Arizona § 44-3157 Investment adviser representative license; notification

Arizona Statutes

§ 44-3157 — Investment adviser representative license; notification

Arizona·Title 44 Arizona Revised Statutes·Ch. 13 INVESTMENT MANAGEMENT·Art. 4 Licensure of Investment Advisers and Investment Adviser Representatives

A.If an applicant for licensure as an investment adviser representative fully complies with this article and commission rules adopted under this article, the director shall license the applicant as an investment adviser representative, unless the commission finds cause for denial as provided in article 6 of this chapter.

B.After the director has licensed an applicant as an investment adviser representative, the director shall promptly notify the applicant of the licensure by mail, through the IARD or by any other method that is reasonably acceptable to the commission.

Free access — add to your briefcase to read the full text and ask questions with AI

A. If an applicant for licensure as an investment adviser representative fully complies with this article and commission rules adopted under this article, the director shall license the applicant as an investment adviser representative, unless the commission finds cause for denial as provided in article 6 of this chapter.

B. After the director has licensed an applicant as an investment adviser representative, the director shall promptly notify the applicant of the licensure by mail, through the IARD or by any other method that is reasonably acceptable to the commission.

Arizona § 44-3157 (Investment adviser representative license; notification) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.