Wolin v. The Department of Financial and Professional Regulation

2012 IL App (1st) 112113, 983 N.E.2d 23
CourtAppellate Court of Illinois
DecidedDecember 21, 2012
Docket1-11-2113
StatusPublished
Cited by19 cases

This text of 2012 IL App (1st) 112113 (Wolin v. The Department of Financial and Professional Regulation) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wolin v. The Department of Financial and Professional Regulation, 2012 IL App (1st) 112113, 983 N.E.2d 23 (Ill. Ct. App. 2012).

Opinion

ILLINOIS OFFICIAL REPORTS Appellate Court

Wolin v. Department of Financial & Professional Regulation, 2012 IL App (1st) 112113

Appellate Court HOWARD WOLIN, Plaintiff-Appellant, v. THE DEPARTMENT OF Caption FINANCIAL AND PROFESSIONAL REGULATION; BRENT ADAMS, as Secretary of THE DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION; DONALD W. SEASOCK, as Acting Director of the Division of Professional Regulation; ILLINOIS STATE MEDICAL DISCIPLINARY BOARD; EDWARD P. ROSE, as Chairperson of the Board; and TARIQ H. BUTT, JUDY L. CATES, RICHARD R. FAY, MARIA LaPORTA, GEORGIA D. LUBBEN, SARITA M. MASSEY, GRACE ALLEN NEWTON, and RODEY WASSEF, as Members of the Board, Defendants-Appellees.

District & No. First District, Sixth Division Docket No. 1-11-2113

Filed December 21, 2012

Held The indefinite suspension of plaintiff’s medical license was upheld on the (Note: This syllabus grounds that plaintiff failed to establish that he was denied due process constitutes no part of when he was not allowed to make an oral statement and present the opinion of the court documentary evidence in proceedings on charges that he violated the but has been prepared Medical Practice Act by using “crystals and secret methods” in his by the Reporter of psychiatry practice, and he also was properly found in default for not Decisions for the producing certain requested documents. convenience of the reader.)

Decision Under Appeal from the Circuit Court of Cook County, No. 10-CH-44976; the Review Hon. Lee Preston, Judge, presiding.

Judgment Affirmed. Counsel on Law Offices of Nye & Associates, Ltd., of Buffalo Grove (Sandra G. Nye, Appeal of counsel), for appellant.

Lisa Madigan, Attorney General, of Chicago (Michael A. Scodro, Solicitor General, and Brett E. Legner, Assistant Attorney General, of counsel), for appellees.

Panel PRESIDING JUSTICE LAMPKIN delivered the judgment of the court, with opinion. Justices Hall and Gordon concurred in the judgment and opinion.

OPINION

¶1 Plaintiff, Howard E. Wolin, M.D., appeals the decision of the Illinois Department of Financial and Professional Regulation (Department) to indefinitely suspend his license to practice medicine. Plaintiff contends that the administrative proceedings he was provided failed to comply with the requirements of due process where he was deprived of a full and fair opportunity to be heard and subjected to the bias of the administrative decision makers. Plaintiff further contends that the acting director of division of professional regulation abused his discretion when finding plaintiff in default and entering judgment against him. Based on the following, we affirm the Department’s decision to indefinitely suspend plaintiff’s medical license.

¶2 FACTS ¶3 Plaintiff was a registered physician and surgeon in Illinois with a concentration in the field of psychiatry. Plaintiff’s practice included “integrative medicine,” in which alternative or complementary treatments were used along with conventional mainstream medicine. Plaintiff claimed to use “some aspects” of mind-body medicine, biologically based practices, and energy therapies. ¶4 On October 16, 2008, the Department sent plaintiff a notice of preliminary hearing along with a complaint that the Department had filed against plaintiff. According to the complaint, on or about April 28, 2007, plaintiff began treating C.B., and the treatment “included the use of crystals and secret methods” in violation of the Illinois Medical Practice Act of 1987 (Medical Practice Act) (225 ILCS 60/22 (West 2008)). The complaint additionally claimed that between April 28, 2007, and August 7, 2007, plaintiff charged C.B. $11,451.28 for consultations, supplements, crystals, and shipping. Specifically, plaintiff was charged with violating three sections of the Medical Practice Act: section 22(A)(5), for engaging in dishonorable, unethical, or unprofessional conduct of a character likely to deceive, defraud, or harm the public; section 22(A)(6), for obtaining any fee by defraud, deceit, or

-2- misrepresentation; and section 22(A)(10), for making a false or misleading statement regarding his skill or the efficacy or value of the medicine or treatment he prescribed. 225 ILCS 60/22(A)(5), (6), (10) (West 2010). The Department sought revocation, suspension, or other discipline against plaintiff’s medical license. ¶5 Plaintiff responded to the complaint on November 19, 2008, denying the Department’s allegations, including the allegation that he used “secret methods” in treating a patient. Plaintiff further raised the matter of the Department’s failure and refusal to supply him with appropriate release documents required by the federal Health Insurance Portability and Accountability Act of 1996 (HIPAA) (42 U.S.C. § 1320d et seq. (2006)). ¶6 At the Department’s preliminary hearing, plaintiff complained that the Department should have held an informal conference first. As a result, an informal conference was held on May 20, 2009, and was attended by plaintiff, his attorney, an attorney for the Department, and Edward P. Rose, M.D., chair of the medical disciplinary board (Disciplinary Board). Informal conferences held before the Disciplinary Board are confidential; therefore, no transcript appears in the record and we present the statements as they have been reported by the parties. During the conference, plaintiff invoked his constitutional right to decline to answer whether he personally used crystals as part of his practice because, according to plaintiff, he had been threatened with criminal action for using crystals. Instead, plaintiff attempted to make a statement regarding the “theory and practice of the therapeutic use of *** crystals and other forms of energy healing and to discuss the subject generally.” According to plaintiff, Dr. Rose “sharply interrupted” him, refused to hear the statement, and said he was not interested in plaintiff’s theories. According to plaintiff, Dr. Rose said the relevant issue was whether plaintiff used crystals in his practice because such actions would result in discipline. At that point, the informal conference was terminated. ¶7 Then, on September 25, 2009, plaintiff filed a motion seeking to disqualify members of the Disciplinary Board from hearing the disciplinary charges against him. The Department filed a response, denying any wrongdoing. Plaintiff’s motion to disqualify was never ruled on by the Department. ¶8 On October 5, 2009, the Department filed its first motion to compel plaintiff to produce “any and all medical records, psychiatric records, psychotherapy notes and/or any other relevant information regarding patient C.B.” and enclosed copies of documents purporting to be authorizations executed by C.B. permitting plaintiff to release the requested records to the Department. The release requests were provided to plaintiff’s attorney on February 9, 2009, but plaintiff failed to produce any records in response. On November 23, 2009, the Department filed a second motion to compel. On December 28, 2009, plaintiff answered, stating that the record-release forms signed by C.B. were defective. On January 12, 2010, the Department filed a response, maintaining the release requests complied with the requisite statute. ¶9 On February 8, 2010, at a status hearing, plaintiff sought leave to file a surreply to the Department’s January 12, 2010, response. The administrative law judge (ALJ), Sadzi Oliva, denied the request. In addition, ALJ Oliva found that the releases provided by C.B. complied with the Illinois Mental Health and Developmental Disabilities Confidentiality Act

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Bluebook (online)
2012 IL App (1st) 112113, 983 N.E.2d 23, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wolin-v-the-department-of-financial-and-profession-illappct-2012.