Arizona § 44-1971 Initiation of hearing; purpose of hearing

Arizona Statutes

§ 44-1971 — Initiation of hearing; purpose of hearing

Arizona § 44-1971

Title 44Arizona Revised Statutes

Ch. 12SALES OF SECURITIES

Art. 11Hearings

This text of Arizona § 44-1971 (Initiation of hearing; purpose of hearing) is published on Counsel Stack Legal Research, covering Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Ariz. Rev. Stat. Ann. § 44-1971 (2026).

Text

Hearings may be ordered by the commission on the commission's own initiative or at the written request of any interested person:

1.For the purpose of administering or obtaining information necessary in the enforcement of this chapter or the rules, regulations or orders of the commission thereunder.

2.To enable the commission to take appropriate action in connection with any pending application for registration of any securities, dealer or salesman.

3.To modify the terms and conditions of any registration.

4.To determine whether the registration of any securities or of any dealer or salesman should be denied, suspended or revoked.

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Hearings may be ordered by the commission on the commission's own initiative or at the written request of any interested person:

1. For the purpose of administering or obtaining information necessary in the enforcement of this chapter or the rules, regulations or orders of the commission thereunder.

2. To enable the commission to take appropriate action in connection with any pending application for registration of any securities, dealer or salesman.

3. To modify the terms and conditions of any registration.

4. To determine whether the registration of any securities or of any dealer or salesman should be denied, suspended or revoked.