06-16 358

CourtBoard of Veterans' Appeals
DecidedSeptember 30, 2013
Docket06-16 358
StatusUnpublished

This text of 06-16 358 (06-16 358) is published on Counsel Stack Legal Research, covering Board of Veterans' Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
06-16 358, (bva 2013).

Opinion

Citation Nr: 1331555 Decision Date: 09/30/13 Archive Date: 10/02/13

DOCKET NO. 06-16 358 ) DATE ) )

On appeal from the Department of Veterans Affairs Regional Office in Detroit, Michigan

THE ISSUE

Entitlement to a total disability rating based on individual unemployability due to service-connected disabilities (TDIU) for the period prior to May 1, 2008.

REPRESENTATION

Appellant represented by: Disabled American Veterans

ATTORNEY FOR THE BOARD

D. Schechter, Counsel

INTRODUCTION

The Veteran served on active military duty from June 1960 to June 1972.

The appeal comes before the Board of Veterans' Appeals (Board) from a November 2005 rating decision of the Department of Veterans Affairs (VA) Regional Office (RO) in Detroit, Michigan.

The Board in December 2010, August 2012, and May 2013, remanded the appealed claim for further development, and it now returns to the Board for additional review. Over the course of claim and appeal, other issues were resolved by the RO, the Board, or the Appeals Management Center (AMC), and these do not remain as cases in controversy for appellate consideration by the Board.

FINDING OF FACT

Prior to May 1, 2008, the Veteran met the schedular criteria for TDIU. However, the preponderance of the competent and credible evidence of record does not show that, prior to May 1, 2008, service-connected disabilities alone precluded the Veteran from substantially gainful employment.

CONCLUSION OF LAW

The criteria for a TDIU prior to May 1, 2008 have not been met. 38 U.S.C.A. §§ 1155, 5107 (West 2002); 38 C.F.R. §§ 3.340, 3.341, 4.15, 4.16 (2013).

REASONS AND BASES FOR FINDING AND CONCLUSION

I. Duties to Notify and Assist

The Veterans Claims Assistance Act of 2000 (VCAA) enhanced VA's duty to notify and assist claimants in substantiating their claim for VA benefits, as codified in pertinent part at 38 U.S.C.A. §§ 5103 , 5103A, 5107, 5126 (West 2002 & Supp. 2013); 38 C.F.R. §§ 3.102 , 3.159, 3.326(a) (2013).

Upon receipt of a complete or substantially complete application for benefits, VA is required to notify the claimant and his representative of any information, and any medical or lay evidence, that is necessary to substantiate the claim. 38 U.S.C.A. § 5103(a); 38 C.F.R. § 3.159(b); Quartuccio v. Principi, 16 Vet. App. 183 (2002). Proper notice from VA must inform the claimant of any information and evidence not of record (1) that is necessary to substantiate the claim; (2) that VA will seek to provide; and (3) that the claimant is expected to provide. This notice must be provided prior to an initial decision on a claim by the RO. Mayfield v. Nicholson, 444 F.3d 1328 (Fed. Cir. 2006); Pelegrini v. Principi, 18 Vet. App. 112 (2004).

The VCAA notice requirements apply to all five elements of a service connection claim: (1) veteran status; (2) existence of disability; (3) connection between service and the disability; (4) degree of disability; and (5) effective date of benefits where a claim is granted. Dingess v. Nicholson, 19 Vet. App. 473, 484 (2006).

If complete notice is not provided until after the initial adjudication, such a timing error can be cured by subsequent legally adequate VCAA notice, followed by readjudication of the claim, as in a statement of the case (SOC) or supplemental SOC (SSOC). Moreover, where there is an uncured timing defect in the notice, subsequent action by the RO which provides the claimant a meaningful opportunity to participate in the processing of the claim can prevent any such defect from being prejudicial. Mayfield v. Nicholson, 499 F.3d 1317, 1323-24 (Fed. Cir. 2007); Prickett v. Nicholson, 20 Vet. App. 370, 376 (2006).

In a letter dated in November 2006, the RO informed the Veteran of its duty to assist him in substantiating his claim for TDIU and the effect of this duty upon his claim. This letter also informed him of how disability ratings and effective dates are assigned. See Dingess, 19 Vet. App. at 484.

Moreover, the Board finds that VA has also fulfilled its duty to assist the Veteran in developing his claim. The Veteran's service treatment records, VA medical records, Social Security Administration (SSA) records, and a number of private treatment records are in the file. The Veteran has not identified any other outstanding records that have yet to be requested in furtherance of his claim, and all records received have been appropriately associated with the Veteran's claims file or his Virtual VA electronic claims file.

Appropriate examinations have also been obtained addressing the claim, including most recently in June 2013, as discussed below. The Board finds that the VA examinations are adequate, as the examiners, taken as a whole, reviewed the claims file, interviewed and examined the Veteran, and described the Veteran's disabilities including in the period prior to May 1, 2008, in sufficient detail to enable the Board to make a fully informed decision on this claim. See Stefl v. Nicholson, 21 Vet. App. 120, 123 (2007); Barr v. Nicholson, 21 Vet. App. 303, 312 (2007). Moreover, there is no indication that further examination or opinion is warranted to determine whether the criteria have been met for a TDIU.

Thus, the Board concludes that no further notice or assistance to the Veteran is required to fulfill VA's duty to assist him in the development of his claim for a TDIU. No useful purpose would be served in remanding this matter for yet more development. A remand would result in unnecessarily imposing additional burdens on VA, with no additional benefit to the Veteran. Smith v. Gober, 14 Vet. App. 227 (2000), aff'd 281 F.3d 1384 (Fed. Cir. 2002); Dela Cruz v. Principi, 15 Vet. App. 143 (2001).

The Board also finds that development requested by the Board's prior remands in December 2010, August 2012, and May 2013 have been substantially fulfilled. Stegall v. West, 11 Vet. App. 268 (1998); D'Aries v. Peake, 22 Vet. App. 97 (2008). This included affording additional notice or assistance to the Veteran, requesting indicated records, and obtaining examination opinions addressing impacts of service-connected disabilities on the Veteran's employability prior to May 2008, all followed by RO or AMC readjudication of the claim.

II. Analysis

A TDIU claim is one for increased compensation, and the effective date rules for increased compensation therefore apply to a TDIU claim. See Rice v. Shinseki, 22 Vet. App. 447, 454 (2009); Hurd v. West, 13 Vet. App. 449 (2000).

In this case, the Veteran submitted his formal claim for TDIU in May 2006. However, this was during the pendency of his claims for service connection for bilateral hearing loss and tinnitus, and thus the TDIU may be considered in the nature of a claim for a higher initial evaluation including for hearing loss and tinnitus. See Bagwell v. Brown, 9 Vet. App. 337, 339 (1996); see also Rice, 22 Vet. App. at 545-46. That initial rating is of necessity no earlier than the date of service connection, which, for the hearing loss and tinnitus claims, was December 23, 2004. See 38 C.F.R.

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Related

Mayfield v. Nicholson
499 F.3d 1317 (Federal Circuit, 2007)
Mayfield v. Nicholson
444 F.3d 1328 (Federal Circuit, 2006)
Faust v. West
13 Vet. App. 342 (Veterans Claims, 2000)
Hurd v. West
13 Vet. App. 449 (Veterans Claims, 2000)
Dela Cruz v. Principi
15 Vet. App. 143 (Veterans Claims, 2001)
Quartuccio v. Principi
16 Vet. App. 183 (Veterans Claims, 2002)
Larry A. Pelegrini v. Anthony J. Principi
18 Vet. App. 112 (Veterans Claims, 2004)
Dingess - Hartman v. Nicholson
19 Vet. App. 473 (Veterans Claims, 2006)
Pauline Prickett v. R. James Nicholson
20 Vet. App. 370 (Veterans Claims, 2006)
Barney J. Stefl v. R. James Nicholson
21 Vet. App. 120 (Veterans Claims, 2007)
James P. Barr v. R. James Nicholson
21 Vet. App. 303 (Veterans Claims, 2007)
Frances D'Aries v. James B. Peake
22 Vet. App. 97 (Veterans Claims, 2008)
Sterling T. Rice v. Eric K. Shinseki
22 Vet. App. 447 (Veterans Claims, 2009)
Smith v. Gober
14 Vet. App. 227 (Veterans Claims, 2000)
Moore v. Derwinski
1 Vet. App. 356 (Veterans Claims, 1991)
Collier v. Derwinski
1 Vet. App. 413 (Veterans Claims, 1991)
Van Hoose v. Brown
4 Vet. App. 361 (Veterans Claims, 1993)
Hatlestad v. Brown
5 Vet. App. 524 (Veterans Claims, 1993)
Kellar v. Brown
6 Vet. App. 157 (Veterans Claims, 1994)

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