Faust v. West

13 Vet. App. 342, 2000 U.S. Vet. App. LEXIS 99, 2000 WL 157456
CourtUnited States Court of Appeals for Veterans Claims
DecidedFebruary 15, 2000
Docket98-100
StatusPublished
Cited by88 cases

This text of 13 Vet. App. 342 (Faust v. West) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Faust v. West, 13 Vet. App. 342, 2000 U.S. Vet. App. LEXIS 99, 2000 WL 157456 (Cal. 2000).

Opinion

STEINBERG, Judge:

The appellant, veteran Paul L. Faust, appeals through counsel an October 28, 1997, decision of the Board of Veterans’ Appeals (BVA or Board) that reduced from 100% to 70% his Department of Veterans Affairs (VA) disability rating for service-connected post-traumatic stress disorder (PTSD). Record (R.) at 2. The appellant has filed a brief, the Secretary has filed a motion for single-judge affir-mance, and the appellant has filed what he styles as a motion in opposition to the Secretary’s motion and requesting single-judge reversal. This appeal is timely, and the Court has jurisdiction pursuant to 38 U.S.C. §§ 7252(a) and 7266(a). For the reasons that follow, the Court will deny *345 the parties’ motions for single-judge disposition and, by this panel opinion, affirm the BVA decision.

I. Relevant Background

The veteran had active service in the U.S. Army from May 1968 to May 1972, including service as a helicopter pilot in Vietnam for which he received, inter alia, the Air Medal with Oak Leaf Cluster and the Distinguished Flying Cross. R. at 23. His service medical records (SMRs) reflected no psychiatric conditions. See R. at 26-189.

In October 1991, he filed with a VA regional office (RO) a claim for VA service connection for “Post Traumatic Stress”. R. at 191. In June 1992, the VARO awarded service connection for PTSD and assigned a 50% rating, effective October 1991. R. at 370-71. The following month, the veteran submitted a Notice of Disagreement (NOD). R. at 372. In April 1993, he testified under oath at a hearing before the RO. He described having nightmares that he said were triggered by seeing helicopters on television (R. at 449-50) and indicated that he was “very susceptible to loud noises” (R. at 450), had difficulty concentrating (R. at 452), and had problems with anger (R. at 453) and depression (R. at 449-55). He further testified that he had, “over the years”, sold insurance and investments but had not sold any “in probably three years and the renewals are decreasing every year”. R. at 456. He also apparently submitted documentation in support of his testimony that his taxable income in 1991 had been $675, whereas in 1987 he had earned $52,-000. R. at 456-57. In May 1993, a board of two VA psychiatrists opined that the veteran’s PTSD “is quite severe and that he appears to be nearly completely disabled secondary by [sic] it” and also stated: “[W]e would like to emphasize that we believe [that] he is more than 50% disabled secondary to [PTSD]”. R. at 482.

Based on the April 1993 hearing, the hearing officer in July 1993 issued a decision in which he stated:

The evidence in its entirety demonstrated that the veteran’s [PTSD] results in a severe social and industrial impairment and warrants ... a 70% evaluation pursuant to the provisions of 38 C.F.R. [§] 4.132, Diagnostic Code [(DC)] 9411 [(1996)] .... However, when applying the provisions of 38 C.F.R. [§] 4.16([c]) the veteran is entitled to a 100% evaluation since the evidence shows as substantiated by his 1991 income tax return that he is unable to engage in substantially gainful employment.

R. at 491. The RO then issued an August 1993 decision that, “[i]n accordance with the [h]earing [o]fficer[’s] decision”, assigned a 100% rating, effective October 1991, for PTSD, based on the hearing officer’s having “found [a] reasonable basis for increased rating for service[-]connected PTSD including total (100%) evaluation under provisions of 38 C.F.R. [§] 4.16(c) related to veteran’s inability to engage in substantially gainful employment.” R. at 494. An August 1993 letter from the RO then informed the veteran that, because it had “granted the benefits sought”, his appeal was “considered to be withdrawn”. R. at 498.

In July 1994, the veteran’s former spouse, Ms. Johnson, filed a claim for apportionment of the veteran’s benefits on behalf of his son; Ms. Johnson submitted documentation — including financial statements from a business that she and the veteran had operated together and documents related to family-court proceedings — that indicated that the veteran had earned $48,000 in 1993. R. at 504-40. In August 1994, the veteran confirmed under oath before the RO that he had earned $48,000 in 1993. R. at 554.

As part of a September 1994 VA social and industrial survey, the veteran related that he was self-employed and that “he pull[ed] a high salary ... [, but because] the business itself [was] not making money” his business was “barely breaking even”. R. at 570. It was noted that he *346 “appeared alert, oriented, and cooperative” and showed “no signs of psychotic behavior” but “was tearful at times throughout the interview and spoke of high levels of anxiety, both in the session ... and for the past several months”. The survey included a recommendation that the veteran undergo ongoing therapy and a future reevaluation. Ibid.

In March 1995, the veteran submitted to the RO a request for copies of Ms. Johnson’s statements in support of her claim for apportionment. R. at 574. In April 1995, a “Veterans Service Officer” (VSO) at the RO notified the veteran as follows:

Under confidentiality rules, I may not release documents concerning one party to another without written permission. I do not have Ms. Johnson’s written permission to release copies of her documents to you.
As a result, I must deny your request under the provisions of the Privacy Act, Title 5, United States Code, Section 552a, and Title 38, United States Code, Section 5701.
If you do not agree with this decision, you may appeal in writing to: [VA’s Office of General Counsel (OGC) (address provided)].

R. at 560 (emphasis added).

At a VA PTSD examination undertaken in April 1995, the veteran described himself as having unchanged PTSD sympto-matology. R. at 578. In the examiner’s report, following a discussion of that symp-tomatology, it was noted: “Per the patient’s history, and in comparison to the prior ... exam[ination] done 5/20/93, the only significant change for the better that the patient is reporting is that he is making more money and [is] able to support himself a little better.... I cannot see any significant changes at this time other than the increased income.” R. at 579. The RO in April 1995 determined that the veteran met the criteria for a 100% PTSD rating, which then required, inter alia, the following: “The attitudes of all contacts except the most intimate are so adversely affected as to result in virtual isolation in the community[,] ... [t]otally incapacitating psychoneurotic symptoms bordering on gross repudiation of reality[, and] .... [d]emonstrably unable to obtain or retain employment”. R. at 582 (citing “38 C.F.R. [§] 4.132, DC 9411”).

In May 1995, the veteran testified under oath at a hearing before the RO regarding the apportionment claim. R. at 585-94. He indicated that his salary was $3,000 a month and his VA compensation was $2,065 a month. R. at 585.

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Cite This Page — Counsel Stack

Bluebook (online)
13 Vet. App. 342, 2000 U.S. Vet. App. LEXIS 99, 2000 WL 157456, Counsel Stack Legal Research, https://law.counselstack.com/opinion/faust-v-west-cavc-2000.