Delaware Statutes

§ 73-701 — Administrative files

Delaware·Title 6·Ch. 73 SECURITIES ACT·Subch. Miscellaneous Provisions
(a)A document is filed when it is received by the Director or a designee as stipulated by rule or order. Other than filing fees, the Director may waive document filing requirements.
(b)The information contained in or filed with any registration statement, application, report or filing may be made available to the public under such rules as the Director prescribes.
(c)It is unlawful for the Director or any employee to use for personal benefit any information which is filed with or obtained by the Director and which is not made public. No provision of this chapter authorizes the Director or any employee to disclose any such information except among themselves or when necessary or appropriate in a proceeding or investigation under this chapter except as provided in subsection (b) of this

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Legislative History

6 Del. C. 1953, § 7326; 59 Del. Laws, c. 208, § 1 ; 63 Del. Laws, c. 161, § 2 ; 68 Del. Laws, c. 181, § 24 ; 70 Del. Laws, c. 186, § 1 ; 71 Del. Laws, c. 162, § 26 ; 78 Del. Laws, c. 175, § 110 118 ; 79 Del. Laws, c. 182, § 3

Nearby Sections

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