Delaware Statutes
§ 73-211 — Filing of sales and advertising literature
Delaware·Title 6·Ch. 73 SECURITIES ACT·Subch. Provisions Relating to the Offer, Sale, and Purchase of Securities
The Director may by rule or order require the filing of any prospectus, pamphlet, circular, form letter, advertisement or other sales literature or advertising communication addressed or intended for distribution to prospective investors, including clients or prospective clients of an investment adviser unless the security or transaction is exempted by § 73-207 of this title or is a federal covered security.
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Legislative History
6 Del. C. 1953, § 7312; 59 Del. Laws, c. 208, § 1 ; 71 Del. Laws, c. 162, § 14 ; 78 Del. Laws, c. 175, §§ 40, 97, 118 ; 79 Del. Laws, c. 182, § 3
Nearby Sections
15
§ 73-101
Short title; purpose§ 73-102
Administration of chapter§ 73-103
Definitions§ 73-104
False and misleading filings§ 73-206
Stop orders§ 73-207
Exemptions§ 73-208
Federal covered securities