Abbema v. Fornell

807 F.2d 633, 25 ERC 1406
CourtCourt of Appeals for the Seventh Circuit
DecidedDecember 10, 1986
DocketNos. 86-1892, 86-1974
StatusPublished
Cited by2 cases

This text of 807 F.2d 633 (Abbema v. Fornell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Abbema v. Fornell, 807 F.2d 633, 25 ERC 1406 (7th Cir. 1986).

Opinion

CUDAHY, Circuit Judge.

The plaintiffs and the intervenor challenge the validity of a permit issued by the United States Army Corps of Engineers (the “Corps”) to Paul Fornell to build a facility for “transloading” coal from trucks to barges on the Mississippi River at Warsaw, Illinois. The plaintiffs and the inter-venor argue that the Corps should not have issued the permit without preparing an Environmental Impact Statement, that the Corps improperly conducted its public welfare review and its consideration of alternatives to the proposed facility and that the district court improperly excluded certain evidence in its approval of the permit. We agree with the district court that the Corps could properly decline to prepare an Environmental Impact Statement, and we find that the district court could properly exclude extrinsic testimony in its review of the Corps’ decision. However, because the administrative record does not permit us to [635]*635conclude that the Corps adequately evaluated the economics of and alternatives to the proposed facility, we affirm in part and vacate and remand in part.

I.

On November 19, 1981, Paul Fornell applied to the Rock Island District of the Corps for a permit to construct and operate a facility in Warsaw, Illinois that would transload coal from trucks to barges on the Mississippi River. The proposed facility consists of an access road from the highway, a dumphouse in which tractor-trailer rigs dump coal into an underground hopper, a conveyor belt beneath the hopper that carries the coal underground to the river bank and then, supported by piers, some 300 feet into the river, and a hinged-boom loading chute on a dock where barges are moored and filled with the coal. Fornell (the “applicant”) intends to trans-load some 485,000 tons of coal per year, trucking it from the Freeman United Coal Mining Company mine (the “Freeman Mine”) near Industry, Illinois to his facility, then towing it in barges to Muscatine Power and Water Company (“Muscatine Power”) in Muscatine, Iowa. The applicant estimates this operation will require approximately 129 truck round-trips per day and 58 barge round-trips per year during the operating season of March 15 to December 1.

The proposed site of the facility lies within the Warsaw Historic District (part of the National Register of Historic Places) and includes a noteworthy brewery complex, dating from 1868. The site lies near the Fort Edwards State Historic Monument— the westernmost frontier post in the War of 1812 and now a scenic outlook — and abuts a portion of the Great River Road, a National Scenic Highway along the Mississippi River. The proposed truck route between the Freeman Mine and this facility would pass through three state and private nature reserves totaling some 900 acres, and through a Western Illinois University life-science field station. These preserves are sanctuaries for many species of wildlife and serve as a major wintering area for bald eagles, with at least 50 eagles present in each recent winter and more than 450 in the winter of 1978-79. See Administrative Record (“AR”) at 679.

The Corps Rock Island District Engineer, in order to address these and other concerns, conducted a public hearing in Warsaw on March 18, 1982, solicited opinions from many local, state and federal agencies and distributed a draft Environmental Assessment to approximately 630 individuals and institutions for comments. After conducting the hearing and reviewing the hundreds of comments and opinions in support of or in opposition to the proposed facility, the district engineer concluded that it was not in the public interest to issue the permit. Because the Governor of Illinois favored the proposal, however, Corps regulations required that the proposal be evaluated by the Corps Division Engineer in Chicago. The division engineer reviewed the record from the district and solicited additional information from the public and government agencies. Upon his review the division engineer determined that an Environmental Impact Statement was not required and that the permit was in the public interest. On January 10, 1984, the permit was granted with several special conditions designed to mitigate adverse impacts of the facility. Among these special conditions were requirements that the facility not operate between December 1 and March 15, that 200 new trees be planted as visual screening, that no coal storage or backhauling occur on the site, that no barges be fleeted on the permit area and that the applicant repair and restore the brewery building on the site.

In May of 1984, the plaintiffs filed this action in the district court. Plaintiffs are Warsaw residents who live across the street from the proposed site of the coal-loading facility. The people of the State of Illinois, by the attorney general, sought and were granted intervention as of right on January 4, 1985. A bench trial was held, and on November 27, 1985, the district court suspended the permit and remanded the case to the Corps to evaluate the proposal’s impact on the Great River Road, and thereafter to reevaluate environmental consequences and rebalance the public interest. On remand the Corps did that much and more, enlarging the administrative record with some reevaluation of alternatives (by recalculating mileages from the Freeman Mine) and with some findings on recreational and scenic impact. A hearing was held on March 24, 1986 to evaluate compliance with the remand. On April 30, 1986, the district court entered judgment affirming the Corps’ decision to issue the permit. This appeal followed.

[636]*636II.

The Corps is, of course, responsible for evaluating proposed construction projects in navigable waters of the United States. See River and Harbors Appropriation Act of 1899, 33 U.S.C. § 403 (1982). And in that connection it must comply with the National Environmental Policy Act of 1969 (“NEPA”), 42 U.S.C. §§ 4321 to 4347 (1982). Regulations construing NEPA and applying it to the Corps, 40 C.F.R. §§ 1500 to 1508, 33 C.F.R. § 230, outline the procedure the Corps must follow in evaluating a proposed facility. Before issuing a permit the Corps must prepare an Environmental Assessment (an “EA”) to determine whether the proposed facility “could have significant effects on the environment” and therefore require a more comprehensive Environmental Impact Statement (an “EIS”). 33 C.F.R. § 230, App. B(8)(a). Typically the EA is a brief interdisciplinary evaluation of the need for a proposed action, the likely environmental effects of a proposal, the alternatives to a proposal and a list of agency, interest group and public comments received regarding the proposal. See 33 C.F.R. § 230.9(c). In addition to the EA and its Finding of No Significant Impact (a “FONSI”) or its requirement of an EIS, where a proposal “involves unresolved conflicts concerning alternative uses of available resources,” the Corps must “study, develop, and describe appropriate alternatives to recommended courses of action.” NEPA, 42 U.S.C.

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807 F.2d 633, 25 ERC 1406, Counsel Stack Legal Research, https://law.counselstack.com/opinion/abbema-v-fornell-ca7-1986.