Arizona Statutes

§ 44-1946 — Registration in register of dealers and salesmen of applicant complying with requirements

Arizona·Title 44 Arizona Revised Statutes·Ch. 12 SALES OF SECURITIES·Art. 9 Registration of Dealers and Salesmen
A.If an applicant has fully complied with the provisions of this article and the rules of the commission thereunder the director shall register the applicant as a salesman in a register of dealers and salesmen, unless the commission finds cause for denial as provided for in article 10 of this chapter.
B.When the director has registered an applicant as a salesman he shall promptly notify the applicants of the registration by mail or by the CRD system.

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Related

Jennings v. Woods
982 P.2d 274 (Arizona Supreme Court, 1999)
24 case citations

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