Mistop, Inc. v. Aerofin Corp.

298 F. Supp. 2d 224, 2003 U.S. Dist. LEXIS 23727, 2003 WL 23152705
CourtDistrict Court, D. Connecticut
DecidedJanuary 23, 2003
Docket3:97-cv-01951
StatusPublished
Cited by1 cases

This text of 298 F. Supp. 2d 224 (Mistop, Inc. v. Aerofin Corp.) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mistop, Inc. v. Aerofin Corp., 298 F. Supp. 2d 224, 2003 U.S. Dist. LEXIS 23727, 2003 WL 23152705 (D. Conn. 2003).

Opinion

RULING AND ORDER

CHATIGNY, District Judge.

Plaintiff Mistop, Incorporated, holds U.S. Patent No. 5,074,117, which relates to a process and system for handling air inside large office buildings. The invention addresses the problem of “water carryover” in air conditioning systems, which arises when droplets of condensation on cooling coils are picked-up and entrained in the air stream. The salient feature of *226 the invention is a moisture reduction mechanism, or moisture eliminator, in the form of a “metallic mesh pad,” which is installed downstream from a cooling coil, where it catches the “carried over” droplets, thereby “reducing] the moisture level of the flow of air.” Patent Claim 1(d).

Mistop’s complaint charges defendant Aerofin Corporation with infringing the patent. Aerofin contends that the patent is invalid under 35 U.S.C. § 102(b) because, among other things, the invention was reduced to practice at several locations more than one year before the patent application was filed. 1 Cross-motions for summary judgment have been submitted addressing the validity of Aerofin’s public use defense. As explained below, undisputed evidence establishes that the invention was in public use in Connecticut at least one year before the filing date of the patent application. Accordingly, defendant’s motion is granted and plaintiffs cross motion is denied.

I. Facts

The essential facts are undisputed. Mistop was founded by David M. Kane, one of the two inventors named in the T17 patent. Mistop’s business includes selling moisture eliminators for use in air handling systems. Aerofin manufactures cooling coils. During the pertinent time, Aerofin sold its products through an affiliated entity, Buffalo Forge Company (“BFC”). Until early 1990 or 1991, Aerofin and BFC were represented by a company owned and operated by Mr. Kane.

A. Bristol-Myers Facility 2

In the mid-1980s, BFC furnished Aero-fin with cooling coils for twelve air handling units (“AHUs”) at a Bristol-Myers research facility in Wallingford, Connecticut. As originally designed and constructed, the AHUs were conventional air de-humidification and cooling systems. Each system included air ducts, a fan, and a cooling coil. 3

After the first cooling season, it became apparent that there was a water carryover problem associated with the AHUs. 4 While the cause of the problem was being investigated, Aerofin fabricated and supplied to Bristol-Myers a test moisture reduction mechanism. The mechanism consisted of a plastic, fibrous filter made of material called “Kimre,” which was to be installed in an AHU downstream from the cooling coil, where it would be maintained in an upright position by a frame. 5

On September 11, 1987, BFC wrote to Bristol-Myers as follows:

This letter will confirm our discussions with you concerning the addition of moisture eliminators to be added to the Aerofin cooling coils furnished by [BFC]
. . . .
*227 The systems that these coils are furnished on, have carried over moisture beyond the drain pans for two summer operating seasons. [BFC] and Aerofin have conducted a number of tests on these coils during these operating seasons and the results of their testing do not agree with tests by [Bristol-Myers] and their contractors. Any further testing or analysis by either party or an independent party would only cause additional costs and expense for everyone involved.
A sample moisture eliminator section was installed on one of the systems and [Bristol-Myers] has determined that the carryover condition has diminished to an acceptable level. Aerofin also checked the installation and agreed that the moisture eliminators are effective in reducing water carryover.
To bring this situation to a close, [BFC] and Aerofin ... have agreed to furnish and install moisture eliminators for all the built up cooling systems for Phase 1 and 2.
Aerofin ... is proceeding to design and manufacture the eliminators for the cooling coil systems. The lead time will result in a shipment about the first week in November. [BFC] will install the eliminator sections and they will schedule their seivice personnel for the middle of November.
We do want to make it clear that we are doing that in satisfaction of [Bristol-Myers]. Both [BFC] and Aerofin have enjoyed an excellent business relationship with [Bristol-Myers] and they value that relationship and the continuance of it.
[BFC] has 110 years of experience and Aerofin over 75 years of experience in their respective fields. Over that span of time both companies have maintained a policy of fairness and responsibility for the equipment and materials that they manufacture, and that policy will continue in the years to come.
We are certain that this is one of the reasons that you have considered in selecting [BFC] and Aerofin on your major projects and we hope that our cooperation on this project will renew your confidence. 6

In late 1987, or early 1988, because of concerns regarding the combustibility of the Kimre material, Aerofin substituted a stainless steel mesh product made by the Koch company (9310 Koch Fleximesh). 7 By August 9, 1988, the moisture eliminators had “reduced” the water carryover problem. 8

Ronald Benjamin, the Bristol-Myers employee responsible for overseeing the project, has testified that by September 1988, Bristol-Myers was satisfied that the stainless steel moisture eliminators were handling the majority of the carryover droplets. 9 Charles Eno, who worked on the installation, has testified that the eliminators solved the problem. 10 Kenneth Johnstone, former president of Aerofin, 11 has testified that the moisture eliminators *228 installed on the twelve AHUs “were shown to be effective” at reducing moisture carryover. 12

None of the companies involved in the work at Bristol-Myers required confidentiality of personnel knowledgeable about the design, construction and use of the moisture eliminators or the AHUs, 13 and neither Mr. Kane or the co-inventor named in the patent exercised any control over the installation. 14

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Cite This Page — Counsel Stack

Bluebook (online)
298 F. Supp. 2d 224, 2003 U.S. Dist. LEXIS 23727, 2003 WL 23152705, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mistop-inc-v-aerofin-corp-ctd-2003.