22 Fair empl.prac.cas. 819, 22 Empl. Prac. Dec. P 30,831 James E. Crawford v. Western Electric Company, Inc.

614 F.2d 1300, 29 Fed. R. Serv. 2d 786, 1980 U.S. App. LEXIS 18843, 22 Empl. Prac. Dec. (CCH) 30,831, 22 Fair Empl. Prac. Cas. (BNA) 819
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 8, 1980
Docket77-2565
StatusPublished
Cited by222 cases

This text of 614 F.2d 1300 (22 Fair empl.prac.cas. 819, 22 Empl. Prac. Dec. P 30,831 James E. Crawford v. Western Electric Company, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
22 Fair empl.prac.cas. 819, 22 Empl. Prac. Dec. P 30,831 James E. Crawford v. Western Electric Company, Inc., 614 F.2d 1300, 29 Fed. R. Serv. 2d 786, 1980 U.S. App. LEXIS 18843, 22 Empl. Prac. Dec. (CCH) 30,831, 22 Fair Empl. Prac. Cas. (BNA) 819 (5th Cir. 1980).

Opinion

GEE, Circuit Judge:

Plaintiffs sought to proceed against defendants Western Electric Company (“Western Electric”) and Communication Workers of America (“the union”) in a non-jury class action under both Title VII 1 and 42 U.S.C. § 1981. Plaintiffs charged that the defendants discriminated against blacks at Western Electric by denying them, among other things, promotions at a rate equal to that achieved by whites. The district court declined to certify a class and granted partial summary judgment in favor of defendants on the Title VII claims. The section 1981 claims proceeded to trial, and plaintiffs lost on the merits. • They appeal, complaining of several alleged errors committed by the trial court: failure to certify a class under Fed.R.Civ.P. 23; dismissal of the Title VII claims for lack of jurisdiction; failure to find racial discrimination under section 1981; dismissal of the section 1981 claims against the union; and the award of attorneys’ fees to defendants. For simplicity’s sake we will discuss the facts pertinent to each issue during our discussion of that issue.

Denial of Class Certification

The district court held an evidentiary hearing on February 20,1976; in an order a week later the district judge denied plaintiffs’ 2 application for class certification *1304 “without prejudice to plaintiffs’ reapplication at the conclusion of discovery.” After that reapplication, on December 17, 1976, the district court entered an order denying class certification on the ground that the class was not so numerous that all plaintiffs could not be joined in the suit. Plaintiffs filed a motion for reconsideration of that order on April 6, 1977. On May 25, 1977, the district judge again denied plaintiffs’ renewed application. The language of this order states three grounds for denial of class certification: untimeliness of the motion; impropriety under Rule 23 of repetitive applications for class certification, especially after a case has been set for trial; and the fact that the only employees shown to have a common ground for relief were the installers in the Jacksonville Division of Western Electric, a group not so numerous as to require class action treatment. The judge concluded his order of May 25 by stating, “The class action device is, therefore, not a superior device for the fair and efficient adjudication of the controversy.” Even if we assume arguendo that the first two grounds articulated in this order are erroneous, 3 we will not disturb this denial of certification if the third ground, lack of numerosity, is correct. We note additionally that numerosity appears to have been uppermost in the trial judge’s mind, since on May 27, 1977, in his formal denial of plaintiffs’ motion to reconsider, he stated that the only appropriate class would include all installers in the Jacksonville Division of Western Electric and that that class was not so numerous that all plaintiffs could not be joined.

The district court, in making these decisions, considered the evidence heard on February 20, 1976, memoranda submitted by both parties, and evidence presented at a hearing on December 13, 1976. Unfortunately, this court was not provided with the transcript of the evidentiary hearings on the class certification issue. Our appellate rule, Fed.R.App.P. 10(b), clearly places the duty on appellants to provide such transcripts. McDonough v. M/V Royal Street, 608 F.2d 203, 204 (5th Cir. 1979) (per curiam); Green v. Aetna Insurance Co., 397 F.2d 614 (5th Cir. 1968). Plaintiffs appear to insist in their brief that a class should have been certified that included all present and past black employees, not just installers, plus all blacks whom the company had refused in the past to hire. Since plaintiffs point to no evidence in the pretrial hearing that would mandate a finding by the district judge that plaintiffs were adequate representatives of a class that included other types of employees and nonemployees, we perceive no basis on which to find error or an abuse of discretion. The fact that plaintiffs are members of the same race as the other employees and rejected job applicants whom they seek to represent in a class action is not enough in itself to require a finding under Rule 23 that their representation was adequate or that their claims were typical of the class. See East Texas Motor Freight v. Rodriguez, 431 U.S. 395, 97 S.Ct. 1891, 52 L.Ed.2d 453 (1977).

Plaintiffs admitted in a pretrial brief that employees in the Installation Division of Western Electric do not share similar functions, collective bargaining representatives, physical locations, or supervisory personnel with employees in the Distribution Center. In addition, the duties done and the promotion systems differ. See Hill v. Western Electric Co., 596 F.2d 99, 102-03 (4th Cir. 1979), — U.S. —, 100 S.Ct. 271, 62 L.Ed.2d 186 (1979).

We recognize that employees may, on occasion, properly represent nonemployees and vice versa. See Payne v. Tra *1305 venol Labs, Inc., 565 F.2d 895 (5th Cir. 1978); Gray v. Greyhound Lines, East, 178 U.S.App.D.C. 91, 545 F.2d 169 (D.C.Cir. 1976); Long v. Sapp, 502 F.2d 34 (5th Cir. 1974); Carr v. Conoco Plastics, Inc., 423 F.2d 57 (5th Cir.), cert. denied, 400 U.S. 951, 91 S.Ct. 241, 27 L.Ed.2d 257 (1970); Johnson v. Georgia Highway Express, 417 F.2d 1122 (5th Cir. 1969); Note, Antidiscrimination Class Actions Under the Federal Rules of Civil Procedure: The Transformation of Rule 23(b)(2), 88 Yale L.J. 868 (1979). We merely hold here that when the trial court refuses to certify a class, plaintiffs on appeal must demonstrate facts in the record below that indicate, among other things, the typicality of their claims and their adequacy as representatives of the excluded members of the putative class. The evidence at the pretrial hearing could very well have shown the trial judge that plaintiffs’ complaints pertained exclusively to the promotion system at the Installation Division of Western Electric, not to its hiring practices and not to other employees. Plaintiffs have failed to meet their burden on appeal, and the trial judge’s ruling must be sustained.

Plaintiffs also argue that, in addition to the fifteen 4

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614 F.2d 1300, 29 Fed. R. Serv. 2d 786, 1980 U.S. App. LEXIS 18843, 22 Empl. Prac. Dec. (CCH) 30,831, 22 Fair Empl. Prac. Cas. (BNA) 819, Counsel Stack Legal Research, https://law.counselstack.com/opinion/22-fair-emplpraccas-819-22-empl-prac-dec-p-30831-james-e-crawford-ca5-1980.