New Hampshire § 402-A:4 Sales by Dealers

New Hampshire Statutes

§ 402-A:4 — Sales by Dealers

New Hampshire § 402-A:4

Title XXXVIIINSURANCE

Ch. 402-AINSIDER TRADING OF SECURITIES

This text of New Hampshire § 402-A:4 (Sales by Dealers) is published on Counsel Stack Legal Research, covering New Hampshire primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

N.H. Rev. Stat. Ann. § 402-A:4 (2026).

Text

The provisions of RSA 402-A:2 do not apply to any purchase and sale, or sale and purchase, and the provisions of RSA 402-A:3 do not apply to any sale, of an equity security of a domestic stock insurance company not then or theretofore held by him in an investment account, by a dealer in the ordinary course of his business and incident to the establishment or maintenance by him of a primary or secondary market (otherwise than on an exchange as defined in the Securities Exchange Act of 1934) for such security. The commissioner may, by such rules and regulations as he thinks necessary or appropriate in the public interest, define and prescribe terms and conditions with respect to securities held in an investment account and transactions made in the ordinary course of business and incident to 

Free access — add to your briefcase to read the full text and ask questions with AI

The provisions of RSA 402-A:2 do not apply to any purchase and sale, or sale and purchase, and the provisions of RSA 402-A:3 do not apply to any sale, of an equity security of a domestic stock insurance company not then or theretofore held by him in an investment account, by a dealer in the ordinary course of his business and incident to the establishment or maintenance by him of a primary or secondary market (otherwise than on an exchange as defined in the Securities Exchange Act of 1934) for such security. The commissioner may, by such rules and regulations as he thinks necessary or appropriate in the public interest, define and prescribe terms and conditions with respect to securities held in an investment account and transactions made in the ordinary course of business and incident to the establishment or maintenance of a primary or secondary market.