Arizona § 44-1944 Registration in register of dealers and salesmen of applicant complying with requirements

Arizona Statutes

§ 44-1944 — Registration in register of dealers and salesmen of applicant complying with requirements

Arizona·Title 44 Arizona Revised Statutes·Ch. 12 SALES OF SECURITIES·Art. 9 Registration of Dealers and Salesmen

A.When an applicant has fully complied with this article and the rules of the commission thereunder, the director shall register the applicant as a dealer in a register of dealers and salesmen, unless the commission finds cause for denial as provided for in article 10 of this chapter.

B.When the director has registered an applicant as a dealer the director shall promptly notify the applicant of the registration by mail or by the CRD system.

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A. When an applicant has fully complied with this article and the rules of the commission thereunder, the director shall register the applicant as a dealer in a register of dealers and salesmen, unless the commission finds cause for denial as provided for in article 10 of this chapter.

B. When the director has registered an applicant as a dealer the director shall promptly notify the applicant of the registration by mail or by the CRD system.

Arizona § 44-1944 (Registration in register of dealers and salesmen of applicant complying with requirements) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.