. No.
Q. Why are you offering acute flaccid myelitis as a possibility that it could have
occurred in this case, if you can’t be a hundred percent sure?
A. Because mostly I can’t explain the injury by a vascular mechanism. By that, I mean
blood flow oxygen delivery, so then you have to go looking for other explanations. What sort
of things happen to the spinal cord are inflammatory, infectious, and oncologic process.
Oncologic meaning cancer. There’s no evidence of a cancer on the MRI. So then you’re left
with just inflammation or infection. I think there’s a reasonable explanation in infection.
Q. Between those two possibilities, let’s say there’s no direct flow to the lower body,
there’s little or no collateral circulation to the body that somehow only affects T-11 to the
conus and spares everything else, on the other hand something like an infectious cause that
you talked about, which is more likely?
A. Right, so I mean all things are unlikely, including injury to the spinal cord. It happens
very rarely in pediatrics. It does happen, but very rarely.
So we’re talking about the least likely versus things that happen very rarely, but I think
infection is probably a better explanation for what happened to this child’s spinal cord than
a vascular accident.
Q. Is that in part based on your opinion regarding the likelihood or unlikelihood of the
plaintiff's theory of the case?
A. Correct.”
¶ 29 On cross-examination, Dr. Licht was asked if he was aware of literature that contradicted his
- 13 - No. 1-24-1351
opinion that the spinal cord is not more sensitive to lack of blood flow than other organs. He
answered that he was not. He was shown a 2009 article from the European Journal of
Cardiothoracic Surgery, and he agreed that journal was reasonably reliable. He agreed that he saw
where that article stated that among the organs not perfused during selective cerebral perfusion,
the spinal cord is unquestionably the organ most sensitive to ischemia. Dr. Licht then asked
plaintiffs’ counsel about the population to which the article referred—whether it was adult,
pediatric or neonatal—and plaintiff’s counsel stated “Both. It’s all.” On redirect examination,
defendants’ counsel elicited that the subjects of the 2009 study had been juvenile Yorkshire pigs
that had been exposed to 90 minutes of selective cerebral perfusion at 28 degrees. Dr. Licht
testified that this article provided no insight into this case in which the period of selective cerebral
perfusion had been only 21 minutes.
¶ 30 James Hammel, M.D., is a pediatric cardiac surgeon at the Helen DeVos Children’s Hospital
in Grand Rapids, Michigan. Dr. Hammel testified that Dr. El-Zein complied with the standard of
care in all aspects of performing the surgery of August 1, 2013. Pertinent to this appeal, Dr.
Hammel testified that over the past 20 to 25 years, there have been “several changes or, say,
additional techniques that have been developed” for performing aortic arch repair, and there was
no single technique required of all surgeons. One technique available in 2013 was “deep
hypothermia with circulatory arrest,” but a different technique of more recent development was
used in this case called “selective cerebral perfusion.” Under that technique, to protect the infant’s
brain, one of the arterial tubes from the heart-lung machine is placed into an artery that delivers
blood flow selectively to the brain during the period of the surgery when the patient would
otherwise be on total circulatory arrest so the aortic arch could be repaired. This portion of the
procedure was done at a temperature of 28 degrees, which constitutes “moderate,” not deep,
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hypothermia. Dr. Hammel expressed the opinion that it was within the standard of care to perform
the selective perfusion portion of the arch-repair procedure at 28 degrees.
¶ 31 He explained that selective cerebral perfusion occurred for 21 minutes of this surgery. This
consisted of a period of 18 minutes wherein they prepared the arch. Then for a period of 10 minutes
(while the patch was sewed), a cannula was also placed through the unfinished opening of the arch
and passed into the descending aorta that perfused the lower body. Then for the last 3 minutes that
cannula was removed, and the opening was stitched closed. All of this was done at a temperature
of 28 degrees. This technique was within the standard of care. However, it is different than Dr.
Hammel’s own technique, in which “there is no time where we are only on selective cerebral.”
Instead, under his technique, he lifts the heart and inserts a cannula into the descending aorta so
that blood flow is provided throughout the entire lower and upper body on a continuous basis.
Under his own technique, Dr. Hammel “barely cool[s] the patients at all.” He uses 32 or 34 degrees,
which would constitute “mild” hypothermia. Dr. Hammel testified that the reason surgeons
including himself and Dr. El-Zein were moving away from the use of deep hypothermia with
circulatory arrest toward techniques that use only moderate or mild hypothermia and that allow for
continuation of blood flow was to avoid problems with swelling, suppression of the immune
system, clotting, and other risks associated with the use of deep hypothermia with circulatory
arrest.
¶ 32 On cross-examination, Dr. Hammel was asked whether he had disclosed any medical
literature in support of his opinions. He answered that he had not. He also agreed that he could not
cite any paper in support of his opinion that moderate or mild hypothermia is equal to or superior
to the use of deep hypothermia in protecting the spinal cord. He disagreed that as of 2013, the
medical literature described deep hypothermia as the gold standard for aortic arch repair. Plaintiffs’
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counsel attempted to impeach his testimony on this point but was unable to establish a foundation
with the witness that a certain article published by Duke University in 2013 was reliable. The
following exchange then occurred:
“Q. I get that in 2013 you and some other doctors were experimenting and doing other
techniques. My point is—
MR. PINTO [(DEFENDANTS’ ATTORNEY)]: Object to form.
THE COURT: It’s overruled.
BY MR. BLANDIN [PLAINTIFFS’ ATTORNEY)]:
Q. —in 2013 you and other doctors like Elzein were experimenting with children,
weren’t you?
A. No. We were not experimenting.
Q. None of your studies were based on animal studies or data or anything. You were
going through and doing techniques and seeing what happened and then reporting on it;
right?
A. We were not experimenting. We were—
Q. That’s what you were doing. You had not done any tests on guinea pigs or other
animals. You just went ahead and did it; right?
A. No. We—
Q. Did you do any testing, sir, on animals before you stopped using the gold standard
of deep hypothermia?
A. Again, deep hypothermia was not the gold standard in 2013.
Q. Did you do any testing on animals—
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A. Lots of testing on animals was done by other institutions.
Q. Did you do any testing on animals before you came up with your technique?
Q. Did Dr. Elzein do any testing on animals before he came up with his technique?
A. I am not aware if he did.”
¶ 33 Dr. Hammel was also questioned on cross-examination about the same article from the
European Journal of Cardiothoracic Surgery about which Dr. Licht had been questioned. Dr.
Hammel also agreed that it was a reasonably reliable and authoritative journal. The article
addressed the topic of whether the spinal cord was protected during selective cerebral perfusion
performed at 28 degrees. The following exchange occurred during questioning about this article:
“Q. All right. We can continue onto the end of the paragraph and onto the next page.
And it reads, [‘]since there has been no clinical experimental studies assessing the safe limits
of prolonged selective spinal perfusion, moderate hyperthermia with regard to spinal cord
recovery, they sought to compare the outcomes of different durations at core body
temperatures of degrees in the same porcine survival model that’s been used in the previous
studies to explore other aspects of cerebral physiology in their laboratory.[’]
What they’re trying to do is test out the safety of doing this surgery at 28 degrees,
correct?
A. In pigs who don’t have aortic disease.
Q. Right.
A. For vastly longer durations of ischemia.
Q. That’s right. This study is being done on pigs back in 2008 because nobody had
established that it was safe to do in humans, right?
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A. That is not correct.
Q. Okay. Are you aware of any human studies where they were experimenting to make
sure that it was safe?
A. I am not aware of a human study designed to show that it was safe.
Q. That would be—
A. But it was an innovation that consisted of adding a safety measure to a standard
practice.”
¶ 34 Following a question about whether the article also cited authority that models had
demonstrated that spinal cord perfusion and collateral flow in pigs behaved similarly to that
observed in humans, Dr. Hammel stated that he was not familiar with the studies cited. He disputed
whether he had any obligation to read them prior to coming to testify and stated that his
understanding was only that he was supposed to bring his experience and share it. This prompted
the following question:
“Q. You’re just telling the jury your experience where you’ve done no experiments
other than your innovations on little babies?
A. Hundreds of operations using these and other techniques.
A. Without any incidence of spinal ischemia.”
Dr. Hammel agreed that under his own technique that he used as of 2013, perfusion would have
been provided for the entire time the minor plaintiff was on cardiopulmonary bypass due to the
use of a cannula down the descending aorta; whereas Dr. El-Zein’s technique had a cannula in
place there for only 10 minutes.
¶ 35 On redirect examination, Dr. Hammel testified that he did not believe that he had been
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experimenting on patients by performing aortic arch repair using the selective cerebral perfusion
technique. Asked to explain why this was his belief, he stated that it was an “innovation” on an
established technique by which he “figured out some additional facilitating techniques that made
it easier, less impactful on the patient and more widely popularized.”
¶ 36 Dr. Andrew Van Bergen is a pediatric cardiologist who was the minor plaintiff’s attending
physician at Advocate Children’s Hospital on August 5, 2013, and August 6, 2013. He described
the nature of the physical examination that he would have conducted and that it would have
involved assessment of the patient’s lower extremities. On both dates, he assessed the minor
plaintiff as moving all extremities equally. Asked if he could have just missed or failed to recognize
the fact that the minor plaintiff was not moving his lower extremities on the day of discharge, he
answered, “I don’t have any idea how that would be possible in a child.”
¶ 37 On cross-examination, plaintiffs’ counsel sought to question Dr. Van Bergen with medical
literature on the general topic of medical mistakes and errors. Outside the presence of the jury, the
trial court sustained an objection to the use of this literature. Plaintiffs’ counsel then asked whether
he was aware that medical errors are made every day at his hospital. The trial court overruled an
objection to this question, and the witness answered that he was aware of this. Plaintiffs’ counsel
also confirmed that he was not involved with the minor plaintiff’s care upon his readmission to the
hospital on August 19, 2013, but that he has had some involvement with him after that time. Dr.
Van Bergen was asked if he had talked to any of the doctors from Advocate who were involved in
determining why the paralysis had occurred or reviewed any records from August 19, 2013, and
he testified that he had not. Plaintiffs’ counsel concluded his questioning on this topic with the
comment, “I guess we’ll have to wait to hear from them.” There was no objection.
¶ 38 The trial court instructed the jury on proximate causation consistent with the 2021 revisions
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to the Illinois Pattern Jury Instructions, Civil, on this topic. See Ill. Pattern Jury Instructions, Civil,
No. 15.01 (rev. Aug. 2021) (hereinafter IPI Civil No. 15.01). In doing so, the trial court rejected a
modified version of this instruction tendered by the defendants that substituted its last sentence
with the language on “sole proximate cause” that, prior to 2021, was included in the “long form”
of former Illinois Pattern Jury Instruction, Civil, No. 12.05 (approved Dec. 8, 2011, withdrawn
Aug. 2021) (hereinafter former IPI Civil No. 12.05).
¶ 39 The aspects of both sides’ closing arguments pertinent to the issues raised on appeal are set
forth in our analysis below. Following closing arguments, the jury returned a verdict in favor of
the plaintiffs and against both defendants in the amount of $40 million. The defendants filed a
timely posttrial motion for new trial, which the trial court denied. This appeal followed.
¶ 40 II. ANALYSIS
¶ 41 A. Jury Selection
¶ 42 The defendants’ first argument on appeal is that the trial court’s errors in jury selection
deprived them of a fair and impartial jury. First, they contend that the trial court erred by denying
their cause challenges involving Olmos and Rivera after both prospective jurors equivocated
during voir dire about whether they could fairly and impartially decide the case based upon the
evidence and indicated that sympathy and emotion would unduly influence their verdict. Second,
they contend that the trial court compounded that error by upholding the plaintiffs’ Batson
challenges to the defendants’ attempted exercise of peremptory strikes as to these two jurors.
¶ 43 1. Facts
¶ 44 Placing the above arguments in context requires a detailed recitation of certain facts of jury
selection in this case.
¶ 45 The challenges at issue concerning Olmos and Rivera occurred on the second day of jury
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selection. The previous day, the defendants exercised their first two preemptory strikes of
prospective jurors. The first peremptory strike was exercised as to Jacqueline Corderro, a Hispanic
female. That peremptory strike of Corderro was exercised without any challenge from the
plaintiffs.
¶ 46 The defendants’ second peremptory strike was exercised with respect to a prospective juror
named Ana Mora, who was also a Hispanic female. After the defendants exercised this strike of
Mora, plaintiffs’ counsel raised the first Batson challenge of this case. Plaintiffs’ counsel argued
that the peremptory strike of Mora was the second instance in which the defendants had exercised
a peremptory strike to remove a prospective juror who was the same race as the plaintiffs.
Plaintiffs’ counsel argued there was no basis for removing Mora other than race, as she had stated
she could be fair to both sides. Plaintiffs’ counsel also pointed out to the trial court that the
defendants’ paperwork had “red circles that are placed around the Hispanic women on the venire.”
Defendants’ counsel stated that his race-neutral reason for challenging Mora was that her work
involved children with disabilities. Plaintiffs’ counsel argued that the defense had accepted another
(presumably non-Hispanic) juror despite that juror’s wife also working with disabled children.
¶ 47 At that point, the trial court took a brief recess to review the law involved in a Batson
challenge. After doing so, it first recited the law that a Batson challenge involves a three-step
analysis. The trial court stated that the first two steps had been met: the plaintiffs had made a
prima facie showing that the defendants had exercised a peremptory challenge on the basis of race;
and the defendants had proffered a race-neutral reason for striking Mora, which was that she
worked with disabled children similar to the minor plaintiff. The trial court then stated that the
third step was to determine whether the moving party had carried its burden of establishing
purposeful discrimination.
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¶ 48 Significant here, after recognizing that the plaintiffs had made a prima facie showing and that
the defendants had proffered a race-neutral explanation, the trial court stated that “[t]here’s a list
of factors relevant to the determination.” (See infra ¶ 84.) The trial court went step-by-step through
seven factors and found that some of these factors had been shown. Among these were the fact
that the defendants were exercising a strike against a juror of the same Hispanic race as the
plaintiffs and that, by that point in the case, the defendants had exercised a disproportionate number
of preemptory strikes (both of the two exercised) against prospective jurors who were of the same
race as the plaintiffs. However, the trial court ultimately found that it did not “have a really huge
sample size yet” that would enable it to conclude that defendants’ peremptory striking of Mora
was purposeful discrimination on the basis of race.
¶ 49 The following day, plaintiffs’ counsel posed a question during jury selection that touched
upon the topic of immigration, which prompted the following exchange involving Rivera:
“MS. RAISH [(PLAINTIFFS’ ATTORNEY)]: Ms. Rivera?
PROSPECTIVE JUROR: Yes. I work for a nonprofit, and we hold funds for disabilities
(indiscernible) and we also have funds for immigration. So I do tend to be a bit biased when
it comes to those topics simply because of my work and the people I work with and the
citizens that we serve as a nonprofit. So I do tend to be geared towards the nonprofit sector
when it comes to those type of sectors.
MS. RAISH: You have no reason to think that Jose and Lucy’s family utilizes those
services; you don’t know them?
PROSPECTIVE JUROR: Uh-uh.
MS. RAISH: And we won’t be bringing up any of those nonprofits or anywhere that
you work. Given that and given that they are completely separate, would you be able to put
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those experiences aside and just listen to the law and evidence in this case and be fair?
PROSPECTIVE JUROR: I would like to think so, but I can’t tell you for certain until
I’m in that situation where I’m hearing evidence, and that naturally will gear me towards my
work.
THE COURT: Same question that I asked Ms. Rivera. So those items, those are not
going to be issues that come before the jury all right? They’re not an issue that you are going
to decide on.
Everyone—so as I asked Ms. Rivera, we all have feelings, assumptions, maybe even
biases. There’s a jury instruction on this very topic. We’re not asking anyone to erase those.
That’s impossible. But what we’re asking is do you have the ability to set those aside for the
purposes of making your decision, to hear the evidence, the law, and the instructions, apply
those to the—apply those items and then make your decision, can you do that?
PROSPECTIVE JUROR: I would like to think I can.
THE COURT: You say you would like to think?
PROSPECTIVE JUROR: To think I can, yes.
THE COURT: Can you do that?
PROSPECTIVE JUROR: I don’t know if I can. I would like to think I can. I would like
to say that I would, but...
THE COURT: Thank you.”
¶ 50 Later during voir dire on the same panel, defendants’ counsel posed a question to Olmos
about a statement on her juror questionnaire that a cousin with whom she was close had a little boy
with Down syndrome. Defense counsel asked whether she would be able to set that experience
aside and listen to both sides of the case fairly. She answered:
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“PROSPECTIVE JUROR: I mean, I believe I can, like everybody says. You know, I
could say one thing, but when it comes down to it, I would hope I could do it. I mean, I tell
myself yes, I can, but, you know, you can’t—when it comes to your heart, you know—you
just can’t—you know, when it comes down to it. You know, I don’t know how my heart is
going to react, you know? I would say yes, that I would.”
¶ 51 Following that question of Olmos, defense counsel asked another question to the venire on
the topic of setting aside sympathy and listening to the evidence presented by both sides. At that
point, the trial court interrupted with the following question:
“I’m going to jump in with a question. And I think I mentioned it before, is you’ll likely
receive an instruction that acknowledges that we all have feelings, assumptions, even biases.
We just can’t let those be the basis for your decision. Is there anyone here who cannot hear
this with an open mind?
***
Anyone here who cannot have an open mind? We’re not asking you to erase the
feelings, assumptions, et cetera.
Showing no hands.”
¶ 52 Based upon the answers by Olmos and Rivera above, the defendants moved to strike both of
them for cause. As to both, defendants’ counsel argued that their answers were too equivocal and
uncertain about whether they could be fair to the defendants as well as to the plaintiffs. Defendants’
counsel also referenced a statement by Olmos that she had a funeral to attend that would result in
the trial being delayed by one day.
¶ 53 As to Olmos, the trial court noted that after her answer it had inquired of the entire panel
whether there was anyone who could not hear the case with an open mind, and she had not raised
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any concerns. The trial court stated that it had found that Olmos could be an open-minded and fair
juror. The court also stated that there was some ambiguity about whether she truly needed to attend
a funeral and that the plaintiffs’ attorneys had indicated that they could work around that schedule
if she were seated as a juror. On that basis, the trial court denied the cause challenge as to Olmos.
¶ 54 As to Rivera, the trial court stated that while it found that she might be someone who did not
want to participate in jury service and might have “waffled” somewhat in her answers, she had
also stated in questioning that neither side was ahead. The trial court stated that her answer had
involved immigration, that it was not sure why she had been asked about that topic, but that it had
clarified it was not going to be an issue in the case. The court accordingly denied the cause
challenge as to Rivera.
¶ 55 Although not directly relevant to this appeal, two additional cause challenges were raised by
the defendants to other prospective jurors on this panel. They raised a cause challenge as to a
prospective juror named Luis Oliveres on the grounds that he had limited understanding of English.
The trial court denied that challenge, stated that it perceived no difficulty understanding English
in his written questionnaire or his answers to the attorneys’ questions. The defendants also
challenged for cause a prospective juror named Alyssa Hernandez on the grounds of a statement
that her father was an immigrant and that would cause her to lean toward the plaintiffs. The trial
court denied that challenge, stating that Hernandez had been fully rehabilitated after that and
agreed she could be fair to both sides and hear the evidence with an open mind.
¶ 56 After all cause challenges had been resolved, the parties proceeded to exercise their
peremptory challenges. The plaintiffs tendered a panel in which three of the four prospective jurors
were Oliveres, Hernandez, and Olmos, with Rivera being the next prospective juror up for
consideration after that. When that panel was tendered to the defense, defendants’ counsel recited
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the juror numbers of Oliveres, Hernandez, Olmos, and Rivera as being the jurors as to whom the
defendants would exercise their next four peremptory strikes. In response to this statement,
plaintiffs’ counsel raised a Batson challenge, stating “all four are Hispanic.” Plaintiffs’ counsel
argued that the defendants were continually seeking to exclude Hispanics from the jury, including
by their two peremptory challenges the previous day, by their earlier cause challenges as to the
same four prospective jurors, and now by the present peremptory challenges.
¶ 57 The trial court stated that it was going to “apply the same analysis as yesterday,” including
the “three-step process” and “all the factors that have to be shown.” The trial court stated that it
found the plaintiffs had made a prima facie showing of discrimination. It then proceeded to
consider one-by-one the defendants’ proffered race-neutral reason for striking each juror,
beginning with Oliveres.
¶ 58 As to Oliveres, defendants’ counsel’s proffered race-neutral reason for striking him was that
he had volunteered difficulty with understanding English, which would negatively affect his ability
to consider this complicated medical negligence case. Plaintiffs’ counsel responded that the court
had already found that Olivares did not have a language barrier, and he urged the trial court to
“look beyond the mere words of counsel to look at what’s going on here” with the repeated
attempts to exclude Hispanic jurors. The trial court reiterated that the previous day, it had
considered factors including the types of jurors being targeted for challenges and the composition
of the venire and of the jury, and it had found that there was not a track record of discrimination
as of that point in the case. The trial court stressed the importance of considering each challenge
one by one. It found that the defendants’ exercising of a third peremptory challenge to excuse a
Hispanic prospective juror was not yet enough to prove discriminatory intent. It thus denied the
Batson challenge and allowed the peremptory strike as to Olivares.
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¶ 59 The next prospective juror considered was Hernandez. Defendants’ counsel’s proffered race-
neutral reason for striking Hernandez was that she had stated during questioning that she was
leaning toward the plaintiffs’ side. In response, plaintiffs’ counsel again argued that Batson directs
a trial court to consider whether the defendants’ proffered reason is mere pretext for racial
discrimination, and in this case a pattern was unfolding before the court of the defendants seeking
to exclude jurors who were of the same Hispanic race as the plaintiffs. The trial court granted the
Batson challenge as to Hernandez. In ruling, the trial court stated that it found that a pattern had
been demonstrated by this time of the defendants’ striking jurors on the basis of race. The trial
court reiterated multiple times that it was considering the totality of the same factors it had
considered on the previous challenges.
¶ 60 The arguments as to Olmos and Rivera were largely addressed together. Defendants’ counsel
stated that the defendants were going to “excuse Ms. Olmos, and to be fair, Ms. Rivera, for the
reasons we previously argued and stated when we moved to challenge those two for cause.”
Defendants’ counsel added that Olmos had a funeral to attend, which would push the trial back by
one day. Plaintiffs’ counsel stated that his argument was the same as before, that the proffered
race-neutral reasons were pretextual in light of the practice of excluding Hispanic jurors that was
occurring before the court.
¶ 61 In ruling, the trial court stated that “right now where it stands,” the defendants had already
attempted to exercise four consecutive peremptory challenges against prospective jurors who were
Hispanic. The trial court recognized the scheduling issue with Olmos, but it stated that “you can
provide a race neutral application [sic], but when I look at the pattern here and the factors and the
venire and the jury and all those things that the law requires me to do,” the Batson challenge to
Olmos was sustained. “There’s a pattern here. And I already heard the cause on her.”
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¶ 62 The defendants proceeded to address Rivera, arguing that she had stated that she could not
be fair and was not rehabilitated on the record. Plaintiffs’ counsel raised a Batson challenge for
the same reasons previously articulated. The trial court stated, “[Y]ou’ve shown there’s a race
neutral explanation, but the totality of the circumstances doesn’t change here. You’re still doing
the same thing. I already denied the motion for cause for that reason. *** And based on the Court’s
analysis of the totality of the factors, the Batson challenge is allowed and sustained.”
¶ 63 Later that day, after being sworn as a juror, Hernandez asked to speak to the court. Among
other things, she volunteered that upon reflection, “I wasn’t being truthful *** about the evidence,
that I would be open minded about it.” The trial court found this volunteered statement to be too
problematic to allow Hernandez to serve as a juror, and it discharged her for that reason.
¶ 64 The following day, the trial court heard argument on a motion to reconsider by the defendants
pertaining to the seating of Olmos and Rivera as jurors. On the issue of the cause challenges, the
defendants highlighted their specific statements above as taken from the transcript (supra ¶¶ 49-
50) and argued that the statements demonstrated that neither of them could be fair. The trial court
recited that its role was to decide, based upon the entirety of voir dire, whether a juror could be
fair and impartial and that it was the burden of a challenging party to show bias, not mere suspicion
of bias. After reviewing Rivera’s statements from the transcript, the trial court found her
statement—that she “ ‘would like to think’ ” she could set aside her own experiences, listen to the
law and evidence of the case and be fair, but that she could not “ ‘tell you for certain until I’m in
that situation where I’m hearing evidence’ ”—adequately showed that she was open to hearing the
evidence and could be fair and impartial. As to Olmos, the trial court stated that although she made
some prefatory comments in answering defense counsel’s questions, her final answer was “ ‘yes,
that I would’ ” when asked whether she could set aside her experience with her cousin’s child and
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listen to both sides of the case fairly. The trial court reiterated that it found that both jurors could
be fair and impartial, and it denied the motion for reconsideration as to the cause challenges.
¶ 65 As to the Batson rulings, one part of the defendants’ arguments for reconsideration was that
the trial court had undertaken its Batson analysis improperly, specifically by finding that the
plaintiffs had established a prima facie case of discrimination without considering the seven
factors identified by the Illinois Supreme Court as pertaining to that first analytical step. They
argued that, had the trial court properly considered these factors at the first step of the analysis, it
would have found that those factors did not weigh in favor of a prima facie showing of
discrimination, and thus it would never have proceeded to the second step of requiring the
defendants to proffer a race-neutral reason for the strike. In denying the motion to reconsider on
that aspect, the trial court reiterated multiple times that it had undertaken the proper Batson
analysis. Specifically, the trial court stated that it had considered the various factors as going to
the first step of the analysis and that it had done so prior to requiring a race-neutral reason under
the second step.
¶ 66 As to the trial court’s ultimate finding of discrimination, there was extensive argument by the
parties concerning the overall racial composition of the venire and the jury and about whether any
non-Hispanic prospective jurors had difficulties with understanding English but were not stricken.
Plaintiffs’ counsel also argued again that defendants’ counsel had drawn circles on the juror cards
of all the Hispanic women on the venire before they were even questioned, although the trial court
stated that had not been something before it. In ruling on that aspect of the motion for
reconsideration, the trial court acknowledged that the defendants had proffered a race-neutral
explanation for the striking of Olmos and Rivera; but it reiterated that it found the defendants’
striking of these two jurors nevertheless constituted “purposeful discrimination in that context in
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that moment in time.” The trial court added, “I didn’t use those words. I agree with that, but by
virtue of sustaining the objection, *** by operation of law, that’s the finding.” Accordingly, the
trial court denied the motion to reconsider its ultimate ruling sustaining the Batson challenges
concerning Olmos and Rivera.
¶ 67 2. Cause Challenges
¶ 68 On appeal, the defendants first argue that the trial court’s denial of their motions to strike
Olmos and Rivera for cause was contrary to the manifest weight of the evidence. The defendants
assert that both jurors expressed considerable doubt about whether they could set aside their
emotions and biases and weigh the evidence fairly and impartially. They cite Olmos’ experience
of having a close cousin whose son has Down syndrome and Rivera’s experience working for a
nonprofit that serves immigrants and people with disabilities. The defendants argue that these
jurors’ answers were at best aspirational about whether they could be fair and impartial despite
having personal experiences with persons in situations similar to the plaintiffs, toward whom they
would be unfairly sympathetic.
¶ 69 Initially, the plaintiffs contend that we should treat this argument as forfeited by applying the
rule that a trial court’s failure to remove a juror for cause is grounds for reversal only where the
party challenging for cause had exhausted all its peremptory challenges and was thus forced to
accept a juror who should have been dismissed for cause. See People v. Pendleton, 279 Ill. App.
3d 669, 675 (1996). The plaintiffs point out that the defendants’ motions to strike Olmos and
Rivera for cause were made at a point when the defendants had not exercised all their peremptory
challenges. The plaintiffs argue that the defendants could have exercised peremptory challenges
as to Olmos and Rivera but for their attempt to do so in a racially discriminatory way in violation
of Batson, as discussed below. We reject the plaintiffs’ forfeiture argument. We find that the
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defendants properly preserved this issue for appellate review by attempting to exercise peremptory
challenges against these two jurors, even if they were unsuccessful in doing so.
¶ 70 Turning to the merits, the determination whether to excuse a prospective juror for cause is a
matter in which the trial court is vested with great discretion. Addis v. Exelon Generation Co., 378
Ill. App. 3d 781, 792 (2007). A prospective juror should be excused for cause when his or her state
of mind is such that one of the parties will not receive a fair and impartial trial with that person
sitting as a juror. People v. Williams, 173 Ill. 2d 48, 67 (1996); accord Magna Trust Co. v. Illinois
Central R.R. Co., 313 Ill. App. 3d 375, 390 (2000). The issue for the court is whether, when the
entirety of the voir dire examination is considered, the person possesses the essential qualifications
to be a fair and impartial juror despite the beliefs or life experiences that the person brings into
jury service. See Vrzal ex rel. Sorcek v. Contract Transportation Systems Co., 312 Ill. App. 3d
755, 758-59 (2000).
¶ 71 The party raising the challenge has the burden of showing the actual existence of a
prospective juror’s disqualifying state of mind that will raise the presumption of partiality. People
v. Johnson, 149 Ill. 2d 118, 138 (1992) (hereinafter Andrew Johnson) (citing People v. Cole, 54
Ill. 2d 401, 413 (1973)). The existence of a disqualifying state of mind must be based on evidence,
and the mere suspicion of bias will not suffice. People v. Kuntu, 196 Ill. 2d 105, 127 (2001); accord
Andrew Johnson, 149 Ill. 2d at 138 (citing Cole, 54 Ill. 2d at 415). The mere fact that a prospective
juror gave an equivocal response does not require that he or she be excused for cause. Williams,
173 Ill. 2d at 67. Likewise, absolute certainty is not required of prospective jurors in their
responses. Id. (citing Andrew Johnson, 149 Ill. 2d at 138); accord People v. Reid, 272 Ill. App. 3d
301, 307 (1995) (“a juror’s state of uncertainty does not necessarily mean the juror is unqualified
to serve”). Because the trial court is in a superior position to observe the prospective juror’s
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demeanor and evaluate the candor of the responses, the trial court’s determination will not be set
aside on review unless it is against the manifest weight of the evidence. Kuntu, 196 Ill. 2d at 127.
¶ 72 Applying the above rules, we reject the defendants’ argument that the trial court’s refusal to
dismiss Olmos and Rivera as jurors for cause was contrary to the manifest weight of the evidence.
We find that the defendants fell far short of showing the actual existence in either juror of a
disqualifying state of mind that raised a presumption of partiality. Instead, the defendants’
arguments are little more than speculation of bias based upon what were effectively honest
statements by these jurors that they would not know with certainty how their life experiences
would influence their reactions to the evidence until it was presented to them. But both jurors
positively expressed the expectation that, when the time came, they would be able to set their own
life experiences aside and decide this case based upon the evidence presented.
¶ 73 As to Rivera, the trial court noted that she had been asked whether she would be able to put
aside her experiences working for a nonprofit that holds funds for immigrants and those with
disabilities, listen to the law and evidence in the case and be fair. She answered, “I would like to
think so, but I can’t tell you for certain until I’m in that situation where I’m hearing evidence.”
The trial court found this statement indicated that she was open to hearing the evidence and could
be fair and impartial.
¶ 74 As to Olmos, the trial court noted that shortly after Olmos had given this answer, the trial
court had inquired of the entire panel whether anyone believed that they could not set aside their
own feelings, assumptions, or biases and hear the case with an open mind, and she had not raised
any concerns. The trial court also noted that her final answer was “ ‘yes, that I would’ ” when
asked whether she could set aside her experience with her cousin’s child and listen to both sides
of the case fairly.
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¶ 75 The trial judge, who observed the demeanor of these two jurors in the context of the entirety
of voir dire, specifically concluded that their answers indicated that they could be fair and impartial
jurors. Under the law set forth above, we do not find that the trial court’s determination on this
point was contrary to the manifest weight of the evidence.
¶ 76 We reject the defendants’ argument that a different result is required by People v. Johnson,
215 Ill. App. 3d 713 (1991) (hereinafter Daniel Johnson), or People v. Delgado, 231 Ill. App. 3d
117 (1992). In Daniel Johnson, this court reversed a murder conviction based in part upon the
conclusion that the trial court erred in denying cause challenges against three jurors who
“equivocated” about whether they could be fair and impartial. Daniel Johnson, 215 Ill. App. 3d at
724. One juror had answered “ ‘I hope not’ ” in response to a question about whether his ability to
be fair would be affected by the fact that his sister and other family members had been victims of
robbery. Id. A second juror had answered “ ‘Not really’ ” when asked if his ability to be impartial
would be impaired by the fact that he had been robbed at knifepoint, his mother had been struck
by a hit-and-run driver, and he had friends who had been burglarized and beaten. Id. The third
juror had answered “ ‘I don’t think so’ ” when asked if his ability to be fair would be affected by
the fact that he had the experiences of being robbed and having his car stolen and that his mother
and wife had been victims of rape. Id. The appellate court stated that these three jurors’ experiences
as crime victims and their equivocation and expression of self-doubt upon being asked if they
could be fair and impartial meant the trial court had erred in denying cause challenges as to them.
Id. at 725.
¶ 77 In Delgado, the court was presented with a challenge to a trial court’s denial of a motion to
strike a prospective juror for cause in a case against the defendant for possession of a controlled
substance with intent to deliver. Delgado, 231 Ill. App. 3d at 120. In dicta, the court noted that the
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prospective juror had made equivocal statements similar to those that led to reversal in Daniel
Johnson. In response to questions about whether he could be impartial despite a close friend of his
father’s having died of a drug overdose, the prospective juror in Delgado had given answers such
as “ ‘I sometimes wonder if I could be impartial. I would like to be able to tell you I could, but
personal feelings—’ ” and “ ‘I just don’t know.’ ” Id. However, the appellate court held that the
trial court’s denial of the challenge for cause was not reversible error because the prospective juror
was excused pursuant to a peremptory strike and thus did not serve on the jury. Id. at 121.
¶ 78 We question the continued precedential value of Daniel Johnson (and by extension Delgado)
on this issue in light our supreme court’s addressing of a similar issue the following year in Andrew
Johnson. There, a defendant convicted of murder and other offenses appealed the trial court’s
denial of his cause challenge to a prospective juror based on allegedly equivocal responses
regarding that juror’s ability be impartial despite having two brothers-in-law who were police
officers and personal experiences with burglaries occurring at his mother’s residence. Andrew
Johnson, 149 Ill. 2d at 136. Asked if having those relationships or experiences would affect his
ability to be fair and impartial, the juror had given answers such as “ ‘No, I don’t think so,’ ” “ ‘I
don’t think so. I don’t know,’ ” and “ ‘I would try, um-huh.’ ” Id. at 136-37. The juror also denied
that there was any reason he could not be a fair and impartial juror. Id. at 137. In rejecting the
defendant’s challenge that these answers were too equivocal to qualify him to serve as a juror, the
supreme court characterized them as “simply the particular idioms by which many people speak.”
Id. The supreme court found nowhere in these answers “any indication that he would not view the
defendant in an objective, fair and impartial manner.” Id. at 137-38. The supreme court stated that
“[a]bsolute certainty is not required, nor will the mere suspicion of bias be sufficient to dismiss a
venire member.” Id. at 138 (citing Cole, 54 Ill. 2d at 415).
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¶ 79 We find this case to be more similar to Andrew Johnson than to Daniel Johnson, Delgado, or
any of the earlier cases cited to us by the defendants. Under the principles set forth in Andrew
Johnson, we find that the aspirational statements by Olmos and Rivera that they would be able to
set aside their own experiences and decide the case based on the evidence when the time came
were not disqualifying, even though they were not expressed with absolute certainty.
¶ 80 The defendants acknowledge that a juror’s equivocal responses are not necessarily a basis to
strike a juror for cause, but they contend that this principle applies only if the juror later promises
to disregard a stated bias. They contend that Rivera and Olmos failed to make such promises in
this case. Indeed, our supreme court has set forth this rule both ways. Compare People v. Hobley,
159 Ill. 2d 272, 297 (1994) (“An equivocal response by a prospective juror does not necessitate
striking the prospective juror for cause where the prospective juror later states that he will try to
disregard his bias”), with People v. Buss, 187 Ill. 2d 144, 187 (1999) (“an equivocal response does
not require that a juror be excused for cause”), and Williams, 173 Ill. 2d at 67 (similar)). In our
view, the question does not turn on whether a juror made a specific promise but involves
consideration of all of the principles set forth above. We reiterate that the burden is on the party
challenging a prospective juror for cause to show the actual existence of a disqualifying state of
mind as will raise the presumption of partiality. Andrew Johnson, 149 Ill. 2d at 138 (citing Cole,
54 Ill. 2d at 413). The defendants failed to make such a showing in this case as to Rivera and
Olmos, and the trial court’s denial of their challenges for cause was not contrary to the manifest
weight of the evidence.
¶ 81 3. Batson Challenges
¶ 82 The defendants’ second argument is that the trial court erred in sustaining the plaintiffs’
Batson challenges to the defendants’ attempted exercise of peremptory strikes as to Rivera and
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Olmos. The defendants argue that the trial court’s error was twofold and sequential. First, they
contend, the trial court employed an improper framework of analysis by finding that the plaintiffs
made a prima facie case without resort to the seven-factor test set forth by our supreme court.
Second, they contend that the trial court had no reason to disregard their proffered race-neutral
reasons as pretext for purposeful discrimination.
¶ 83 The principle of Batson, which is applicable in civil cases, prohibits the use of peremptory
challenges to purposefully exclude prospective jurors on the basis of their race. McDonnell v.
McPartlin, 192 Ill. 2d 505, 526 (2000). In Batson, the United States Supreme Court set forth a
three-step framework for evaluating a claim that peremptory challenges are being exercised in a
discriminatory manner. First, the challenging party must establish a prima facie case of purposeful
discrimination. Second, if a prima facie case is made, the burden shifts to the opposing party to
articulate a race-neutral reason for striking the prospective juror in question. Third, the trial court
makes a determination whether the party making the Batson claim has carried its burden of
establishing purposeful discrimination. See Batson, 476 U.S. at 96-98; see also McDonnell, 192
Ill. 2d at 526; People v. Rivera, 221 Ill. 2d 481, 500 (2006).
¶ 84 To determine at the first step whether racial bias motivated a party’s decision to exercise a
peremptory strike against a prospective juror, “a court must consider ‘the totality of the relevant
facts’ and ‘all relevant circumstances’ surrounding the peremptory strike to see if they give rise to
a discriminatory purpose.” People v. Davis, 231 Ill. 2d 349, 360 (2008) (quoting Batson, 476 U.S.
at 93-94). The threshold for making out a prima facie claim under Batson is “not high,” as a party
“ ‘satisfies the requirements of Batson’s first step by producing evidence sufficient to permit the
trial judge to draw an inference that discrimination has occurred.’ ” Id. (quoting Johnson v.
California, 545 U.S. 162, 170 (2005)). Our supreme court has articulated a list of seven factors
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relevant in evaluating whether a prima facie claim has been shown:
“(1) the racial identity between the party exercising the peremptory challenge and the
excluded venirepersons; (2) a pattern of strikes against [Hispanics] on the venire; (3) a
disproportionate use of peremptory challenges against [Hispanics]; (4) the level of
[Hispanic] representation in the venire compared to the jury; (5) the prosecutor’s questions
and statements of the challenging party during voir dire examination and while exercising
peremptory challenges; (6) whether the excluded [Hispanic] venirepersons were a
heterogeneous group sharing race as their only common characteristic; and (7) the race of
the defendant, victim and witnesses.” Id. at 362 (citing Rivera, 221 Ill. 2d at 501).
¶ 85 A trial court’s ruling as to whether a party has made out a sufficient prima facie case of
purposeful discrimination constitutes a finding of fact, and our standard of review as to this first
step of analysis is whether the finding is against the manifest weight of the evidence. Rivera, 221
Ill. 2d at 502.
¶ 86 Only if a prima face case is demonstrated at the first step is the opposing party required at
the second step to provide a race-neutral reason for its attempt to exercise a peremptory challenge
against the juror in question. Id. at 501-02. And our supreme court has cautioned against collapsing
these first two steps and requiring a race-neutral reason without a prima facie showing being made
first. Id. at 500-01. Once a prima facie case is made and a race-neutral reason is provided, the
challenging party may argue in rebuttal that the opposing party’s proffered explanation is
pretextual. Davis, 231 Ill. 2d at 363.
¶ 87 Finally, at the third step of analysis, “the trial court then weighs the evidence in light of the
prima facie case, the [striking attorney’s] reasons for challenging the venireperson, and any
rebuttal by *** counsel” for the party opposing the peremptory strike. People v. Easley, 192 Ill.
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2d 307, 324 (2000). “This final step involves evaluating ‘the persuasiveness of the justification’
proffered by the [attorney exercising the strike], but ‘the ultimate burden of persuasion regarding
racial motivation rests with, and never shifts from, the opponent of the strike.’ ” Rice v. Collins,
546 U.S. 333, 338 (2006) (quoting Purkett v. Elem, 514 U.S. 765, 768 (1995)).
¶ 88 The defendants argue that the trial court acknowledged the proper framework of a Batson
challenge but applied it improperly. Specifically, they first contend that the trial court found that
the plaintiffs had shown a prima facie case of discrimination without properly considering or
applying the seven factors articulated by our supreme court as relevant to the first step of a Batson
analysis. They contend that the trial court’s misapplication of these factors to the third step of the
test was shown not only in its brief analysis of the challenges involving Olmos and Rivera, but
also in its analysis of the three Batson challenges that preceded them. They emphasize that the
only factor cited by the trial court was the existence of a pattern of strikes against Hispanic
prospective jurors and that this factor was cited, not as a basis for finding a prima facie claim, but
as a basis for disallowing both strikes.
¶ 89 We find no grounds for concluding that the trial court employed an improper analysis of the
Batson challenges involving Olmos or Rivera. It is clear from the trial court’s comments
addressing the first Batson challenge involving Mora one day earlier that the trial court was fully
aware of the three steps of a Batson challenge and the seven factors relevant to the determination
as identified by our supreme court. Thus, despite the order of its comments, we have no doubt that
the trial court had these factors in mind when it concluded that the plaintiffs had made a prima facie
showing of discrimination. We believe the order in which the trial court made its comments are
more reflective of how this issue unfolded at trial than any misunderstanding about how to analyze
a Batson challenge. In other words, the defendants’ attorney identified four prospective jurors at
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once against whom he intended to exercise peremptory challenges, all of whom were Hispanic.
Plaintiffs’ counsel immediately raised Batson challenges on the basis that “all four are Hispanic.”
Despite the attorneys’ attempts to address the strikes and Batson challenges involving all four
jurors together, the trial court conscientiously emphasized that each peremptory strike and Batson
challenge needed to proceed one-by-one. Furthermore, all of this followed directly on the heels of
cause challenges against these same four jurors, meaning that all of the attorneys and the trial court
were largely aware of the defendants’ explanations for wanting these jurors stricken.
¶ 90 Additionally, the trial court was insistent that it did not conduct its analysis in the manner
that the defendants now contend that it did. When the defendants made this same argument in the
context of their motion to reconsider, the trial court stated that despite discussing the seven factors
after the defendants had given a race-neutral explanation for the striking of the jurors, it had
considered the factors as bearing upon the prima facie step of the analysis. It stated that “every
single time[,] this Court always considered those factors. I always did. Okay. And I always made
the initial finding, and then it went back to you,” referring to the defendants and their second stage
proffering of a race-neutral explanation for the strike. The trial court went on to acknowledge that
it could understand why the defendants’ position was “that the court should have, when making
the finding, talked about the factors at that moment in time and then go[ne] to step two. But the
court always considered factors. That’s my position, the Court’s position, but I know that I did.”
A trial court is presumed to know the law and to apply it properly, absent an affirmative showing
to the contrary in the record. In re N.B., 191 Ill. 2d 338, 345 (2000). We find that the trial court
was very conscientious and thorough in considering the multiple Batson challenges in this case,
and we conclude that the defendants have failed to make an affirmative showing that overcomes
the presumption that the trial court applied the law properly in this context.
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¶ 91 The defendants argue that even if the seven factors were considered as part of the trial court’s
prima facie analysis, the fact that the defendants had attempted to exercise four peremptory strikes
in a row against Hispanic jurors prior to the time Olmos was under consideration is an insufficient
basis upon which to conclude that a prima facie case of discrimination had been shown. We
disagree. A pattern of strikes exists where peremptory strikes affect members of a certain race to
such a degree or with such a lack of apparent nonracial motivation that it suggests the possibility
of racial motivation. People v. Andrews, 146 Ill. 2d 413, 429 (1992). In Andrews, our supreme
court found the fact that the prosecution had used all its peremptory challenges to exclude African
American venirepersons was strongly suggestive of racial motivation and thus constituted a pattern
for purposes of a prima facie showing. Id. at 428-29.
¶ 92 In this case, at the time that the defendants attempted to exercise a peremptory challenge as
to Olmos, it constituted their fifth consecutive attempt to exercise a peremptory strike of a
prospective juror who was Hispanic in a case where the plaintiffs were also Hispanic. The record
further indicates that as of that time, the defendants had attempted to exercise peremptory
challenges only against Hispanic prospective jurors and had not attempted to exercise any
peremptory challenges against prospective jurors who were not Hispanic. Although we
acknowledge the defendants’ assertion that one or two of the jurors seated in the interim were
Hispanic, the trial court, which had the benefit of firsthand observation, seemed to agree with the
plaintiffs that they were not. This is simply not something we are able to resolve from the
transcript. We do find, however, that the trial court was very conscientious in addressing the
multiple Batson challenges each time one occurred. When the issue was raised upon the second
and third instances of the peremptory striking of a Hispanic juror, the trial court found that no
pattern yet existed; but by the fifth and sixth consecutive instance, it found that a pattern had
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unfolded and been shown. Again, the trial court had the benefit of firsthand observations of the
entirety of jury selection and the demeanors of everyone involved. We conclude that the evidence
of Olmos being the fifth consecutive instance of a peremptory strike being exercised against a
Hispanic juror (and Rivera being the sixth) is a sufficient basis from which the trial court could
draw an inference that discrimination was occurring, thereby satisfying the standard for making
out a prima facie claim under Batson. See Davis, 231 Ill. 2d at 360. As noted by our supreme court,
the threshold for doing so is “not high.” Id. Accordingly, we hold that the trial court’s conclusion
that the plaintiffs had established a prima facie claim of discrimination is not contrary to the
manifest weight of the evidence.
¶ 93 We find inapposite the case upon which the defendants rely, Fleming v. Moswin, 2012 IL
App (1st) 103475-B. In that case, the majority found no discernible pattern of discrimination where
a defendant accepted the first African American venireperson tendered to him, struck a second,
accepted a third who was subsequently stricken by the plaintiffs, and then accepted two more
before moving to strike the prospective juror who was the subject of the Batson challenge. Id. ¶
57. The pattern here of attempting to exercise five and then six peremptory strikes in a row against
jurors of the same Hispanic race as the plaintiffs, while using none against prospective jurors of
any other race, appears far more indicative of discrimination than the situation in Fleming.
¶ 94 The defendants’ next argument with respect to Batson is that the trial court erred in its third-
step ruling by rejecting their proffered race-neutral reasons for striking Olmos and Rivera without
explaining or articulating any reason for doing so. Again, their proffered race-neutral reasons were
that both prospective jurors had given equivocal answers about whether they could be fair and
impartial, and Olmos had a funeral to attend that would delay the trial by one day. The defendants
assert that the plaintiffs did not provide the trial court with any reason to doubt that the defendants’
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reasons were genuine, and the trial court failed to set forth any such reasons when ruling. The
defendants also contend that the trial court relied solely upon its previous identification of a pattern
of discrimination, thereby merely reiterating one of the factors relevant to the establishment of a
prima facie case.
¶ 95 In resolving this issue, it is helpful to set forth in some detail both the nature of the
determination that a trial court is called upon to make at the third step of a Batson analysis, as well
as principles set forth by both the Illinois Supreme Court and the United States Supreme Court
concerning appellate review of the third-step ruling. Prior to doing so, we acknowledge that the
defendants argue that we should review this issue de novo on the basis that the trial court
misapplied the Batson analysis. See People v. Talley, 2023 IL App (4th) 221013, ¶¶ 22-24.
However, based upon our holding above that the trial court conducted a proper Batson analysis,
we decline to review this issue under standards different than those established by the higher
courts, as set forth below.
¶ 96 The question for the trial court at the third step of Batson is whether the party opposing
exercise of the peremptory strike has carried its burden of proving purposeful discrimination. Mack
v. Anderson, 371 Ill. App. 3d 36, 47 (2006). As stated above, at this step the trial court “weighs
the evidence in light of the prima facie case, the [striking attorney’s] reasons for challenging the
venireperson, and any rebuttal by *** counsel” for the party opposing the peremptory strike.
Easley, 192 Ill. 2d at 324. The “critical question” before the trial court at this step is the
“persuasiveness” of striking attorney’s justification for using the strike. Mack, 371 Ill. App. 3d at
47 (citing Miller-El v. Cockrell, 537 U.S. 322, 338-39 (2003)). The trial court must assess the
genuineness of the reason given by the striking attorney along with that attorney’s credibility in
offering the explanation. People v. Martinez, 335 Ill. App. 3d 844, 853 (2002). It must also “assess
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the plausibility of that reason in light of all evidence with a bearing on it.” Miller-El v. Dretke, 545
U.S. 231, 252 (2005); see Flowers v. Mississippi, 588 U.S. 284, 302 (2019) (trial court must
consider proffered race-neutral explanation “in light of all of the relevant facts and circumstances”
and arguments of the parties).
¶ 97 Given the focus of this inquiry, a trial court’s third-step finding on the ultimate issue of
discrimination rests largely on credibility determinations. McDonnell, 192 Ill. 2d at 527. Our
supreme court has stated:
“As the Supreme Court observed in Hernandez v. New York, 500 U.S. 352, 365 (1991), there
will seldom be much evidence bearing upon the ultimate question of discrimination and the
‘best evidence often will be the demeanor of the attorney who exercises the challenge.’ The
evaluation of the attorney’s state of mind is most often ‘based on demeanor and credibility’
and thus ‘lies “peculiarly within the trial judge’s province.” ’ Hernandez, 500 U.S. at 365,
quoting Wainwright v. Witt, 469 U.S. 412, 428 (1985). As the Supreme Court acknowledged
in Hernandez, the credibility of the attorney’s explanation ‘goes to the heart of the equal
protection analysis, and once that has been settled, there seems nothing left to review.’
(Emphasis added.) Hernandez, 500 U.S. at 367.” Rivera, 221 Ill. 2d at 502.
¶ 98 Our supreme court has further recognized that “a race-neutral reason for a challenge often
invokes a juror’s demeanor (e.g., nervousness, inattention, the way words are emphasized to
express differing meanings), making the trial court’s firsthand observations of crucial importance.”
Davis, 231 Ill. 2d at 363-64. “In such situations, the trial court must evaluate not only whether the
[striking attorney’s] demeanor belies discriminatory intent, but also whether the juror’s demeanor
can credibly be said to have exhibited the basis for the strike attributed to the juror by the [striking
attorney].” Id. at 364 (citing Snyder v. Louisiana, 552 U.S. 472, 477 (2008)).
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¶ 99 Because the trial court’s firsthand observations of these matters are of such crucial
importance to the third-step determination, “a reviewing court must defer to the trial court absent
‘exceptional circumstances.’ ” People v. Crawford, 2013 IL App (1st) 100310, ¶ 103 (quoting
Hernandez, 500 U.S. at 366). The trial court’s ruling on the ultimate question of discrimination is
a finding of fact (People v. Hudson, 157 Ill. 2d 401, 426 (1993)), which must be upheld by a
reviewing court unless it is clearly erroneous. Crawford, 2013 IL App (1st) 100310, ¶ 103 (citing
Snyder, 552 U.S. at 477). Under the clear error standard of review, we may not reverse unless we
are left with a definite and firm conviction that a mistake has been committed. Id. (citing
Hernandez, 500 U.S. at 369).
¶ 100 Bearing in mind the above standards, we cannot say in this case that it was clearly erroneous
for the trial court to sustain the plaintiffs’ Batson challenges to the defendants’ attempted striking
of Olmos and Rivera. As we have already recognized, the attempted strikes of Olmos and Rivera
constituted, respectively, the fifth and sixth consecutive instances in which the defendants had
attempted to exercise peremptory strikes of prospective jurors of the same Hispanic race as the
plaintiffs. They also followed directly after cause challenges involving four of these same Hispanic
jurors. No strikes had been exercised against any jurors of any other race, and (although the
defendants dispute this) there is no clear evidence that any of the jurors seated in the interim were
Hispanic. Against these facts, it was the purview of the trial court to assess whether purposeful
discrimination was occurring in the case before it. It was for the trial court to assess from the
totality of circumstances whether the defendants had merely gotten a “bad draw” in jury selection
such that by coincidence six prospective jurors in a row whom they would have stricken regardless
of race all happened to be Hispanic in a case with Hispanic plaintiffs? Or was something invidious
occurring in which the defendants’ true reason for wanting them stricken from the jury involved
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their race? The Batson analysis vests in the trial court the responsibility of assessing the
defendants’ attorney’s state of mind on this question, based on demeanor, credibility of argument,
and all other facts bearing upon the issue. In this case, after weighing these factors in considering
the arguments as to Olmos and Rivera, the trial court’s finding was that defendants’ striking of
them constituted “purposeful discrimination in that context in that moment in time” when the
strikes were exercised. Given the importance of its credibility assessment to this ruling, we cannot
say it was clearly erroneous under the facts of this case.
¶ 101 We recognize the defendants’ argument that the trial court provided minimal additional
explanation as to its basis for not accepting defendants’ counsel’s proffered race-neutral reasons
for striking of Olmos and Rivera. However, the defendants cite no Illinois authority that the trial
court was required to explain its reasoning. The Second Circuit has held that, “[a]s long as a trial
judge affords the parties a reasonable opportunity to make their respective records, he may express
his Batson ruling on the credibility of a proffered race-neutral explanation in form of a clear
rejection or acceptance of a Batson challenge.” Messiah v. Duncan, 435 F.3d 186, 198 (2d Cir.
2006); see Miller-El, 537 U.S. at 347 (“a state court need not make detailed findings addressing
all the evidence before it” to render a proper Batson ruling). The determination that the trial court
was called upon to make was primarily one of credibility that turned on the demeanor of the
attorneys and jurors in the case before it. As such, any failure to further explain the basis of its
ruling is not grounds for reversal in this instance.
¶ 102 Also, we reject the defendants’ argument that the trial court looked solely to a pattern of
discrimination (i.e., a factor of the first step of analysis) in reaching its ultimate conclusion at the
third step of analysis. Although some of the trial court’s statements made in the midst of jury
selection could be said to lack precision, we believe they reflect its appropriate consideration of
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the totality of the evidence and arguments bearing on the issue of discrimination. See Miller-El,
545 U.S. at 252; Flowers, 588 U.S. at 302. In its ruling as to Olmos, the court stated that “you can
provide a race neutral application [sic], but when I look at the pattern here and the factors and the
venire and the jury and all those things that the law requires me to do,” the Batson challenge is
sustained. Similarly, in shortly thereafter sustaining the challenge as to Rivera, it stated, “[Y]ou’ve
shown there’s a race neutral explanation, but the totality of the circumstances doesn’t change here.
You’re still doing the same thing.” And the following day, in denying the motion for
reconsideration, it clarified, “[B]y me sustaining it, obviously, the finding is of purposeful
discrimination in that context in that moment in time. *** I didn’t use those words. I agree with
that, but by virtue of sustaining the objection, *** by operation of law, that’s the finding.” While
the trial court may have found the pattern of consecutive striking of Hispanic jurors to be the
strongest evidence within the totality of circumstances bearing upon the issue of purposeful
discrimination, we do not interpret the trial court’s ultimate ruling to have been based upon this
evidence alone or insufficient for that reason.
¶ 103 Finally, we reject the argument that the defendants were “vindicated” in their stated
explanations for wanting Olmos and Rivera stricken because Hernandez, after initially being sworn
as a juror, approached the trial court and volunteered that she had been untruthful that she would
be openminded about the evidence. The trial court dismissed Hernandez on the basis that her
volunteered statement was too problematic to allow her to continue to serve. We find the fact that
Hernandez approached the court and made this statement after the trial court had ruled upon the
Batson challenges at issue to be irrelevant to the rulings involving Olmos and Rivera. In denying
the motion for reconsideration, the trial court reiterated that its later excusing of Hernandez did
not change its determination that the striking of Olmos and Rivera had constituted purposeful
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discrimination in the context and at the time it had occurred. As stated above, we do not find this
ruling to be clearly erroneous.
¶ 104 B. Jury Instruction
¶ 105 The defendants next argue that they were unfairly prejudiced by the trial court’s rejection of
the modified jury instruction that they tendered on the topic of proximate causation, which
included language instructing the jury specifically as to sole proximate cause. They assert that they
presented evidence in this case that the sole proximate cause of the minor plaintiff’s spinal cord
injury was acute flaccid myelitis.
¶ 106 Civil litigants are entitled to have the jury instructed upon each theory that was supported by
the evidence. Leonardi v. Loyola University of Chicago, 168 Ill. 2d 83, 100 (1995). Generally
speaking, all that is required to justify the giving of a jury instruction is that there be some evidence
in the record, even if insubstantial, to justify the theory of the instruction. Heastie v. Roberts, 226
Ill. 2d 515, 543 (2007). The determination of what issues have been raised by the evidence is
within the discretion of the trial court. Leonardi, 168 Ill. 2d at 100. Similarly, decisions about
which jury instructions to use are within the discretion of the trial court and will not be disturbed
unless the trial court has abused its discretion. Heastie, 226 Ill. 2d at 543.
¶ 107 A trial court is required to use the applicable jury instructions contained within the Illinois
Pattern Jury Instructions, Civil (hereinafter IPI), unless the court determines that an instruction
does not accurately state the law. Ill. S. Ct. R. 239(a) (eff. Apr. 8, 2013). If a pattern instruction
does not accurately state the law, then the court may instruct the jury pursuant to a nonpattern
instruction. Schultz v. Northeast Illinois Regional Commuter R.R. Corp., 201 Ill. 2d 260, 273
(2002). Our standard for determining whether a trial court abused its discretion is whether,
considered as a whole, the instructions fairly, fully, and comprehensively apprised the jury of the
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relevant legal principles. Id. at 273-74. We will not reverse due to the giving of faulty jury
instructions unless they clearly misled the jury and resulted in prejudice to the defendants. Id. at
274; accord Studt v. Sherman Health Systems, 2011 IL 108182, ¶ 28 (reversal is warranted only if
the instructional error resulted in “ ‘serious prejudice’ ” to the defendant’s right to a fair trial).
¶ 108 In this case, the trial court instructed the jury on proximate causation by use of the current
IPI-approved instruction on this topic as it was revised in 2021. See IPI Civil No. 15.01. The
instruction given by the trial court stated:
“When I use the expression ‘proximate cause,’ I mean a cause that, in the natural or
ordinary course of events, produced the plaintiffs’ injury. It need not be the only cause, nor
the last or nearest cause. It is sufficient if it combines with another cause resulting in the
injury.
If you decide that the defendants were negligent and that their negligence was a
proximate cause of injury to [the minor plaintiff], it is not a defense that something else may
also have been a cause of the injury. However, if you decide that the defendant’s conduct
was not a proximate cause of [the minor plaintiff’s] injury, then your verdict should be for
the defendant.” (Emphasis added.)
¶ 109 The defendants argue that the trial court erred in giving the above instruction and by rejecting
their modified version of IPI Civil No. 15.01. That rejected instruction stated:
“When I use the expression ‘proximate cause,’ I mean a cause that, in the natural or
ordinary course of events, produced the plaintiff’s injury. It need not be the only cause, nor
the last or nearest cause. It is sufficient if it combines with another cause resulting in the
injury. If you decide that a defendant was negligent and that defendant’s negligence was a
proximate cause if injury to the plaintiff, it is not a defense that something else may also have
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been a cause of the injury. However, if you decide that the sole proximate cause of injury to
the plaintiff was something other than the conduct of a defendant, then your verdict should
be for that defendant.” (Emphasis added.)
¶ 110 The pertinent difference between these two instructions is the last sentence. The defendants’
tendered instruction modified the current version of IPI Civil No. 15.01 by replacing its last
sentence with the bracketed language concerning sole proximate cause that, prior to 2021, was
included as part of the “long form” of former IPI Civil No. 12.05, which stated:
“If you decide that a [the] defendant[s] was [were] negligent and that his [their]
negligence was a proximate cause of injury to the plaintiff, it is not a defense that something
else may also have been a cause of the injury.
[However, if you decide that the sole proximate cause of injury to the plaintiff was
something other than the conduct of the defendant, then your verdict should be for the
defendant.]”
¶ 111 The defendants argue that they were entitled to have the jury instructed specifically as to sole
proximate cause in this case and that IPI Civil No. 15.01 given by the trial court failed to do this.
They contend that the instruction given was incomplete, in that it conveys the general proposition
that evidence of another proximate cause is not a defense but omits the specific exception for
evidence that something else is the “sole” proximate cause. If the jury is told only of the general
proposition but not the specific exception, the defendants contend, then it does not matter that the
jury might conclude something else is the sole proximate cause; having been told that evidence of
another cause is not a defense to liability, the jury will presumably follow the general principle
and award a plaintiff’s verdict. The defendants contend that their tendered instruction would have
clarified this point, without which the jury could not be expected to understand or apply the
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exception for sole proximate cause.
¶ 112 After the trial and during briefing of this appeal, an argument similar to that advanced by the
defendants here was met with acceptance by a panel of this court. See Johnson v. Advocate Health
& Hospitals Corp., 2025 IL App (1st) 230087, ¶¶ 58-60. The court in Johnson held that a trial
court had erred by refusing a defendant’s tendered instruction that modified IPI Civil No. 15.01 in
a manner similar to the instruction tendered by the defendants in the present case. Id. ¶¶ 20-22, 60.
In its reasoning, the court relied on our supreme court’s recognition that
“ ‘[a] defendant has the right not only to rebut evidence tending to show that defendant’s
acts are negligent and the proximate cause of claimed injuries, but also has the right to
endeavor to establish by competent evidence that the conduct of a third person, or some
other causative factor, is the sole proximate cause of plaintiff's injuries.’ ” (Emphases in
original.) Id. ¶ 58 (quoting Leonardi, 168 Ill. 2d at 101).
¶ 113 The court reasoned that the two distinct rights possessed by defendants as set forth in the
above quote from Leonardi make it clear that, “when supported by the evidence, a defendant is
entitled to an explicit instruction ‘that the conduct of a third person, or some other causative factor,
is the sole proximate cause of plaintiff’s injuries.’ ” Id. ¶ 59 (quoting Leonardi, 168 Ill. 2d at 101).
Thus, the court found that, while the current version of IPI Civil No. 15.01 is an accurate statement
of the law on proximate cause in general, it fails to state the law regarding the sole proximate cause
defense with the specificity that Leonardi requires. Id. Despite this holding, however, the court
found that the defendant had suffered no serious prejudice from the giving of the unmodified
version of IPI Civil No. 15.01, which was not clearly misleading. Id. ¶ 72. The court reasoned that
the defendant’s attorney was able to make a sole proximate cause argument that was “abundantly
clear” to the jury in accordance with the unmodified instruction. Id. ¶ 70.
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¶ 114 The plaintiffs argue that we do not need to reach the issue of whether the current version of
IPI Civil No. 15.01 is an incomplete statement of the law concerning sole proximate cause. They
raise multiple arguments in this regard. First, they contend that the defendants forfeited this claim
of error by failing to raise the contention in the trial court in the way that they are now arguing it
on appeal. Second, they contend that any error is moot because the defendants made no attempt in
closing arguments to argue that acute flaccid myelitis was a sole proximate cause of the injury in
this case and thus suffered no prejudice from the jury not being instructed on this topic. Third, they
argue that Dr. Licht merely presented acute flaccid myelitis as a possible alternative explanation,
and he did not express an opinion a reasonable degree of medical certainty that it was in fact the
sole proximate cause of the minor plaintiff’s spinal cord injury.
¶ 115 These points by the plaintiffs are well taken. In the trial court, defendants’ counsel never
advanced the specific objection or argument that the evidence of this case warranted instructing
the jury on sole proximate cause. A party forfeits the right to object to jury instructions when the
party fails to make a specific objection during the jury instruction conference. Colella v. JMS
Trucking Co., 403 Ill. App. 3d 82, 95 (2010); accord Givens v. City of Chicago, 2023 IL 127837,
¶ 76. This requirement ensures that the trial court has the opportunity to correct a defective
instruction and to prevent the challenging party from gaining an unfair advantage by failing to act
at a time when the trial court could remedy the faulty instruction and then obtaining a reversal on
appeal. Mikolajczyk v. Ford Motor Co., 231 Ill. 2d 516, 557-58 (2008).
¶ 116 At the jury instruction conference, when defendants’ counsel objected to the unmodified
version of IPI Civil No. 15.01 and argued in favor of the defendants’ modified version, the
argument went as follows:
“[THE COURT:] Plaintiffs’ proposed No. 15 is the 15.01, proximate cause instruction.
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Any objection?
MR. PINTO [(DEFENDANTS’ ATTORNEY)]: Judge, we have *** an alternative
proximate cause instruction that we are offering based on the fact that the IPI was recently
modified to, in our view, misdefine proximate cause and sole proximate cause. So we’ve
offered an instruction on proximate cause based on the Leonardi case and the McDonald case
as cited in our draft that we think accurately states the law when it comes to proximate cause
and sole proximate cause.
THE COURT: Yeah, I see the distinction that you’re offering. So what’s Plaintiffs’
response?
MR. HOLDEN [(PLAINTIFFS’ ATTORNEY)]: Plaintiffs’ response, Your Honor, is
that the IPI was updated by the Supreme Court to reflect changes in the law specifically with
regard to sole proximate cause. We believe that the IPI accurately sets forth the law on the
issue and should be given over a non-IPI instruction.
THE COURT: The Court agrees with that proposition. The 15.01 as currently stated in
the IPI is a reflection of how—I understand there’s some disagreement on this, but the Court
will approve the IPI long form version of the 15.01 proximate cause instruction over
objection.
Defendants’ proposed 15.01 proximate cause instruction based on their proposed use
of the 15.01 is denied.”
¶ 117 The argument by defendants’ counsel in the above exchange was merely a boilerplate
objection to the revised version of the instruction. There was no mention in it that defendants were
of the position that they were entitled under the evidence to the sole proximate cause language by
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which they had modified the pattern instruction. They did not assert that they would be hampered
in making their argument to the jury in the absence of this language. The omission of this argument
is significant. The “Notes on Use” to the current IPI Civil No. 15.01 indicate that its last paragraph
is to be given in its entirety where there is evidence tending to show that the conduct of the
defendant was not a proximate cause of the occurrence, and the conduct of third persons or outside
instrumentalities was the proximate cause of the occurrence. IPI Civil No. 15.01, Notes on Use
(rev. Aug. 2021). This is in contrast to former IPI Civil No. 12.05. The “Notes of Use” to that
former instruction provided that its bracketed last sentence “should be used only where there is
evidence tending to show that the sole proximate cause of the occurrence was something other
than the conduct of the defendant.” Former IPI Civil No. 12.05, Notes on Use (approved Dec. 8,
2011, withdrawn Aug. 2021). Accordingly, when the “long form” of former IPI Civil No. 12.05
was tendered by a defendant, it would usually result in argument and a ruling by the trial court
about whether the evidence justified instructing the jury on sole proximate cause using the
language of that bracketed last sentence.
¶ 118 That did not occur in this case. In other words, defendants’ counsel’s argument concerning
the parties’ respective versions of IPI Civil No. 15.01 was not made in a way that prompted any
argument by the attorneys or ruling by the trial court about whether the evidence of this case
warranted language that was, in effect, the bracketed last sentence of former IPI Civil No. 12.05.
This is evident by the fact that this court now finds itself placed in the position of determining in
the first instance whether the evidence justified instructing the jury on sole proximate case, where
this issue appears never to have been raised in the trial court in any meaningful way.
¶ 119 Even if we did not find forfeiture, however, we find no abuse of discretion in the trial court’s
refusal of a sole proximate cause instruction in this case. Defendants are entitled to a sole
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proximate cause instruction only when there is competent evidence to support the theory that
someone or something other than the defendants’ negligence was the sole proximate cause of the
plaintiff’s injury. Brdar v. Cottrell, Inc., 372 Ill. App. 3d 690, 704 (2007) (citing Leonardi, 168
Ill. 2d at 101). In this case, Dr. Licht presented acute flaccid myelitis only as a possible alternative
explanation in light of his opinion that the plaintiffs’ causation theory was impossible. Neither he
nor any other medical witness testified to a reasonable degree of medical certainty that it was in
fact the sole proximate cause of the minor plaintiff’s spinal cord injury.
¶ 120 In the passage cited to us by the defendants, Dr. Licht’s testimony was as follows:
“Q. I want to be fair about this and make sure we’re fair and complete. Are you telling
the jury that you’re a hundred percent certain that this is acute flaccid myelitis, and that’s
Q. Why are you offering acute flaccid myelitis as a possibility that it could have
occurred in this case, if you can’t be a hundred percent sure?
A. Because mostly I can’t explain the injury by a vascular mechanism. By that, I mean
blood flow oxygen delivery, so then you have to go looking for other explanations. What sort
of things happen to the spinal cord are inflammatory, infectious, and oncologic process.
Oncologic meaning cancer. There’s no evidence of a cancer on the MRI. So then you’re left
with just inflammation or infection. I think there’s a reasonable explanation in infection.
Q. Between those two possibilities, let’s say there’s no direct flow to the lower body,
there’s little or no collateral circulation to the body that somehow only affects T-11 to the
conus and spares everything else, on the other hand something like an infectious cause that
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A. Right, so I mean all things are unlikely, including injury to the spinal cord. It happens
So we’re talking about the least likely versus things that happen very rarely, but I think
infection is probably a better explanation for what happened to this child’s spinal cord than
Q. Is that in part based on your opinion regarding the likelihood or unlikelihood of the
plaintiff’s theory of the case?
We conclude that Dr. Licht’s merely offering acute flaccid myelitis as a “better explanation” does
not rise to the level of causation testimony to a reasonable degree of medical certainty that would
entitle the defendants to an instruction on sole proximate cause.
¶ 121 Our determination in this regard is bolstered by the way that defendants’ counsel discussed
Dr. Licht’s testimony about acute flaccid myelitis during closing argument. He stated:
“So Dr. Licht necessarily having ruled out the plaintiffs’ theory of the case, it can’t be
poor perfusion in the operating room. That’s impossible. He starts to look for alternative
causes, and he fully concedes that he can’t specifically prove acute flaccid myelitis. He
presented it to you as one possibility, all things being unlikely.
But here’s one thing it could have been. It could have been a clot. It could have been
an acute flaccid myelitis. We cannot say with certainty why this happened, as is often the
case in medicine, but what we could say with virtual certainty is that plaintiffs’ theory on
causation that it happened in the operating room because of poor perfusion did not happen.
It’s impossible.”
¶ 122 Despite the defendants’ argument that current IPI Civil No. 15.01 is an incomplete
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instruction, its language still allows for a sole proximate cause argument to be made. See Johnson,
2025 IL App (1st) 230087, ¶¶ 68, 70. Defendants’ counsel did not attempt to do this. Instead, he
acknowledged that acute flaccid myelitis had been presented as one alternative explanation for the
minor plaintiff’s injury but that there was not evidence to prove that this was the cause either.
Defendants’ counsel’s statement was an accurate reflection of the evidence that was presented.
However, the fact that there was no attempt to argue sole proximate cause in closing leads us also
to find that the defendants suffered no serious prejudice from the trial court’s refusal to give the
jury instruction that they tendered on that issue. Id. ¶ 72; accord Studt, 2011 IL 108182, ¶ 28.
¶ 123 C. Trial Errors
¶ 124 The defendants next argue that they were denied a fair trial by multiple errors involving the
presentation of evidence and improper closing argument. We review trial court rulings pertaining
to the presentation of evidence for abuse of discretion. Troyan v. Reyes, 367 Ill. App. 3d 729, 732
(2006). The abuse of discretion standard also applies to issues concerning the propriety of
comments in closing argument. Clarke v. Medley Moving & Storage, Inc., 381 Ill. App. 3d 82, 95
(2008). A timely objection is necessary to preserve an issue for appellate review. Wodziak v. Kash,
278 Ill. App. 3d 901, 914 (1996). Errors involving these matters will warrant reversal only where
they were substantially prejudicial and affected the outcome of trial. Simmons v. Garces, 198 Ill.
2d 541, 566-67 (2002).
¶ 125 1. Comments about “Experimenting with Children”
¶ 126 The defendants contend that the plaintiffs’ counsel engaged in inflammatory conduct by his
remarks to the effect that the defendants were “experimenting with children” when they performed
aortic arch repair using selective cerebral perfusion at a temperature of 28 degrees instead of deep
hypothermia. The defendants contend that these remarks by plaintiffs’ counsel were an effort to
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portray the procedure at issue as “something out of a horror movie” and draw comparison to “some
of history’s worst crimes against humanity.” In doing this, the defendants contend, plaintiffs’
counsel was attempting an improper appeal to the passions, emotions, and sympathies of the jury.
They also argue that these were veiled exhortations to the jury to act for the safety of the
community rather than to return a verdict based upon the evidence presented.
¶ 127 We reject this argument as meritless. In our review of the record, we find only one instance
in which plaintiffs’ counsel asked a question of Dr. Hammel on cross-examination whether he and
other surgeons such as Dr. El-Zein were “experimenting with children” by performing selective
cerebral perfusion at 28 degrees instead of using deep hypothermia. A defense objection to the
question was overruled. Plaintiffs’ counsel made this comment during a line of questioning about
whether surgeons who in 2013 were moving away from the use of deep hypothermia to performing
selective cerebral perfusion at 28 degrees had conducted animal studies or other testing to show
that spinal cord was adequately protected under that newer technique. The question followed
shortly after Dr. Hammel had agreed that he could not cite any literature to support the opinion
that moderate or mild hypothermia provided superior or equal protection of the spinal cord as deep
hypothermia. And later in his testimony on cross-examination, he acknowledged that he was not
aware of any human study designed to show that it was safe to perform the procedure at 28 degrees.
Furthermore, Dr. Wells had testified in the plaintiffs’ case-in-chief that he was unaware of any
published literature showing that the precise technique that the defendants used to perform the
procedure on the minor plaintiff had been the subject of animal studies or other approved IRB
testing. Accordingly, we do not find this isolated comment by plaintiffs’ counsel to exceed the
bounds of fair cross-examination based on this evidence.
¶ 128 In another instance, plaintiffs’ counsel asked Urbas on cross-examination whether Dr. El-
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Zein had experimented with using warmer temperatures during the surgery since she began
working at the hospital. There was no reference to children in the question. However, defendants’
counsel objected to the word experimented, and the trial court sustained the objection. Plaintiffs’
counsel then re-asked the question with the word “innovate” substituted for “experiment,” to which
there was no objection. We find the trial court’s sustaining of the objection to be sufficient to cure
any error. Allen v. Sarah Bush Lincoln Health Center, 2021 IL App (4th) 200360, ¶ 192.
¶ 129 Finally, during closing arguments, plaintiffs’ counsel stated that there had been “no data
points, no studies or tests to show that not using deep hypothermia was safe on babies. Nobody
had them. The hospital didn’t have them. The literature doesn’t have them.” This followed an
offhand comment by plaintiffs’ counsel in which he stated he did not know the difference between
experimenting or innovation but that he would “go with innovation.” There was no objection to
this comment. The failure to object to an allegedly improper comment during closing argument
operates as a forfeiture of the objection. Babikian v. Mruz, 2011 IL App (1st) 102579, ¶ 13.
¶ 130 We reject the defendants’ efforts to liken the comments in this case to those that led to reversal
in McCarthy v. Union Pacific R.R. Co., 2022 IL App (5th) 200377. There, the plaintiff’s attorney
stated in closing argument that the case before the jury was “ ‘about more than one man getting
hurt at work’ ” but instead was an opportunity for the jurors “ ‘to do more for the safety of your
community than you will likely ever again.’ ” Id. ¶ 66. The plaintiff’s attorney then continued to
make repeated comments urging the jury to use its verdict to enforce “ ‘safety rules’ ” for the
purpose of protecting their community in the future and to show that their community ensures that
those injured at work are not left wanting. Id. ¶¶ 69-74. The plaintiffs’ attorney made remarks of
this nature despite an order in limine prohibiting argument that the jury act as safety advocates or
send a message to the corporate defendant with its verdict. Id. ¶¶ 64, 80. He also continued to make
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these comments despite the trial court’s repeatedly sustaining objections to them. Id. ¶ 80. The
appellate court found that this repeated disregard of the trial court’s rulings and the cumulative
effects of the prejudicial comments deprived the defendants of a fair trial. Id. ¶¶ 80, 83.
¶ 131 We have reviewed plaintiffs’ counsel’s entire closing argument in this case. Nothing about
the plaintiffs’ counsel’s comments in this case presented the kinds of problems that warranted
reversal in McCarthy. We find that case to be of no aid to the defendants’ argument here.
¶ 132 2. Medical Literature
¶ 133 The defendants’ next contention of trial error is that plaintiffs’ counsel was improperly
permitted to publish medical literature to the jury and to cross-examine defense experts with that
literature without establishing the necessary foundation for doing so. Under Illinois law, medical
literature cannot be used as substantive evidence but can be used for purposes of impeachment.
Fragogiannis v. Sisters of St. Francis Health Services, Inc., 2015 IL App (1st) 141788, ¶ 27. In
general, cross-examination of an expert witness with statements from a recognized text or treatise
is proper where either the court has taken judicial notice of the author’s competence or, absent
concession by the witness, the cross-examiner proves the text or treatise is authoritative. Bowman
v. University of Chicago Hospitals, 366 Ill. App. 3d 577, 587 (2006).
¶ 134 The court finds it difficult to track the defendants’ precise complaint about the use of medical
literature in this case. They contend that plaintiffs’ counsel waved undisclosed articles before the
jury, but we find no reference in the record to such conduct. They contend that Dr. Licht was
questioned on cross-examination about the 2009 article from the European Journal of
Cardiothoracic Surgery without a foundation being established. However, Dr. Licht expressly
testified that he agreed that this journal was reasonably reliable or a good source for practitioners.
Furthermore Dr. Hammel testified that this was “a recognized journal.”
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¶ 135 They also contend that plaintiffs’ counsel improperly questioned Vincent Olshove, Dr.
Andrew Van Bergen, and Dr. Hammel on cross-examination without laying a proper foundation.
As to Olshove and Dr. Van Bergen, however, our review of the record pages cited by the
defendants show that the trial court sustained objections to the use of literature and that it did so
outside the presence of the jury. No questions appear to have been posed to either of these
witnesses involving medical literature on the record pages cited. As to Dr. Hammel, it appears that
plaintiffs’ counsel was attempting to establish through his testimony that a certain 2009 study
published by Duke University was authoritative. Although counsel was unable to obtain a
concession from the witness on this point, counsel’s questioning in attempting to do so was not
improper. It does not appear that counsel ever attempted impeachment of Dr. Hammel with
reference to that Duke University study.
¶ 136 The defendants also contend that plaintiffs’ counsel improperly attacked the credibility of
Urbas, Olshove, and Dr. Hammel by accusing them of failing to bring research or literature with
them to support their opinions. The defendants contend that it was improper and prejudicial to
suggest that these witnesses should “have such material on their person.” However, we find from
our review of the record pages cited that plaintiffs’ counsel’s questioning merely confirmed that
at no point in the litigation had the witnesses disclosed medical literature that would support their
opinions. They were not questions about physically bringing literature into the courtroom.
Furthermore, the defendants failed to object to the questions posed to Olshove and Dr. Hammel,
and the trial court sustained the objection when plaintiffs’ counsel asked Urbas to confirm that she
“did not bring in any literature” to support an opinion that she could ignore certain labs.
¶ 137 We find no basis in the record for concluding that any prejudicial error occurred with respect
to the use of medical literature in this case.
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¶ 138 3. Criticisms of Non-Party Medical Providers
¶ 139 The defendants contend that the trial court allowed the plaintiffs to elicit testimony critical of
the care of the non-party nurses and physicians who provided care to the minor plaintiff following
his surgery. They contend also that this improper testimony was elicited in the absence of any
disclosed expert testimony that a failure on the part of these providers to identify the minor
plaintiff’s signs of paralysis after it occurred was a proximate cause of injury.
¶ 140 The defendants’ argument on this point is presented in a highly summary fashion. They set
forth seven examples of allegedly improper questioning in two sentences. We have reviewed all
of the record pages cited by the defendants, and we find that objections were made in only two of
these instances to preserve any error for review. See Martinelli v. City of Chicago, 2013 IL App
(1st) 113040, ¶ 39. We address only those two points.
¶ 141 The first instance occurred during the questioning of nurse Yarger. One of the primary
defenses to the plaintiffs’ claim that the spinal cord injury occurred during the surgery of August
1, 2013, was that assessments made by multiple nurses during the postsurgical hospitalization
through August 6, 2013, included findings indicating that the minor plaintiff had strength and
movement in both of his lower extremities. In turn, one of the primary points of evidence relied
upon by the plaintiffs was the fact that the nurses’ cardiovascular assessments repeatedly
documented no movement of the left lower extremity. Nurse Yarger’s testimony was that her
cardiovascular charting on this point, which contradicted her neurological charting of strength and
movement in both lower extremities, had been a mistake.
¶ 142 Plaintiff’s counsel asked nurse Yarger if it would be below the standard of care for her not to
report abnormal findings of the lower extremities to the surgical team. The trial court sustained an
objection to this question. She was then asked if it would be contrary to her professional obligations
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as a nurse not to report an abnormal finding. The trial court overruled an objection to that question,
and Yarger answered that she would be doing a poor job as a nurse if she did not report a change.
We find that the trial court’s sustaining of the objection cured any prejudice resulting from the
improper question (see Allen, 2021 IL App (4th) 200360, ¶ 192) and that there was no abuse of
discretion in allowing the second question as phrased.
¶ 143 The only other instance of a properly preserved objection occurred during the cross-
examination of Dr. Van Bergen. He had testified on direct examination that it was not possible that
he could have missed the fact that the minor plaintiff was not moving his lower extremities. On
cross examination, plaintiff’s counsel asked him whether he was aware that medical errors were
made every day at his hospital. The trial court overruled an objection, and he answered that he was
aware of this. We again find no abuse of discretion in this question on cross-examination. Even if
it was error, this was a minor point that could not have affected the outcome of the case or resulted
in substantial prejudice.
¶ 144 4. Admission of Hearsay Evidence
¶ 145 The defendants argue that it was prejudicial error for the trial court to allow both plaintiffs to
testify to hearsay. The rule against hearsay prohibits the admission of an out-of-court statement
offered for the truth of the matter asserted. Bafia v. City International Trucks, Inc., 258 Ill. App.
3d 4, 9 (1994).
¶ 146 The defendants argue that the rule against hearsay was violated when plaintiff Lucila
Abraham was permitted to testify as to what Dr. Vogel had told her about her son’s paralysis,
which was that it was due to “a stroke through his spine.” The trial court overruled their objection,
stating, “It’s not offered for the truth; it’s offered just to show that the statement was made.” The
defendants argue that this ruling was error, as the only purpose of introducing this statement was
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to bolster the argument that the minor plaintiff’s paralysis was caused by the defendants during
surgery. They reiterate that the timing of the minor plaintiff’s paralysis was a hotly contested issue
in the case.
¶ 147 For their part, the plaintiffs make no argument in support of the trial court’s overruling of this
objection. Instead, they simply argue that the defendants could not have suffered prejudice from
allowing the plaintiff’s testimony on this point because it was cumulative of the testimony of
multiple medical witnesses to the effect that the surgery caused the spinal cord infarction. Also,
the minor plaintiff’s hospital chart that was admitted into evidence and discussed by the medical
witnesses contained multiple entries to the effect that Lucila had knowledge that her son’s injury
had been caused by perioperative lack of oxygen supply to the spinal cord. Further, Dr. Vogel had
already testified by this point of this case that his opinion was that the spinal cord injury was
sustained during the surgery. We agree with the plaintiffs’ argument. In light of the extensive
causation testimony that was presented in this case, any hearsay testimony that Dr. Vogel told the
plaintiff that her son had “a stroke through his spine” was immaterial.
¶ 148 The defendants similarly argue that the trial court erred in allowing plaintiff Jose Abraham
to testify that his wife told him that she had reported concerns about their son’s lack of movement
in his legs prior to discharge and that a nurse had assured her that it was normal. The trial court
overruled their hearsay objection. In doing so, the court stated, “She’s a party.” The defendants
contend that the trial court erroneously relied upon the rule that statements of a party-opponent are
not hearsay. See Ill. R. Evid. 801(d)(2) (eff. Oct. 15, 2015). They point out that the plaintiffs were
not party-opponents of one another.
¶ 149 While we find the trial court’s precise grounds for overruling this objection to be less than
clear, we find that this testimony by Jose was properly allowed. An out-of-court statement offered
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to prove its effect on a listener’s mind or to show why he subsequently acted as he did is not
hearsay and is admissible. Fakes v. Eloy, 2014 IL App (4th) 121100, ¶ 124. Immediately after
testifying that his wife had been reassured by the nurses that their son’s lack of leg movement was
normal, plaintiff’s counsel asked Jose how that made him feel. He answered that he felt better after
she told him that it was normal. The effect of Lucila’s statement on Jose’s state of mind was
relevant to the critical issues surrounding the timing of onset of paralysis. It went to the issue of
why the plaintiffs waited until August 19, 2013, to take their son to the hospital if they believed
he was not exhibiting leg movement immediately after his surgery. The statement was thus not
hearsay.
¶ 150 5. References to Nontestifying Witnesses
¶ 151 The defendants’ final argument is that plaintiffs’ counsel made improper remarks to the effect
that the defendants had failed to call certain treating physicians whom neither side had disclosed
as trial witnesses. It is generally improper for a party to comment upon an opponent’s failure to
call a witness who is not under the opponent’s control or who is equally available to both parties.
Lebrecht v. Tuli, 130 Ill. App. 3d 457, 484 (1985). Comments highlighting an opponent’s failure
to call such a witness are deemed improper due to the risk that the jury will presume the testimony
would have been unfavorable to the opponent. Id.; accord Wilson v. Moon, 2019 IL App (1st)
173065, ¶ 50.
¶ 152 In this case, the minor plaintiff’s medical records from Advocate Children’s Hospital were
admitted into evidence and used in the questioning of various expert witnesses. Certain entries in
these medical records were cited by the plaintiffs’ witnesses as suggesting a causal connection
between the surgery and the spinal cord injury. The prime example appears to be an entry authored
by treating physician Nida Yousef, M.D., concerning the reason for the minor plaintiff’s hospital
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admission on August 19, 2013. Dr. Yousef wrote that he had been evaluated by rehabilitation,
neurology, and neuroradiology and that it was thought that he “ ‘has spinal cord injury likely
secondary to his surgery.’ ”
¶ 153 During plaintiffs’ counsel’s opening statement, he referenced the above note along with
others and stated, “These aren’t my experts. This is the hospital after it happened.” There was no
objection to this comment. During the cross-examination of Urbas, she was asked about the above
statement in Dr. Yousef’s note. She acknowledged that it stated that Advocate’s own physicians
thought the injury was secondary to the surgery but added, “I’d be curious how they came to that
conclusion.” Plaintiffs’ counsel then asked, “And if anybody from the hospital disagreed with their
conclusion, they would be able to bring them in and explain that to the jury, right?” The trial court
sustained an objection to this question. A nearly identical exchange occurred later in her cross-
examination, and the trial court again sustained the objection.
¶ 154 During the cross-examination of Dr. Van Bergen, plaintiffs’ counsel asked him whether he
had read any of the records from the August 19, 2013, admission or talked to any of the physicians
involved. After Dr. Van Bergen answered that he had not done so, plaintiffs’ counsel made the
gratuitous statement, “I guess we’ll have to wait to hear from them.” There was no objection.
¶ 155 Prior to closing arguments, the trial court entered an order upon the defendants’ motion that
neither side could comment on or argue that a particular witness should have been called or had
not been called. During rebuttal closing, plaintiffs’ counsel referenced the entries by Dr. Yousef
and other treating physicians and stated, “If Advocate could have disputed these notes, don’t you
think they would have done so? Advocate called doctors and nurses who did not author those notes.
Why? I’ll leave for you to think about—” At that point, the trial court sustained an objection and
instructed the jury to disregard the comment. Counsel then stated, “Advocate lawyers didn’t even
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have the Advocate doctors and lawyers [sic] they had testify to their own charting review these
records that said the surgery team caused [the minor plaintiff’s] paralysis.” The trial court
overruled a defense objection.
¶ 156 We disagree with the defendants’ arguments that they suffered prejudice from the comments
of plaintiffs’ counsel as set forth above. In nearly all of the instances cited, either the trial court
sustained an objection or no objection was made. Although the defendants argued that the trial
court’s sustaining of some objections failed to cure the prejudice, we disagree. The instances about
which the defendants complain were a few isolated comments over the course of a trial that lasted
over two weeks. This was not a situation where plaintiffs’ counsel continued inappropriately to
press an argument as to which the trial court continuously sustained objections. See McCarthy,
2022 IL App (5th) 200377, ¶¶ 80, 83. And as to the only comment above wherein the trial court
overruled an objection, we find this to be a fair comment based upon the evidence that Dr. Van
Bergen had not reviewed the records from the hospitalization that included the entry by Dr. Yousef.
¶ 157 III. CONCLUSION
¶ 158 For the reasons set forth above, the judgment of the trial court is affirmed.
¶ 159 Affirmed.
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Cite This Page — Counsel Stack
2025 IL App (1st) 241351-U, Counsel Stack Legal Research, https://law.counselstack.com/opinion/abraham-v-advocate-health-and-hospitals-corp-illappct-2025.