§ 73-202 — Registration of and notice filing for securities

Delaware § 73-202

• Jurisdiction: Delaware
• Title: 6
• Ch. 73: SECURITIES ACT
• Subch.: Provisions Relating to the Offer, Sale, and Purchase of Securities

Text

It is unlawful for any person to offer or sell any security in this State unless:

(1) It is registered under this chapter;

(2) The security or transaction is exempted under § 73-207 of this title; or

(3) It is a federal covered security for which a notice filing has been made pursuant to the provisions of § 73-208 of this title.

Legislative History

6 Del. C. 1953, § 7304; 59 Del. Laws, c. 208, § 1 ; 71 Del. Laws, c. 162, § 6 ; 78 Del. Laws, c. 175, §§ 6, 7, 88, 118