Arizona § 44-1947 Register of dealers and salesmen; recording registration and orders; transfer or expiration of registration

Arizona Statutes

§ 44-1947 — Register of dealers and salesmen; recording registration and orders; transfer or expiration of registration

Arizona § 44-1947

Title 44Arizona Revised Statutes

Ch. 12SALES OF SECURITIES

Art. 9Registration of Dealers and Salesmen

This text of Arizona § 44-1947 (Register of dealers and salesmen; recording registration and orders; transfer or expiration of registration) is published on Counsel Stack Legal Research, covering Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook

Ariz. Rev. Stat. Ann. § 44-1947 (2026).

Text

A.The names and addresses of all persons who have been registered as dealers or salesmen, and all orders with respect thereto, shall be recorded in a register of dealers and salesmen in the office of the director.

B.The registration of a dealer who deals exclusively in securities of which the dealer is the issuer shall expire one year from the effective date of registration. All other registrations expire on December 31 of each calendar year unless renewed before expiration.

C.A salesman may transfer the salesman's registration to a registered dealer by filing a completed application for registration and remitting a transfer fee to the commission. The commission may transfer the registration of a registered salesman in accordance with the terms of a temporary agent transfer program u

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A. The names and addresses of all persons who have been registered as dealers or salesmen, and all orders with respect thereto, shall be recorded in a register of dealers and salesmen in the office of the director.

B. The registration of a dealer who deals exclusively in securities of which the dealer is the issuer shall expire one year from the effective date of registration. All other registrations expire on December 31 of each calendar year unless renewed before expiration.

C. A salesman may transfer the salesman's registration to a registered dealer by filing a completed application for registration and remitting a transfer fee to the commission. The commission may transfer the registration of a registered salesman in accordance with the terms of a temporary agent transfer program utilized by the CRD system.

D. The expiration provisions described in subsection B of this section do not affect the right of the commission to suspend or revoke the registration of a dealer or salesman.