West Virginia Statutes
§ 32-6-604 — Immunity for Governmental Disclosures
West Virginia·Ch. 32 UNIFORM SECURITIES ACT·Art. 6 THE PROTECTION OF ELIGIBLE ADULTS FROM FINANCIAL EXPLOITATION
A broker-dealer or investment adviser that, in good faith and exercising reasonable care, makes a disclosure of information pursuant to section 603 of this article is immune from administrative or civil liability that might otherwise arise from the disclosure or for any failure to notify the customer of the disclosure.
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Legislative History
2020 Reg. Sess., HB4377
Nearby Sections
15
§ 32-1-101
Sales and purchases§ 32-1-102
Advisory activities§ 32-2-201
Registration requirement§ 32-2-202
Registration and notice filing procedure§ 32-2-203
Post-registration provisions§ 32-2-204
Denial, revocation, suspension, otherwise condition, cancellation and withdrawal of registration§ 32-3-301
Registration requirement§ 32-3-302
Registration by notification§ 32-3-303
Registration by coordination§ 32-3-304
Registration by qualification§ 32-3-304a
Federal-covered securities§ 32-4-401
Definitions§ 32-4-402
Exemptions