Delaware Statutes
§ 73-202 — Registration of and notice filing for securities
Delaware·Title 6·Ch. 73 SECURITIES ACT·Subch. Provisions Relating to the Offer, Sale, and Purchase of Securities
It is unlawful for any person to offer or sell any security in this State unless:
(1)It is registered under this chapter;
(2)The security or transaction is exempted under § 73-207 of this title; or
(3)It is a federal covered security for which a notice filing has been made pursuant to the provisions of § 73-208 of this title.
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Legislative History
6 Del. C. 1953, § 7304; 59 Del. Laws, c. 208, § 1 ; 71 Del. Laws, c. 162, § 6 ; 78 Del. Laws, c. 175, §§ 6, 7, 88, 118
Nearby Sections
15
§ 73-101
Short title; purpose§ 73-102
Administration of chapter§ 73-103
Definitions§ 73-104
False and misleading filings§ 73-206
Stop orders§ 73-207
Exemptions§ 73-208
Federal covered securities