West Virginia Statutes
§ 32-6-603 — Governmental Disclosures
West Virginia·Ch. 32 UNIFORM SECURITIES ACT·Art. 6 THE PROTECTION OF ELIGIBLE ADULTS FROM FINANCIAL EXPLOITATION
If a broker-dealer or investment adviser reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted, or is being attempted, the broker-dealer or investment adviser shall promptly notify the agencies.
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Legislative History
2020 Reg. Sess., HB4377
Nearby Sections
15
§ 32-1-101
Sales and purchases§ 32-1-102
Advisory activities§ 32-2-201
Registration requirement§ 32-2-202
Registration and notice filing procedure§ 32-2-203
Post-registration provisions§ 32-2-204
Denial, revocation, suspension, otherwise condition, cancellation and withdrawal of registration§ 32-3-301
Registration requirement§ 32-3-302
Registration by notification§ 32-3-303
Registration by coordination§ 32-3-304
Registration by qualification§ 32-3-304a
Federal-covered securities§ 32-4-401
Definitions§ 32-4-402
Exemptions