Arizona § 44-3298 Investment management regulatory and enforcement fund; purpose

Arizona Statutes

§ 44-3298 — Investment management regulatory and enforcement fund; purpose

Arizona § 44-3298

Title 44Arizona Revised Statutes

Ch. 13INVESTMENT MANAGEMENT

Art. 11Enforcement

This text of Arizona § 44-3298 (Investment management regulatory and enforcement fund; purpose) is published on Counsel Stack Legal Research, covering Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Ariz. Rev. Stat. Ann. § 44-3298 (2026).

Text

A.An investment management regulatory and enforcement fund is established and shall be administered by the commission under the conditions and for the purposes provided by this section. Monies in the fund are exempt from the provisions of section 35-190 relating to lapsing of appropriations.

B.Fees and costs collected pursuant to this chapter, unless otherwise designated, shall be deposited, pursuant to sections 35-146 and 35-147, in the fund.

C.The commission shall use the monies in the fund for education and regulatory, investigative and enforcement operations in the securities division.

D.If the amount of monies in the fund exceeds one hundred thousand dollars on December 31 of any calendar year, the amount in excess of one hundred thousand dollars reverts to the state general fu

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A. An investment management regulatory and enforcement fund is established and shall be administered by the commission under the conditions and for the purposes provided by this section. Monies in the fund are exempt from the provisions of section 35-190 relating to lapsing of appropriations.

B. Fees and costs collected pursuant to this chapter, unless otherwise designated, shall be deposited, pursuant to sections 35-146 and 35-147, in the fund.

C. The commission shall use the monies in the fund for education and regulatory, investigative and enforcement operations in the securities division.

D. If the amount of monies in the fund exceeds one hundred thousand dollars on December 31 of any calendar year, the amount in excess of one hundred thousand dollars reverts to the state general fund. Beginning with the fiscal year starting on July 1, 1996, monies in the fund are subject to annual legislative appropriation.