Yamamoto v. Kercsmar

CourtCourt of Appeals of Arizona
DecidedApril 19, 2016
Docket1 CA-CV 14-0580
StatusUnpublished

This text of Yamamoto v. Kercsmar (Yamamoto v. Kercsmar) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Yamamoto v. Kercsmar, (Ark. Ct. App. 2016).

Opinion

NOTICE: NOT FOR OFFICIAL PUBLICATION. UNDER ARIZONA RULE OF THE SUPREME COURT 111(c), THIS DECISION IS NOT PRECEDENTIAL AND MAY BE CITED ONLY AS AUTHORIZED BY RULE.

IN THE ARIZONA COURT OF APPEALS DIVISION ONE

DAVID YAMAMOTO, an individual, Appellant,

v.

KERCSMAR & FELTUS, PLLC, as Special Administrator for the Estate of Miyuki Yamamoto, Appellee.

No. 1 CA-CV 14-0580 FILED 4-19-2016

Appeal from the Superior Court in Maricopa County No. CV2012-011079 The Honorable Dean M. Fink, Judge The Honorable Christopher Whitten, Judge

AFFIRMED

COUNSEL

Dominguez Law Firm, P.C., Phoenix By Antonio Dominguez, Lisa M. Montes Counsel for Cross-Defendant/Appellant

Kercsmar & Feltus, PLLC, Scottsdale By Todd Feltus, Molly Eskay Counsel for Cross-Plaintiff/Appellee YAMAMOTO v. KERCSMAR Decision of the Court

MEMORANDUM DECISION

Judge Jon W. Thompson delivered the decision of the Court, in which Presiding Judge Randall M. Howe and Judge Lawrence F. Winthrop joined.

T H O M P S O N, Judge:

¶1 Appellant David Yamamoto (David) appeals from the trial court’s final judgment in favor of his mother Miyuki Yamamoto1 (Miyuki) in the amount of $155,690.20 from the Charles Schwab & Co. (Schwab) monies held by the clerk of the court, $7,642.50 in IOLTA trust funds from Dominguez Law Firm, P.C., $92,887.55 in attorneys’ fees incurred prior to the judgment, $9,046.54 in post-judgment attorneys’ fees, and costs. Finding no error, we affirm.

FACTUAL AND PROCEDURAL HISTORY

¶2 This is a contentious case involving members of the Yamamoto family and their disputes related to the care of their mother, Miyuki, and the control and ownership of certain funds. Miyuki had two children: David and Jeannie. In 2010, David attempted to have himself named as ninety-one year old Miyuki’s conservator and guardian.2 David voluntarily dismissed his petition before an answer was filed. In the same action, Miyuki subsequently filed a petition to reopen the case and a “Petition for Return of Assets, Misrepresentation to the Tribunal, Elder Abuse, A.R.S. § 46-456 Exploitation of a Vulnerable Adult, Theft” against David. She alleged David stole from her and had deposited the money into a Schwab account solely in his name. The trial court granted Miyuki’s motion to reopen and found that the funds belonged to her rather than David. David appealed and the probate action resulted in a 2012 Court of Appeals memorandum decision holding the probate court did not have jurisdiction to reopen the case and, therefore, to grant Miyuki’s motion, as the case had already been dismissed. See In re Guardianship of Yamamoto, 1 CA-CV 11-0132, Slip op. (Ariz. App. May 8, 2012).

1Miyuki died in November 2014, and her estate was substituted in however for ease of reference we refer to both as “Miyuki.”

2 PB2010-000297

2 YAMAMOTO v. KERCSMAR Decision of the Court

¶3 Briefly, this case began with Schwab’s interpleader over ownership of the Schwab funds of $155,690.20. The money at issue originated with the 2006 sale of six acres on Camelback Road which resulted in net proceeds of $818,955.61. Of that $818,955.61, David claimed half was his because Miyuki had gifted it to him just before the Camelback sale.3 According to David, Miyuki used $377,663.52 of her funds to purchase the Rovey home and deposited the balance of $31,814.29 along with his $409,477.80 in the “first” Wells Fargo joint account under both their names. Between 2006 and 2010, in a series of transactions, the ever- diminishing money was moved between accounts and/or institutions at least three times. In the final two transactions, from the “second” Wells Fargo account to the “third” Wells Fargo account, then to Schwab, David’s name appears as the sole owner on the accounts. David asserts that he was merely moving his half of the Camelback property proceeds.

¶4 Miyuki cross-claimed against David for declaratory judgment over the funds in the Schwab account, a Wells Fargo account, and money transferred into attorney Antonio Dominguez’s trust account. Miyuki alleged that David had been stealing her life savings while failing to care for her health and well-being. David answered Miyuki’s cross claim and sought his own declaratory judgment over the disputed funds. Miyuki filed a motion for release of confidential Adult Protective Services (APS) records from 2008-2013 regarding the situation between her and David. The first report to APS came from the bank who had concerns over the handling of Miyuki’s money. Over David’s objection, the trial court granted her motion and the 17 pages of APS documents and a transcript of David’s APS interview were filed under seal and were available to the trial court in the record.

¶5 David moved for summary judgment on the declaratory judgment. Miyuki sought leave to amend her complaint to add a claim for Exploitation of a Vulnerable Adult in violation of Arizona Revised Statutes

3 The conveyance and reconveyance of the Camelback property occurred multiple times between 2003 and 2006. David testified he didn’t know why the transfers were being made other than for tax purposes and pursuant to advice from Roger Brown. The factual details of those transfer not being significant to this decision, given the finding by the trial court that David was her de facto conservator at the time of the Camelback sale, we need not detail them here.

3 YAMAMOTO v. KERCSMAR Decision of the Court

(A.R.S.) § 46-456 (2009) 4, the Adult Protective Services Act, which the trial court granted. Miyuki next moved for summary judgment regarding the Schwab funds and the trust account funds on the basis of judicial estoppel and judicial admission, citing David’s 2010 pleading in the probate case which attributed all of the $335,000 in the “second” Wells Fargo account to Miyuki as one of her assets. He disputed both the facts and law as laid out by Miyuki. David moved for summary judgment as to his mother’s claim for Exploitation of a Vulnerable Adult. He also filed a motion to strike some of Miyuki’s factual assertions made in support of her motion for summary judgment.

¶6 Litigation on all of the motions continued. With trial approaching, the parties filed a Joint Pretrial Statement. On October 18, 2013, the trial court ruled on the motion to strike, granting it in part. The trial court denied Miyuki’s motion for summary judgment on the basis that the procedural postures of the parties in the probate action, which was dismissed before being litigated, could not support either a claim of judicial estoppel or of judicial admission. In the same ruling, the trial court denied David’s motion for summary judgment on statute of limitations grounds for the vulnerable adult statute. The trial court found that Miyuki’s good faith filing in August 2010, seeking return of her assets, was “plainly timely” and found her new claim was saved by the savings statute, A.R.S. § 12-504 (2003). The trial court denied David’s motion for reconsideration. The parties filed an amended pretrial statement.

¶7 The trial on these matters was held over two days. Roger Brown and David testified on David’s behalf. Mr. Brown was for many years both David and Miyuki’s financial advisor and accountant. Jeannie’s husband, Cameron Losey, and Mr. Waller, the President of Miyuki’s church, also testified. The court read APS investigator Mr. Dettelback’s deposition. Numerous exhibits were admitted, including bank statements and pictures reflecting the state of the Rovey home.

¶8 The trial court ruled on January 27, 2014, in favor of Miyuki. Miyuki was found to be a vulnerable adult since, at least, 2005.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Schwarz v. City of Glendale
950 P.2d 167 (Court of Appeals of Arizona, 1997)
Visco v. Universal Refuse Removal Company
462 P.2d 90 (Court of Appeals of Arizona, 1969)
Janson v. Christensen
808 P.2d 1222 (Arizona Supreme Court, 1991)
Doe v. Roe
955 P.2d 951 (Arizona Supreme Court, 1998)
Prendergast v. City of Tempe
691 P.2d 726 (Court of Appeals of Arizona, 1984)
Gorman v. City of Phoenix
731 P.2d 74 (Arizona Supreme Court, 1987)
Jepson v. New
792 P.2d 728 (Arizona Supreme Court, 1990)
Sato v. Van Denburgh
599 P.2d 181 (Arizona Supreme Court, 1979)
Associated Aviation Underwriters v. Wood
98 P.3d 572 (Court of Appeals of Arizona, 2004)
Schwartz v. Arizona Primary Care Physicians
964 P.2d 491 (Court of Appeals of Arizona, 1998)
Ahwatukee Custom Estates Management Ass'n v. Turner
2 P.3d 1276 (Court of Appeals of Arizona, 2000)
Sandretto v. Payson Healthcare Management, Inc.
322 P.3d 168 (Court of Appeals of Arizona, 2014)
Norton v. Steinfeld
288 P. 3 (Arizona Supreme Court, 1930)
Denton v. Superior Court
945 P.2d 1283 (Arizona Supreme Court, 1997)
Geller v. Lesk
285 P.3d 972 (Court of Appeals of Arizona, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
Yamamoto v. Kercsmar, Counsel Stack Legal Research, https://law.counselstack.com/opinion/yamamoto-v-kercsmar-arizctapp-2016.