West Virginia Statutes
§ 32-6-610 — Immunity for Complying with Records Requests
West Virginia·Ch. 32 UNIFORM SECURITIES ACT·Art. 6 THE PROTECTION OF ELIGIBLE ADULTS FROM FINANCIAL EXPLOITATION
A broker-dealer or investment adviser that, in good faith and exercising reasonable care, complies with §32-6-609 of this code is immune from any administrative or civil liability that might otherwise arise from such disclosure.
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West Virginia § 32-6-610 (Immunity for Complying with Records Requests) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Legislative History
2020 Reg. Sess., HB4377
Nearby Sections
15
§ 32-1-101
Sales and purchases§ 32-1-102
Advisory activities§ 32-2-201
Registration requirement§ 32-2-202
Registration and notice filing procedure§ 32-2-203
Post-registration provisions§ 32-2-204
Denial, revocation, suspension, otherwise condition, cancellation and withdrawal of registration§ 32-3-301
Registration requirement§ 32-3-302
Registration by notification§ 32-3-303
Registration by coordination§ 32-3-304
Registration by qualification§ 32-3-304a
Federal-covered securities§ 32-4-401
Definitions§ 32-4-402
Exemptions