Arizona § 44-3211 Initiation of hearing; purpose of hearing

Arizona Statutes

§ 44-3211 — Initiation of hearing; purpose of hearing

Arizona § 44-3211

Title 44Arizona Revised Statutes

Ch. 13INVESTMENT MANAGEMENT

Art. 7Hearings

This text of Arizona § 44-3211 (Initiation of hearing; purpose of hearing) is published on Counsel Stack Legal Research, covering Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Ariz. Rev. Stat. Ann. § 44-3211 (2026).

Text

The commission may order a hearing on its own initiative or at the written request of any interested person, either before or after licensure of an investment adviser or investment adviser representative:

1.For the purpose of administering or obtaining information necessary in the enforcement of this chapter or the rules or orders of the commission adopted or issued under this chapter.

2.To enable the commission to take appropriate action in connection with any pending application for licensure of any investment adviser or investment adviser representative.

3.To modify the terms and conditions of any license, order or notice filing.

4.To determine whether the license of any investment adviser or investment adviser representative should be denied, suspended or revoked.

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The commission may order a hearing on its own initiative or at the written request of any interested person, either before or after licensure of an investment adviser or investment adviser representative:

1. For the purpose of administering or obtaining information necessary in the enforcement of this chapter or the rules or orders of the commission adopted or issued under this chapter.

2. To enable the commission to take appropriate action in connection with any pending application for licensure of any investment adviser or investment adviser representative.

3. To modify the terms and conditions of any license, order or notice filing.

4. To determine whether the license of any investment adviser or investment adviser representative should be denied, suspended or revoked.