Arizona Statutes
§ 44-1842 — Transactions by unregistered dealers and salesmen prohibited; classification
A.It is unlawful for any dealer to sell or purchase or offer to sell or buy any securities, or for any salesman to sell or offer for sale any securities within or from this state unless the dealer or salesman is registered as such pursuant to the provisions of article 9 of this chapter.
B.A person violating this section is guilty of a class 4 felony.
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Arizona § 44-1842 (Transactions by unregistered dealers and salesmen prohibited; classification) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.
Related
State v. Baumann
610 P.2d 38 (Arizona Supreme Court, 1980)
Siporin v. Carrington
23 P.3d 92 (Court of Appeals of Arizona, 2001)
Baker v. Walston & Company
442 P.2d 148 (Court of Appeals of Arizona, 1968)
Madsen Ex Rel. Corbin v. Western American Mortgage Co.
694 P.2d 1228 (Court of Appeals of Arizona, 1985)
Riffle v. Robert L. Parker Company
505 P.2d 268 (Court of Appeals of Arizona, 1973)
State v. Tober
841 P.2d 206 (Arizona Supreme Court, 1992)
Shorey v. Arizona Corp. Commission
359 P.3d 997 (Court of Appeals of Arizona, 2015)
State v. Goodman
517 P.2d 1299 (Court of Appeals of Arizona, 1974)
Denver v. Azcc
(Court of Appeals of Arizona, 2016)
Shudak v. Azcc
(Court of Appeals of Arizona, 2016)
Stevenson v. Arizona
(Court of Appeals of Arizona, 2023)
Ventures 7000 v. Acc
(Court of Appeals of Arizona, 2022)
Nearby Sections
15
§ 44-1001
Definitions§ 44-1002
Insolvency§ 44-1003
Value§ 44-1007
Remedies of creditors§ 44-1009
Extinguishment of claim for relief§ 44-101
Statute of frauds§ 44-1010
Supplementary provisions