West Virginia Statutes
§ 32-4-403 — Filing of sales and advertising literature
West Virginia § 32-4-403
This text of West Virginia § 32-4-403 (Filing of sales and advertising literature) is published on Counsel Stack Legal Research, covering West Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Bluebook
W. Va. Code § 32-4-403 (2026).
Text
Any prospectus, pamphlet, circular, form letter, advertisement or any other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser, shall be filed with the commissioner before it is used, disseminated or distributed unless the security or transaction is exempted by section 402.
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Legislative History
1974 Reg. Sess., SB23
Nearby Sections
15
§ 32-1-101
Sales and purchases§ 32-1-102
Advisory activities§ 32-2-201
Registration requirement§ 32-2-202
Registration and notice filing procedure§ 32-2-203
Post-registration provisions§ 32-2-204
Denial, revocation, suspension, otherwise condition, cancellation and withdrawal of registration§ 32-3-301
Registration requirement§ 32-3-302
Registration by notification§ 32-3-303
Registration by coordination§ 32-3-304
Registration by qualification§ 32-3-304a
Federal-covered securities§ 32-4-401
Definitions§ 32-4-402
ExemptionsCite This Page — Counsel Stack
Bluebook (online)
West Virginia § 32-4-403, Counsel Stack Legal Research, https://law.counselstack.com/statute/wv/32/32-4-403.