West Virginia Statutes
§ 46A-6F-203 — Inapplicability of article to licensed associated person of a securities, commodities, or investment broker, dealer, or investment adviser
The provisions of this article do not apply to any licensed associated person of a securities, commodities, or investment broker, dealer, or investment adviser, when soliciting within the scope of his license. As used in this section, ?licensed associated person of a securities, commodities, or investment broker, dealer, or investment adviser" means any associated person registered or licensed by the national association of securities dealers or other self-regulatory organization as defined by the Securities Exchange Act of 1934 (15 U.S.C. §781) or by an official or agency of this state or of any state of the United States.
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West Virginia § 46A-6F-203 (Inapplicability of article to licensed associated person of a securities, commodities, or investment broker, dealer, or investment adviser) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Related
§ 781
15 U.S.C. § 781
Legislative History
1998 Reg. Sess., HB4267
Nearby Sections
15
§ 46A-1-101
Short title§ 46A-1-102
General definitions§ 46A-1-104
Application§ 46A-1-105
Exclusions§ 46A-1-107
Waiver§ 46A-1-108
Records retention methods§ 46A-2-102
Assignee subject to claims and defenses§ 46A-2-104
Notice to cosigners§ 46A-2-105
Balloon payments