Home/Arizona/Statutes/Title 44: Arizona Revised Statutes/Ch. 12: SALES OF SECURITIES/Art. 4: Sale of Securities/§ 44-1842
Arizona Statutes

§ 44-1842 — Transactions by unregistered dealers and salesmen prohibited; classification

Arizona § 44-1842
JurisdictionArizona
Title 44Arizona Revised Statutes
Ch. 12SALES OF SECURITIES
Art. 4Sale of Securities

This text of Arizona § 44-1842 (Transactions by unregistered dealers and salesmen prohibited; classification) is published on Counsel Stack Legal Research, covering Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ariz. Rev. Stat. Ann. § 44-1842 (2026).

Text

A.It is unlawful for any dealer to sell or purchase or offer to sell or buy any securities, or for any salesman to sell or offer for sale any securities within or from this state unless the dealer or salesman is registered as such pursuant to the provisions of article 9 of this chapter.
B.A person violating this section is guilty of a class 4 felony.

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Related

State v. Baumann
610 P.2d 38 (Arizona Supreme Court, 1980)
70 case citations
Siporin v. Carrington
23 P.3d 92 (Court of Appeals of Arizona, 2001)
27 case citations
Baker v. Walston & Company
442 P.2d 148 (Court of Appeals of Arizona, 1968)
22 case citations
Madsen Ex Rel. Corbin v. Western American Mortgage Co.
694 P.2d 1228 (Court of Appeals of Arizona, 1985)
21 case citations
Riffle v. Robert L. Parker Company
505 P.2d 268 (Court of Appeals of Arizona, 1973)
11 case citations
State v. Tober
841 P.2d 206 (Arizona Supreme Court, 1992)
8 case citations
Shorey v. Arizona Corp. Commission
359 P.3d 997 (Court of Appeals of Arizona, 2015)
7 case citations
State v. Goodman
517 P.2d 1299 (Court of Appeals of Arizona, 1974)
7 case citations
Denver v. Azcc
(Court of Appeals of Arizona, 2016)
Shudak v. Azcc
(Court of Appeals of Arizona, 2016)
Stevenson v. Arizona
(Court of Appeals of Arizona, 2023)
Ventures 7000 v. Acc
(Court of Appeals of Arizona, 2022)

Nearby Sections

15
§ 44-1001
Definitions
§ 44-1002
Insolvency
§ 44-1003
Value
§ 44-1004
Transfers fraudulent as to present and future creditors
§ 44-1005
Transfers fraudulent as to present creditors
§ 44-1006
When transfer is made or obligation is incurred
§ 44-1007
Remedies of creditors
§ 44-1008
Defenses, liability and protection of transferee
§ 44-1009
Extinguishment of claim for relief
§ 44-101
Statute of frauds
§ 44-1010
Supplementary provisions
§ 44-1031
Effect of assignment for the benefit of creditors; acknowledgment and recording; invalidity of assignments not made in accordance with this article
§ 44-1032
Assignment for the benefit of consenting creditors; effect; execution of release by creditors
§ 44-1033
Filing of assignment; accompanying inventory of property and indebtedness required; docketing of assignment by clerk
§ 44-1034
Recording of deed of assignment by assignee; bond of assignee; recording; actions upon bond; duty of assignee to execute assignment
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Bluebook (online)
Arizona § 44-1842, Counsel Stack Legal Research, https://law.counselstack.com/statute/az/44-1842.