Maine Statutes
§ 32 §6100-B — Authorized delegate reporting
Authorized delegate reporting is governed by this section.
1.Authorized delegate reports.
A licensee shall submit a report regarding its authorized delegates within 45 days of the end of each calendar quarter. The administrator may use NMLS for the submission of the report required by this section as long as the report submission is consistent with the requirements of this section.
2.Required information.
The authorized delegate report must include, at a minimum, each authorized delegate's:
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Legislative History
PL 2023, c. 662, §2 (NEW).
Nearby Sections
15
§ 32 §6100
Report of condition§ 32 §6100-A
Audited financials§ 32 §6100-AA
Consent agreements§ 32 §6100-B
Authorized delegate reporting§ 32 §6100-BB
Criminal penalties§ 32 §6100-C
Reports of certain events§ 32 §6100-CC
Civil penalties§ 32 §6100-D
Bank Secrecy Act reports§ 32 §6100-DD
Unlicensed persons§ 32 §6100-E
Records§ 32 §6100-HH
Uniformity of application and construction§ 32 §6100-I
Unauthorized activities§ 32 §6100-II
Adoption of rules