Indiana Statutes
§ 28-14-5-2 — Limitations on dealing in investment securities
Except as otherwise provided in this article, the
business of dealing in investment securities by a corporate fiduciary is
limited to purchasing and selling securities without recourse, solely
upon the order and for the account of customers and not for its own
account.
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Indiana § 28-14-5-2 (Limitations on dealing in investment securities) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Legislative History
As added by P.L.262-1995, SEC.90.
Nearby Sections
15
§ 28-1-1-1
Short title§ 28-1-1-2
Application of article§ 28-1-1-3
Definitions§ 28-1-1-3.5
Affiliate relationship§ 28-1-1-3.7
"Emancipated youth"§ 28-1-1-3.9
"Foster youth"§ 28-1-1-4
"Fund"§ 28-1-1-5
References to savings associations§ 28-1-1-6
"Depository financial institution"§ 28-1-1-7
"Qualified youth"§ 28-1-11-11
Safe deposits and escrows