Zacharin v. United States

43 Fed. Cl. 185, 51 U.S.P.Q. 2d (BNA) 1493, 1999 U.S. Claims LEXIS 53, 1999 WL 150340
CourtUnited States Court of Federal Claims
DecidedMarch 19, 1999
DocketNo. 93-186C
StatusPublished
Cited by4 cases

This text of 43 Fed. Cl. 185 (Zacharin v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Zacharin v. United States, 43 Fed. Cl. 185, 51 U.S.P.Q. 2d (BNA) 1493, 1999 U.S. Claims LEXIS 53, 1999 WL 150340 (uscfc 1999).

Opinion

[188]*188 OPINION

MARGOLIS, Judge.

This patent infringement case is before the court after a one-day trial regarding the on-sale bar of 35 U.S.C. § 102(b). The government argues that plaintiffs patent is invalid under section 102(b) because the invention it covers was on sale more than one year before plaintiff filed his application for patent. Plaintiff argues that his patent is not invalid under section 102(b), but that even if it is, the doctrines of claim preclusion, issue preclusion, and equitable estoppel each prevent the government from raising the defense contained in section 102(b). After carefully considering all materials admitted into evidence during trial, as well as post-trial papers filed by the parties, the court concludes that plaintiffs patent is invalid under section 102(b) and that the doctrines of claim preclusion, issue preclusion, and equitable estoppel do not prevent the government from asserting the section 102(b) defense. Plaintiffs amended complaint is, therefore, dismissed with prejudice, and judgment will be entered for the defendant.

FACTS

Plaintiff, Alexey T. Zacharin, brought this patent case under 28 U.S.C. § 1498(a), alleging that the United States Army (“Army”) infringed claims one through seven of United States Patent No. 4,565,341 (“ ’341 patent”). The court held a trial to determine whether the on-sale bar of 35 U.S.C. § 102(b) applied to plaintiffs invention, thereby invalidating the ’341 patent. The following facts are either stipulations made by the parties or findings made by the court based upon evidence adduced at trial.

I. The MPSM Program and Plaintiff’s Invention

In the mid-1970s, the Army initiated a Multi-Purpose Sub-Munition (“MPSM”) Program to develop a warhead that housed nine stacked submunitions (i.e., small bombs) and that could be launched from a helicopter. The MPSM warhead, which when launched in this manner experiences a high-velocity airflow of up to approximately 2600 feet per second, was designed to eject its load of submunitions into this high-velocity airflow. The ejected submunitions would then abruptly cease forward movement and descend vertically onto a ground target. This behavior was know as the “wall in space” concept.

By December 22, 1978, the Army had decided that a ram air decelerator (“RAD”) was required in order to achieve the objectives of the MPSM program, including the wall in space. A RAD is a fabric, balloon-like device that has one or more air inlets and that is mechanically attached to a submunition. In a high-velocity environment, air is forced through the air inlets to inflate the decelerator. For purposes of the MPSM program, the Army determined that a suitable RAD would be attached to the submunition fuze in a manner that the force of inflation not only would stop the submunition’s forward movement and achieve the wall in space, but also would initiate fuze arming. As finally developed, an MPSM rocket consists of a warhead and a standard rocket motor. The warhead contains nine separate 2 1/2-inch caliber sub-munitions, each of which has three major components: (1) a submunition body; (2) a fuze; and (3) a RAD.

The Army Armament Research and Development Command (“ARRADCOM”) had responsibility for the research and development of armaments for the Army. ARRAD-COM, which was located at Picatinny Arsenal in Dover, New Jersey, was responsible for research, development, and testing for the MPSM program. Development of the MPSM Program’s fuze (“XM230 Fuze”) was the responsibility of the Munitions Fuze Branch of the Nuclear and Fuze Division of ARRADCOM’s Large Caliber Weapon Systems Laboratory. Plaintiff was the Army engineer assigned to develop the fuze for the MPSM program. The Laboratory’s Fluid Mechanics Branch of the Applied Science Division, also known as the Aeroballistic Group, was responsible for development of the RAD. Saul Wasserman was the Army engineer with primary responsibility for development of the MPSM Program’s RAD. Plaintiff had no official role in the development of the RAD.

The Breed Corporation (“Breed”), located in nearby Fairfield, New Jersey, was award[189]*189ed Contract No. DAAK10-79-C-0057 (“Contract 0057”) on December 22,1978. Contract 0057 involved the first two phases of a four-phase research and development program. Breed’s role under Contract 0057 was to assist the Army’s engineering development of a fuze and associated RAD for use in the MPSM Program.

In early December 1978, plaintiff stitched together on his wife’s sewing machine a triangular-shaped RAD (“T-RAD”) on his own time. Plaintiff tested the homemade T-RAD on December 10, 1978 by attaching it to a strut, fixing the strut to the window of a car so that the T-RAD extended outside the window, and then driving at approximately 80 miles per hour on a local highway. The parties agree that this test was sufficient to reduce the invention to practice and that the T-RAD embodies each and every limitation of claims one through seven of the ’341 patent.

Plaintiff disclosed the T-RAD to two government employees in the Munitions Fuze Branch, including his immediate supervisor, on January 2, 1979. Shortly thereafter, plaintiff disclosed the T-RAD to his branch director and to the engineer officially assigned to develop a RAD for the MPSM program. Plaintiff made these disclosures with the hope and expectation that the TRAD would be considered for use in the MPSM program. Plaintiff also disclosed his invention to family, friends, and at least one Breed engineer in January 1979. Finally, prior to June 1979, plaintiff disclosed the TRAD to Bob Brock of the Army’s Office of the MPSM Program Manager. Plaintiff did not ask any of these people to keep his invention a secret.

By June 1979, the T-RAD was being considered by the Army for use in the MPSM Program. In that month, the T-RAD was one of four RAD designs used in MPSM Program test firings at Hawthorne Army Ammunition Plant Range in Hawthorne, Nevada (“Hawthorne”). By November 1979, only two RAD designs were under consideration for use in the MPSM Program: a para-cone design developed by Saul Wasserman and the T-RAD developed by plaintiff. A “shoot-off’ competition was held in November 1979 between these two designs, and in January 1980 the Army selected the T-RAD for the MPSM Program. The Army notified Breed that the T-RAD would be used in future performance under Contract 0057 and for any future MPSM-related research and development contracts awarded to Breed. All T-RADs fabricated and delivered under Contract 0057 were for testing and evaluation by either Breed or the Army; none were used as production units for operational deployment.

On April 15, 1980, ARRADCOM awarded Breed Contract No. DAAK10-80-C-0095 (“Contract 0095”) for Phase III of the engineering development for the XM230 Fuze. The Army used the T-RAD as the baseline design for the RAD component. The Scope of Work for Contract 0095 required, among other things, that Breed fabricate 6000 XM230 Fuze Systems, including 6000 T-RADs, for flight testing by the Army. All T-RADs fabricated and delivered under Contract 0095 were for testing and evaluation by either Breed or the Army; none were used as production units for operational deployment.

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43 Fed. Cl. 185, 51 U.S.P.Q. 2d (BNA) 1493, 1999 U.S. Claims LEXIS 53, 1999 WL 150340, Counsel Stack Legal Research, https://law.counselstack.com/opinion/zacharin-v-united-states-uscfc-1999.