§ 28-8-4.1-703 — Quarterly report of authorized delegates; contents

Indiana § 28-8-4.1-703

• Jurisdiction: Indiana
• Art. 8: FINANCIAL SERVICES
• Ch. 4.1: Money Transmission Modernization Act

Text

(a) A licensee shall submit a report of
authorized delegates not later than forty-five (45) days after the end of
each calendar quarter. The director may use the NMLS for the
submission of the report required by this section, as long as the
functionality of the NMLS for such purpose is consistent with this
section.
(b) An authorized delegate report under this section must include,
at a minimum, the following information for each authorized delegate:
(1) Company legal name.
(2) Taxpayer employer identification number.
(3) Principal provider identifier.
(4) Physical address.
(5) Mailing address.
(6) Any business conducted in other states.
(7) Any fictitious or trade name.
(8) The name, telephone number, and electronic mail address for
the authorized delegate's contact person.
(9) Start date as the licensee's authorized delegate.
(10) End date for acting as licensee's authorized delegate, if
applicable.
(11) Court orders issued under section 803 of this chapter against
the authorized delegate.
(12) Any other information the director reasonably requires with
respect to the authorized delegate.

Legislative History

As added by P.L.198-2023, SEC.4.