Zeller v. the Florida Bar

909 F. Supp. 1518, 1995 WL 736483
CourtDistrict Court, N.D. Florida
DecidedJune 16, 1995
DocketTCA 95-40073-MMP
StatusPublished
Cited by6 cases

This text of 909 F. Supp. 1518 (Zeller v. the Florida Bar) is published on Counsel Stack Legal Research, covering District Court, N.D. Florida primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Zeller v. the Florida Bar, 909 F. Supp. 1518, 1995 WL 736483 (N.D. Fla. 1995).

Opinion

ORDER

PAUL, Chief Judge.

On March 21, 1995, oral argument was heard on Plaintiffs motion for a preliminary injunction (doc. 3) and Defendant Florida Judicial Qualifications Commission’s (“JQG”) motion to dismiss (doc. 10). Since the hearing, the parties have filed additional memo-randa in support of their respective positions (docs. 15, 16, 18).

For the reasons outlined below, Defendant JQC’s motion to dismiss (doc. 10) is DENIED and Plaintiffs motion for a preliminary injunction (doc. 3) is GRANTED.

BACKGROUND:

The practice of law and conduct of state judges in Florida are matters solely within the plenary jurisdiction of the Florida Supreme Court. In re The Florida Bar, 316 So.2d 45, 47 (Fla.1975) (specific constitutional authority for adoption of ethical codes unnecessary because such authority is an inherent power of judiciary branch) 1 . Pursuant to this power, on September 29, 1994, the Florida Supreme Court adopted a new Code of Judicial Conduct (“Judicial Code”) that was more consistent with the American Bar Association’s Model Code, and better reflected “present day concerns and responsibilities of Florida judges.” In re Code of Judicial Conduct, 643 So.2d 1037, 1038 (Fla.1994). The new Judicial Code had an effective date of January 1, 1995. Id. at 1040.

The new Judicial Code adopted by the Supreme Court contains additional restrictions on the political activity of judges or candidates for judicial office. Specifically, Canon 7(C)(1) provides that:

A candidate, including an incumbent judge, for a judicial office that is filled by public election between competing candidates shall not personally solicit campaign funds, or solicit attorneys for publicly stated support, but may establish committees of responsible persons to secure and manage the expenditure of funds for the candidate’s campaign and to obtain public statements of support for his or her candidacy. Such committees are not prohibited from soliciting campaign contributions and public support from any person or corporation authorized by law. A candidate should not expend funds in furtherance of his or her judicial campaign or establish a committee to solicit contributions or public support earlier than one year before the general election ....

In re Code of Judicial Conduct, 643 So.2d at 1059-60 (emphasis added) 2 . Canon 7A(3)(e) *1521 further provides that all judges and judicial candidates “shall not authorize or knowingly permit any other person to do for the candidate what the candidate is prohibited from doing under the Sections of this Canon.” Id. at 1059.

Three groups of plaintiffs challenge the constitutionality of these provisions. The first group of plaintiffs (“Candidates”) include Donna Ballman and Reginald Richardson, licensed Florida attorneys who are candidates for judicial office in the September 1996 eléction. On December 7, 1994, Candidate Ballman declared her candidacy for Circuit Court Judge in and for Dade County, Florida, and began forming campaign and finance committees. On December 8, 1994, Ballman sought an advisory opinion from the Committee on Standards of Conduct Governing Judges (“Committee on Standards”) 3 concerning the effect of the new Canon 7 on her candidacy. In a letter dated January 31, 1995, the Committee on Standards advised Candidate Ballman that Canon 7C(1) prohibits her and her campaign committee from

holding meetings prior to November, 1995, accepting contributions prior to November, 1995, holding fundraisers prior to November, 1995, printing and distributing literature, bumperstickers and endorsement cards prior to November, 1995, accepting endorsements prior to November, 1995, adding members to her campaign and finance committees prior to November, 1995, and otherwise expending funds and soliciting support prior to November, 1995.

Amended Complaint, doc. 7 at ¶24 (paraphrasing Committee on Standards response, Ex. A to doc. 1). On December 30, 1994, Candidate Richardson similarly declared his candidacy for Circuit Court Judge in and for Dade County, Florida. However, in light of Canon 7 and the Committee on Standards’ advisory opinion, since January 1, 1995, Candidates Ballman and Richardson have not expended or solicited for campaign funds, or otherwise developed their campaign and finance committees.

The second group of plaintiffs (“Supporters”) include Ray Zeller, Jennifer Coberly, Charles Balli, and Cynthia Sherr, registered voters in Dade County who support Ball-man’s candidacy and are members of Ball-man’s campaign committee. Supporters of Ballman seek to raise funds and solicit support for her candidacy, but claim they cannot do so because of the prohibitions contained in Canons 7C(1) and 7A(3)(c).

The third group of plaintiffs (“the Public”) is represented by the American Civil Liberties Union of Florida, Inc. (“ACLU”), a nonpartisan organization dedicated, inter alia, to the preservation and advancement of free speech. The ACLU and its members desire to receive information about judicial candidates through flyers, literature and other materials, for which campaign funds would have to be spent. The ACLU claims that the proscriptions contained in Canon 7C(1) prevents its members and the Public from receiving this information.

The Florida Bar (“Bar”) and The Florida Judicial Qualifications Commission (“JQC”), both Defendants in this action, are intermediate agencies of the Florida Supreme Court responsible for enforcement of the Judicial Code. See generally McCain, 330 So.2d at 714 (in disciplinary matters, Bar serves as adjunct agency of Supreme Court with authority to make findings of fact and recommendations not binding on the Supreme Court); In re LaMotte, 341 So.2d 513, 516 (Fla.1977) (same rule for JQC). Specifically, Defendant Bar is charged with the responsibility of enforcing the Rules of Professional Conduct, including Rule 4-8.2(b), which provides that lawyers who are candidates for judicial office “shall comply with the applicable provisions of Florida’s Code of Judicial Conduct.” Similarly, Defendant JQC is vest *1522 ed with jurisdiction to investigate and recommend to the Supreme Court that a member of the judiciary be reprimanded or removed from office for conduct in violation of the Judicial Code. Fla. Const. art. 5, § 12.

Plaintiffs filed the instant action pursuant to 42 U.S.C. § 1983. Plaintiffs request the Court to declare that Canon 7C(1) of the Judicial Code is unconstitutional on its face and as applied to Candidates Ballman and Richardson, and seek permanent injunctive relief prohibiting Defendants from enforcing Canon 7C(1). This Court properly has jurisdiction of this ease pursuant to 28 U.S.C. §§ 1343

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Bluebook (online)
909 F. Supp. 1518, 1995 WL 736483, Counsel Stack Legal Research, https://law.counselstack.com/opinion/zeller-v-the-florida-bar-flnd-1995.