Wyatt’s Case

982 A.2d 396, 159 N.H. 285
CourtSupreme Court of New Hampshire
DecidedSeptember 18, 2009
DocketLD-2009-002
StatusPublished
Cited by10 cases

This text of 982 A.2d 396 (Wyatt’s Case) is published on Counsel Stack Legal Research, covering Supreme Court of New Hampshire primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wyatt’s Case, 982 A.2d 396, 159 N.H. 285 (N.H. 2009).

Opinion

HICKS, J.

On February 10, 2009, the Supreme Court Professional Conduct Committee (PCC) filed a petition recommending that the respondent, Donald L. Wyatt, Jr., be disbarred. See SUP. Ct. R. 37A(III)(d)(2)(C)(iv). We order the respondent suspended for a period of two years.

The respondent has stipulated to, and we accept, the following underlying facts. See Conner’s Case, 158 N.H. 299, 300 (2009); Sup. Ct. R. 37A(III)(c)(5). The respondent is an attorney licensed to practice in New Hampshire. Beginning in the spring of 1998, he served as personal counsel to David Stacy. David was a full-time employee of his mother and held her general power of attorney. The respondent advised David on a variety of personal matters, including his “relations with trustees of trusts previously established for his benefit.” The respondent’s firm prepared a general power of attorney in 2000 authorizing Michel Brault to manage David’s affairs. Brault was a personal friend of the respondent and the chief executive officer of a former corporate client of the respondent’s firm.

In January 2001, David’s mother “dismissed” him and cut off his support. The respondent represented David in negotiations with his mother in an effort to secure financial support. The negotiations culminated in a contract between David and his mother in May 2001, in which they agreed to execute and exchange mutual general releases. Other contract provisions included an agreement for management of David’s healthcare, a sale and lease back of David’s home, and the creation and eventual funding of various trusts. The contract required that David file a petition for voluntary *290 conservatorship in New Hampshire requesting that Brault act as his conservator. The contract, by its terms, terminated if, among other things, David terminated the conservatorship or removed the conservator without cause.

The respondent, Brault and David reviewed the contract and related documents at a meeting in Paris, France. The respondent discussed David’s litigation options against his mother and his option to forego his mother’s support. The respondent also explained conservatorship, its voluntary nature, and “how it separated [David’s] affairs into two distinct parts, an estate portion and a personal portion, and how he could end that separation by asserting that he had capacity and that he wanted to take back control of his affairs.” The respondent cautioned David that taking back control, however, could effectively discharge his mother’s contractual obligations to him. David ultimately decided to sign the contract and execute related documents, including the petition for conservator.

During and shortly after their Paris discussion, David expressed his desire that the respondent continue to serve as his personal attorney. David informed Brault that he also wanted the respondent to serve as counsel for the conservatorship estate. The respondent advised David that the conservator would “determine if and when [the respondent] would serve as counsel.” The respondent did not, at this point, discuss conflicts of interest. At one point, the respondent had “[a] lengthy discussion . . . about the potential for disagreements and discord between [David and Brault].” The respondent was confident that David “understood that Mr. Brault would be managing his affairs and that in the event of disagreement between the two, Mr. Brault.. . would have the last word.”

The Carroll County Probate Court granted David’s petition for conservator in June 2001, and, as requested, appointed Brault as conservator. Brault then retained the respondent to represent the “Estate of David E. Stacy.” To the extent authorized by Brault, the respondent continued to “interact directly with [David] on matters involving his personal, as opposed to his estate, rights.” The respondent advised Brault on the operation of the conservatorship, including whether Brault should or could expend funds for certain expenses, and whether Brault could buy a new or second home for David. The respondent consistently advised Brault that he could not make personal choices for David, but must choose “what to contract... and ... pay for.” In an attempt to minimize David’s legal fees, Brault informed David in the fall of 2001 that he must thereafter seek permission before consulting with the respondent about any new legal matters.

The respondent learned in the fall of 2001 that Brault was not attending to some details of his duties as conservator. He also learned that David, *291 with his wife Svetlana’s help, “was contacting creditors, opening new credit cards and accounts, contacting insurance agents, realtors, and various other vendors in an apparent attempt to avoid the limitations of the Conservatorship.” The respondent suggested that Brault get assistance with administrative tasks and advised him that he had authority to engage such professionals. The respondent recommended an accounting firm and offered his paralegal to provide administrative support at a fixed rate.

The respondent continued representing the estate in “performing and perfecting [David’s] rights under the contracts with [his mother] and with other creditors and third parties.” He also represented David with respect to certain personal matters, such as preparing a will, a health care power of attorney, child support for a matter predating the conservatorship, and other debtor/creditor claims against David.

During the winter of 2001, Brault sought the respondent’s advice concerning whether to fund what he considered questionable medical expenses. David had been referred to a doctor in Texas for severe abdominal pain. He wanted the conservatorship to pay for his wife and daughter to travel and stay in Texas for an extended period of time. The respondent acted as an intermediary because the issue involved both personal rights and financial issues. He filed a motion for instructions with the probate court seeking court approval to set up a debit card account for certain miscellaneous expenses. The court granted the motion in February 2002.

David underwent abdominal surgery on March 1. At some point, he expressed to the respondent his dissatisfaction with the medical staff and doctors and threatened to check himself out of the hospital. Svetlana informed Brault and the respondent that David had a history of self-destructive behaviors, demands for unwarranted treatment, abuse of drugs and alcohol, threats of suicide, and abuse of both her and her daughter. The respondent made clear to Svetlana that he would not represent her regarding the domestic violence issues and referred her to another attorney. However, he remained concerned about David’s mental health in view of these and other observations, including an incident where the respondent came to David’s house and observed him opening two surgical wounds.

The respondent researched ethical and guardianship issues, contacted peers, and had a law clerk prepare a memorandum. He ultimately advised Brault and Svetlana to consider obtaining a limited guardianship for medical purposes only. The respondent advised them to hire their own counsel. The respondent advised them that, as David’s counsel, he would be required to appear at the guardianship proceeding, would object for the record, but if the guardianship were narrow, he would support the action. *292

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Bluebook (online)
982 A.2d 396, 159 N.H. 285, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wyatts-case-nh-2009.