Winnebago County v. Christopher S.
This text of 2016 WI 1 (Winnebago County v. Christopher S.) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinions
MICHAEL J. GABLEMAN, J.
| 1. This is a review of a circuit court's1 order for the involuntary commitment of an inmate to a mental health facility, order for the involuntary administration of psychotropic medication and treatment to that inmate, and order denying postcommitment relief. The involuntary commitment of an inmate of the Wisconsin state prison system for mental health care is governed by Wis. Stat. § 51.20(l)(ar)(2013-14).2 The involuntary administra[9]*9tion of medication or treatment3 to an individual is [10]*10governed by Wis. Stat. § 51.61(l)(g).4 While Christopher S. ("Christopher") was serving his sentence for mayhem, Winnebago County filed a petition for the examination of a state prison inmate pursuant to Wis. Stat. § 51.20(l)(ar). The County sought commitment in the Wisconsin Resource Center ("WRC")5 [11]*11because Christopher was suffering from mental illness and because the WRC could meet Christopher's treatment needs. In addition, the County filed a petition for the involuntary administration of psychotropic medication and treatment pursuant to Wis. Stat. § 51.61(l)(g)4.b.
¶ 2. The circuit court granted the County's petition for the involuntary commitment of Christopher for mental health care as well as the County's petition for the involuntary administration of psychotropic medication and treatment to Christopher. Christopher filed a postcommitment motion challenging both orders. The circuit court denied the motion, and Christopher appealed. The court of appeals certified the case to this court pursuant to Wis. Stat. § 809.61. We accepted certification on May 11, 2015.
¶ 3. Christopher makes three arguments on appeal. First, he argues that Wis. Stat. § 51.20(l)(ar) violates his substantive due process rights and is, therefore, facially unconstitutional. More specifically, Christopher claims that Wis. Stat. § 51.20(l)(ar) is unconstitutional because it authorizes the involuntary commitment of an inmate without first finding the inmate dangerous.
¶ 4. Second, Christopher argues in the alternative that if we refuse to hear his constitutional challenge, we should consider whether his trial attor[12]*12ney performed ineffectively by failing to challenge the constitutionality of Wis. Stat. § 51.20(l)(ar). Christopher makes clear that he raises his ineffective assistance of counsel argument only if we refuse to hear his constitutional challenge. Because we address the merits of Christopher's constitutional claim,6 we will not address his claim of ineffective assistance of counsel.
¶ 5. Third, Christopher contends that the circuit court erred when it concluded that Christopher was incompetent to refuse psychotropic medication and treatment pursuant to Wis. Stat. § 51.61(l)(g). Christopher relies on our decision in Outagamie County v. Melanie L., 2013 WI 67, 349 Wis. 2d 148, 833 N.W.2d 607, to challenge the way the circuit court applied the evidence presented at the involuntary medication and treatment hearing to the requirements contained in Wis. Stat. § 51.61(l)(g). More specifically, Christopher argues that the evidence presented at the involuntary medication and treatment hearing did not support a finding that the County complied with the statutory requirements contained in Wis. Stat. § 51.61(l)(g)4.b.
¶ 6. We pause briefly to point out what Christopher does not argue. Christopher does not make an as applied challenge against Wis. Stat. § 51.20(l)(ar), the inmate commitment statute.7 Ad [13]*13ditionally, Christopher does not in any way challenge the constitutionality of the involuntary medication or treatment statute, Wis. Stat. § 51.61(l)(g).
¶ 7. We proceed to consider two issues raised by Christopher. The first is whether Wis. Stat. § 51.20(l)(ar) violates an inmate's substantive due process rights and is, therefore, facially unconstitutional. The second is whether the circuit court erred when it found that Winnebago County established by clear and convincing evidence that Christopher was incompetent to refuse psychotropic medication and treatment.
¶ 8. As to the first issue, we hold that Wis. Stat. § 51.20(l)(ar) is facially constitutional because it is reasonably related to the State's legitimate interest in providing care and assistance to inmates suffering from mental illness. As to the second issue, we affirm the circuit court because it did not err when it found by clear and convincing evidence that Christopher was incompetent to refuse psychotropic medication and treatment.
I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY
¶ 9. At all times relevant to these proceedings, Christopher was an inmate of the Wisconsin state prison system. In 2005, Christopher was convicted of mayhem as a repeater, in violation of Wis. Stat. [14]*14§ 940.21 (2001-02).8 As a result of his conviction, Christopher was sentenced to twenty years of confinement, consisting of ten years of incarceration followed by ten years of extended supervision.
¶ 10. In 2012, Fox Lake Correctional Institution received a complaint from Christopher that his cellmate sexually assaulted him. Subsequent to his complaint, Fox Lake Correctional Institution transferred Christopher to the WRC in Winnebago County.
¶ 11. Dr. Michlowski, medical director for the WRC, spoke with Christopher soon after he was admitted. Dr. Michlowski outlined his conversation with Christopher in a letter to Mr. Bartow, director of the WRC. In the letter, Dr.
Free access — add to your briefcase to read the full text and ask questions with AI
MICHAEL J. GABLEMAN, J.
| 1. This is a review of a circuit court's1 order for the involuntary commitment of an inmate to a mental health facility, order for the involuntary administration of psychotropic medication and treatment to that inmate, and order denying postcommitment relief. The involuntary commitment of an inmate of the Wisconsin state prison system for mental health care is governed by Wis. Stat. § 51.20(l)(ar)(2013-14).2 The involuntary administra[9]*9tion of medication or treatment3 to an individual is [10]*10governed by Wis. Stat. § 51.61(l)(g).4 While Christopher S. ("Christopher") was serving his sentence for mayhem, Winnebago County filed a petition for the examination of a state prison inmate pursuant to Wis. Stat. § 51.20(l)(ar). The County sought commitment in the Wisconsin Resource Center ("WRC")5 [11]*11because Christopher was suffering from mental illness and because the WRC could meet Christopher's treatment needs. In addition, the County filed a petition for the involuntary administration of psychotropic medication and treatment pursuant to Wis. Stat. § 51.61(l)(g)4.b.
¶ 2. The circuit court granted the County's petition for the involuntary commitment of Christopher for mental health care as well as the County's petition for the involuntary administration of psychotropic medication and treatment to Christopher. Christopher filed a postcommitment motion challenging both orders. The circuit court denied the motion, and Christopher appealed. The court of appeals certified the case to this court pursuant to Wis. Stat. § 809.61. We accepted certification on May 11, 2015.
¶ 3. Christopher makes three arguments on appeal. First, he argues that Wis. Stat. § 51.20(l)(ar) violates his substantive due process rights and is, therefore, facially unconstitutional. More specifically, Christopher claims that Wis. Stat. § 51.20(l)(ar) is unconstitutional because it authorizes the involuntary commitment of an inmate without first finding the inmate dangerous.
¶ 4. Second, Christopher argues in the alternative that if we refuse to hear his constitutional challenge, we should consider whether his trial attor[12]*12ney performed ineffectively by failing to challenge the constitutionality of Wis. Stat. § 51.20(l)(ar). Christopher makes clear that he raises his ineffective assistance of counsel argument only if we refuse to hear his constitutional challenge. Because we address the merits of Christopher's constitutional claim,6 we will not address his claim of ineffective assistance of counsel.
¶ 5. Third, Christopher contends that the circuit court erred when it concluded that Christopher was incompetent to refuse psychotropic medication and treatment pursuant to Wis. Stat. § 51.61(l)(g). Christopher relies on our decision in Outagamie County v. Melanie L., 2013 WI 67, 349 Wis. 2d 148, 833 N.W.2d 607, to challenge the way the circuit court applied the evidence presented at the involuntary medication and treatment hearing to the requirements contained in Wis. Stat. § 51.61(l)(g). More specifically, Christopher argues that the evidence presented at the involuntary medication and treatment hearing did not support a finding that the County complied with the statutory requirements contained in Wis. Stat. § 51.61(l)(g)4.b.
¶ 6. We pause briefly to point out what Christopher does not argue. Christopher does not make an as applied challenge against Wis. Stat. § 51.20(l)(ar), the inmate commitment statute.7 Ad [13]*13ditionally, Christopher does not in any way challenge the constitutionality of the involuntary medication or treatment statute, Wis. Stat. § 51.61(l)(g).
¶ 7. We proceed to consider two issues raised by Christopher. The first is whether Wis. Stat. § 51.20(l)(ar) violates an inmate's substantive due process rights and is, therefore, facially unconstitutional. The second is whether the circuit court erred when it found that Winnebago County established by clear and convincing evidence that Christopher was incompetent to refuse psychotropic medication and treatment.
¶ 8. As to the first issue, we hold that Wis. Stat. § 51.20(l)(ar) is facially constitutional because it is reasonably related to the State's legitimate interest in providing care and assistance to inmates suffering from mental illness. As to the second issue, we affirm the circuit court because it did not err when it found by clear and convincing evidence that Christopher was incompetent to refuse psychotropic medication and treatment.
I. FACTUAL BACKGROUND AND PROCEDURAL HISTORY
¶ 9. At all times relevant to these proceedings, Christopher was an inmate of the Wisconsin state prison system. In 2005, Christopher was convicted of mayhem as a repeater, in violation of Wis. Stat. [14]*14§ 940.21 (2001-02).8 As a result of his conviction, Christopher was sentenced to twenty years of confinement, consisting of ten years of incarceration followed by ten years of extended supervision.
¶ 10. In 2012, Fox Lake Correctional Institution received a complaint from Christopher that his cellmate sexually assaulted him. Subsequent to his complaint, Fox Lake Correctional Institution transferred Christopher to the WRC in Winnebago County.
¶ 11. Dr. Michlowski, medical director for the WRC, spoke with Christopher soon after he was admitted. Dr. Michlowski outlined his conversation with Christopher in a letter to Mr. Bartow, director of the WRC. In the letter, Dr. Michlowski wrote, "[Christopher] understood that he was being referred to the WRC because he is 'being commissioned' by the 'military command to produce castings,' for 'engineering purposes.'" Subsequent interactions between Christopher and WRC personnel revealed that Christopher believed he was "programmed by 'Special Operations,'" and he "insisted that there [were] chips in his hands and shoulder." Eventually, doctors x-rayed Christopher's hand in an effort to convince Christopher of his need for psychotropic medication.9 The x-ray came back normal, but Christopher disregarded it because "the x-ray can't penetrate Beryllium."
¶ 12. In his letter, Dr. Michlowski also informed Mr. Bartow of an incident that occurred on September [15]*1516, 2012. On that day, an officer at the WRC ordered Christopher to eat in the dayroom. Christopher refused that order and began to "posture and loudly indicate that the officer giving him the order had raped [Christopher] while [Christopher] was in the military." Dr. Michlowski requested via his letter that "[the County] petition the court to find that [Christopher] is suffering from a major mental illness (presently psychotic)." In that same letter, Dr. Michlowski mentioned that Christopher was seeing Dr. Keshena but that Christopher "made it clear to [Dr. Keshena] that he does not believe he has any psychotic problems." Finally, Dr. Michlowski opined that "[Christopher] is clearly delusional at this time and although he did consider taking medication several weeks ago, his illness at this time is clearly precluding him from acting in his own best interest."
¶ 13. On November 2, 2012, Dr. Maria Murgia de Moore conducted a two-hour clinical interview with Christopher. She did so at the request of the WRC. Based on this interview, a review of the WRC's records, and discussions with WRC staff, Dr. Murgia de Moore concluded that Christopher "suffers from a major mental illness (Psychotic Disorder, Not Otherwise Specified) that is characterized by disorganized speech, disorganized thinking, delusions, and poor judgment." Finally, Dr. Murgia de Moore recommended that Christopher be committed and further recommended that he be treated with appropriate psychotropic medications.
¶ 14. Later that November, Winnebago County filed a petition for the involuntary commitment of Christopher pursuant to Wis. Stat. § 51.20(l)(ar) as well as a petition for the involuntary administration of psychotropic medication and treatment to Christopher [16]*16pursuant to Wis. Stat. § 51.61(l)(g)4.b. Following a probable cause hearing, the court ordered Drs. J.R. Musunuru and Yogesh Pareek to examine Christopher for the purpose of determining his mental condition.
¶ 15. Dr. Musunuru conducted a one-hour interview with Christopher and also reviewed his medical records from the WRC. In his letter to the court, Dr. Musunuru described Christopher as "mildly anxious," "irritable," "distractib[le]," "extremely paranoid," "preoccupied with persecution, mistrust, and [the idea that] someone is going to hurt him," and "vague about his hallucinations." In that same letter, Dr. Musunuru diagnosed Christopher with "Schizophrenia Paranoid type," which is "a substantial disorder of thought, mood, perception, which grossly impairs judgment, behavior, capacity to recognize reality, or the ability to meet the ordinary demands of life." Based on this diagnosis, Dr. Musunuru recommended psychotropic medication and noted that "the advantages and disadvantages and the alternatives to accepting particular medications [were] explained to the subject in detail[]." However, Dr. Musunuru also found that "the subject holds patently false beliefs about the treatment recommended medications, which prevent an understanding of the legitimate risk and benefits. They are denial of illness and trust in his delusions." As a result, Dr. Musunuru concluded that "due to the subject's mental illness, the subject is substantially incapable of applying an understanding of the advantages, disadvantages, and alternatives to make an informed choice as to accept or refuse medications."
¶ 16. Similarly to Dr. Musunuru, Dr. Pareek conducted a one-hour interview with Christopher and also reviewed Christopher's medical records from the WRC. In a letter to the circuit court, Dr. Pareek diagnosed [17]*17Christopher with "Schizophrenia chronic paranoid type" and noted that "[Christopher] has no insight into his mental illness and he does not accept that he needs to be treated." Finally, Dr. Pareek recommended that Christopher be committed and medicated.
¶ 17. On December 21, 2012, a jury trial was held for the purpose of determining whether Christopher should be involuntarily committed under Wis. Stat. § 5l.20(l)(ar).10 Christopher was present for trial, but he did not testify. Winnebago County called two witnesses, Drs. Keshena and Musunuru.
¶ 18. Dr. Keshena testified that she had reviewed Christopher's medical records, observed him, and conducted a mental-status evaluation on him. Based on this, she diagnosed Christopher with "psychosis" and noted that Christopher's psychosis "grossly" impairs "his capacity to recognize reality." Additionally, Dr. Keshena testified that she believed that Christopher was a proper subject for treatment and that his type of illness responded well to treatment. She further testified that she had attempted less restrictive forms of treatment with Christopher, but those forms were unsuccessful.11 Finally, Dr. Keshena testified that she had fully informed Christopher about his treatment needs, the availability of mental health services, his rights, and his ability to discuss this information with her.
[18]*18¶ 19. Dr. Musunuru testified that he reviewed Christopher's records and conducted an interview with Christopher. Based on this, he concluded that Christopher "suffers from a major mental illness" called "schizophrenia paranoid type." Dr. Musunuru further testified that Christopher's illness substantially impairs his "judgment, behavior, capacity to recognize reality, and also, [his] ability to meet [the] ordinary demands of life." Like Dr. Keshena, Dr. Musunuru testified that Christopher was a proper subject for treatment.
¶ 20. While the jury was deliberating, the circuit court conducted a bench trial for the purpose of determining whether to grant the County's petition for the involuntary administration of psychotropic medication and treatment pursuant to Wis. Stat. § 5l.6l(l)(g)4.b.12 The County called Dr. Keshena as a witness. Dr. Keshena testified that she had an opportunity to explain to Christopher the advantages, disadvantages, and alternatives to medication. Further, she testified that Christopher was substantially incapable of applying an understanding of the advantages, disadvantages, and alternatives to his mental illness in order to make an informed choice as to whether to refuse psychotropic medications. Finally, on cross-examination, she explained that Christopher was previously on lithium and that Christopher told her he did [19]*19not have side effects from the lithium but that he also believed it was a placebo.
¶ 21. That same day, the jury reached a verdict. The jury made five findings: (1) Christopher was mentally ill, (2) Christopher was a proper subject for treatment and in need of treatment, (3) Christopher was an inmate of the Wisconsin state prison system, (4) appropriate less restrictive forms of treatment were attempted with Christopher but were unsuccessful, and (5) Christopher was fully informed of his treatment needs, the mental health services available to him, his rights, and Christopher had an opportunity to discuss his needs, the services available, and his rights with a licensed physician.13 In accordance with the jury's findings, the circuit court granted the County's petition for involuntary commitment for six months.14 The court ordered Christopher committed to the WRC.
¶ 22. The court also granted the County's petition for the involuntary administration of psychotropic medication and treatment, concluding that "[Christopher] does not have an understanding of the advantages and disadvantages of the medication." The court added, "I find that the medication has a therapeutic value and would not hinder his ability to [20]*20participate in future legal proceedings, and therefore, issue a medication order." According to the court's written order, Christopher was incompetent to refuse psychotropic medication and treatment because he "is substantially incapable of applying an understanding of the advantages, disadvantages, and alternatives to [his] condition in order to make an informed choice as to whether to accept or refuse psychotropic medications." Both the commitment order and the medication order were subsequently extended after the original orders expired.
¶ 23. Christopher's attorney filed a postcommitment motion challenging the court's order for the involuntary commitment of Christopher and order for the involuntary administration of psychotropic medication and treatment to Christopher. The circuit court denied postcommitment relief; it concluded that Christopher's motion was moot because he appealed only the original commitment and medication orders, which had already expired. The circuit court did not address the merits of Christopher's argument that Wis. Stat. § 51.20(l)(ar) violated the constitution. Christopher appealed, and the court of appeals certified the case to this court. We accepted certification.
II. DISCUSSION
¶ 24. We first discuss whether Wis. Stat. § 51.20(l)(ar) violates an inmate's substantive due process rights and is, therefore, facially unconstitutional. We hold that Wis. Stat. § 51.20(l)(ar) is facially constitutional because it is reasonably related to the State's legitimate interest in providing care and assistance to inmates suffering from mental illness. We then consider whether the circuit court erred when it found that Winnebago County estab[21]*21lished by clear and convincing evidence that Christopher was incompetent to refuse psychotropic medication. We hold that the circuit court did not err because the medical expert's undisputed testimony sufficiently addressed and met the requirements outlined in Wis. Stat. § 51.61(l)(g)4.b.
A. THE RELEVANT STATUTES
¶ 25. Because it is important to understand the commitment and treatment process, we take a moment to outline the way the relevant statutes work.
¶ 26. A county may petition for the involuntary commitment of an individual under Wis. Stat. § 51.20(1). Wisconsin Stat. § 51.20 is titled "involuntary commitment for treatment." It governs how and when the State may seek the involuntary commitment of a person, except when that person is an inmate of the Wisconsin state prison system. Wisconsin Stat. § 51.20(1) carves out a special subsection, subsection (l)(ar), which governs the involuntary commitment of inmates of the Wisconsin state prison system. To commit someone under Wis. Stat. § 51.20(1), a court must conclude that the person is (1) mentally ill, developmentally disabled, or drug dependent; (2) a proper subject for treatment; and (3) dangerous.15
[22]*22¶ 27. In contrast, to commit an inmate under Wis. Stat. § 51.20(l)(ar), a county must show that (1) the individual is an inmate of the Wisconsin state prison system; (2) the inmate is mentally ill; (3) the inmate is a proper subject for treatment and is in need of treatment; (4) appropriate less restrictive forms of treatment were attempted with the inmate, and they were unsuccessful; (5) the inmate was fully informed about his treatment needs, the mental health services available, and his rights; and (6) the inmate had an opportunity to discuss his treatment needs, the services available, and his rights with a psychologist or a licensed physician.16 Both Wis. Stat. § 51.20(1) and Wis. Stat. § 51.20(l)(ar) are treatment focused; these statutes emphasize that a person is being committed because he or she has a mental illness and needs treatment to help that illness.
¶ 28. However, Wis. Stat. § 51.61, titled "patient rights," states that an individual has "the right to refuse all medication and treatment." Wis. Stat. § 51.61(l)(g)(l). If an individual invokes his or her right, then the County can petition for the involuntary administration of medication or treatment to an individual pursuant to Wis. Stat. § 51.61(l)(g). Wisconsin Stat. § 51.61(l)(g) does not carve out a special subsection for inmates, so the requirements to prove incompetency to refuse medication and treatment are the same for everyone (inmates and non-inmates alike). To [23]*23prove incompetency, the County must show that "because of mental illness, developmental disability, alcoholism or drug dependence, and after the advantages and disadvantages of and alternatives to accepting the particular medication or treatment [were] explained to the individual," the individual is either (1) "incapable of expressing an understanding of the advantages and disadvantages of accepting medication or treatment and the alternatives," or (2) "substantially incapable of applying an understanding of the advantages, disadvantages and alternatives to his or her mental illness, developmental disability, alcoholism or drug dependence in order to make an informed choice as to whether to accept or refuse medication or treatment." Wis. Stat. § 51.61(l)(g)4.a., b.
¶ 29. To summarize, an inmate can be involuntarily committed under Wis. Stat. § 51.20(l)(ar) only when the State satisfies a hefty set of requirements. Moreover, an inmate is committed so he or she can receive treatment for his or her mental illness. But, if the inmate invokes his or her right to refuse treatment, then the State will need to petition for the involuntary administration of medication or treatment to that inmate.
B. MOOTNESS
1. This Case Is Moot, But We Will Address The Issues Because They Are Of Great Public Importance And Are Likely To Evade Review.
¶ 30. Before we review the merits of Christopher's constitutional challenge, we first address whether this case is moot. At the postcommit[24]*24ment motion hearing, Winnebago County argued that this case was moot because Christopher's original commitment order had already expired prior to the filing of his motion for postcommitment relief. The circuit court agreed. We agree with the circuit court's conclusion that this case is moot; however, we take up Christopher's claims because they qualify for review under two of the four exceptions to the general rule barring consideration of moot claims.
¶ 31. An issue is moot "when a determination is sought upon some matter which, when rendered, cannot have any practical legal effect upon a then existing controversy." In re Sheila W., 2013 WI 63, ¶ 4, 348 Wis. 2d 674, 835 N.W.2d 148 (per curiam). We have stated that there is an "apparent lack of a live controversy" when an appellant appeals an order to which he or she is no longer subjected. In re Mental Commitment of Aaron J.J., 2005 WI 162, ¶ 3, 286 Wis. 2d 376, 706 N.W.2d 659 (per curiam) (noting that the case implicated a potential issue of mootness because Aaron was no longer subject to a commitment order, but dismissing the case as improvidently granted due to inadequate development of the legal arguments); see Sheila W., 348 Wis. 2d 674, ¶ 4 ("In this case, no determination of this court will have any practical legal effect upon an existing controversy because the order being appealed has expired."). In Christopher's case, the issues are moot because he is no longer subject to the orders being appealed.
¶ 32. Nevertheless, we may decide an otherwise moot issue if it
[25]*25(1) is of great public importance; (2) occurs so frequently that a definitive decision is necessary to guide circuit courts; (3) is likely to arise again and a decision of the court would alleviate uncertainty; or (4) will likely be repeated, but evades appellate review because the appellate review process cannot be completed or even undertaken in time to have a practical effect on the parties.
Melanie L., 349 Wis. 2d 148, ¶ 80 (citing State v. Morford, 2004 WI 5, ¶ 7, 268 Wis. 2d 300, 674 N.W.2d 349). We conclude that the issues presented are of great public importance as they would affect a large number of persons in the Wisconsin State prison system.17 Moreover, we conclude that the issues are likely to evade appellate review "in many instances because the order [s] appealed from will have expired before an appeal is completed." Id. We therefore consider the issues Christopher asks us to review.
C. WHETHER WIS. STAT. § 51.20(l)(ar) IS FACIALLY CONSTITUTIONAL.
1. Standard Of Review
¶ 33. "The constitutionality of a statute is a question of law that we review de novo." State v. Wood, 2010 WI 17, ¶ 15, 323 Wis. 2d 321, 780 N.W.2d 63 (citing State v. Hansford, 219 Wis. 2d 226, 234, 580 N.W.2d 171 (1998)). "Further, we review a statute [26]*26under the presumption that it is constitutional." Id. "Every presumption must be indulged to sustain the law if at all possible and, wherever doubt exists as to a legislative enactment's constitutionality, it must be resolved in favor of constitutionality." In re Commitment of Dennis H., 2002 WI 104, ¶ 12, 255 Wis. 2d 359, 647 N.W.2d 851 (internal quotation marks omitted) (quoting State v. Carpenter, 197 Wis. 2d 252, 263-64, 541 N.W.2d 105 (1995)). "To overcome that presumption, a party challenging a statute's constitutionality bears a heavy burden" because "it is insufficient for the party challenging the statute to merely establish that the statute's constitutionality is doubtful or that the statute is probably unconstitutional"; rather, "the party challenging a statute's constitutionality must 'prove that the statute is unconstitutional beyond a reasonable doubt.' " State v. Smith, 2010 WI 16, ¶ 8, 323 Wis. 2d 377, 780 N.W.2d 90 (quoting State v. Cole, 2003 WI 112, ¶ 11, 264 Wis. 2d 520, 665 N.W.2d 328). "[I]n the context of a challenge to the constitutionality of a statute, the phrase 'beyond a reasonable doubt' expresses the 'force or conviction with which a court must conclude, as a matter of law, that a statute is unconstitutional before the statute or its application can be set aside.' " League of Women Voters of Wisconsin Educ. Network, Inc. v. Walker, 2014 WI 97, ¶ 17, 357 Wis. 2d 360, 851 N.W.2d 302 (quoting Dane Cnty. Dep't of Human Servs. v. Ponn P., 2005 WI 32, ¶ 16, 279 Wis. 2d 169, 694 N.W.2d 344). In short, Christopher "bears a heavy burden" because he must prove that Wis. Stat. § 51.20(l)(ar) is unconstitutional beyond a reasonable doubt.
[27]*27 2. Facial Challenge Requirements
¶ 34. A party may challenge a law or government action as being unconstitutional by bringing a facial challenge. Wood, 323 Wis. 2d 321, ¶ 13. A facial challenge to a statute is an "uphill endeavor." Dennis H., 255 Wis. 2d 359 ¶ 5. Under a facial challenge, "the challenger must show that the law cannot be enforced 'under any circumstances.' " Wood, 323 Wis. 2d 321, ¶ 13 (quoting Olson v. Town of Cottage Grove, 2008 WI 51, ¶ 44 n.9, 309 Wis. 2d 365, 749 N.W.2d 211). "If a challenger succeeds in a facial attack on a law, the law is void 'from its beginning to the end.' " Id. (quoting State ex rel. Comm'rs of Pub. Lands v. Anderson, 56 Wis. 2d 666, 672, 203 N.W.2d 84 (1973)). Here, Christopher claims that Wis. Stat. § 51.20(l)(ar) is facially unconstitutional because it violates an inmate's substantive due process rights by allowing for the involuntary commitment of an inmate without first finding the inmate dangerous. Christopher faces an "uphill battle" because to succeed on his claim he must show that Wis. Stat. § 51.20(l)(ar) is unconstitutional under all circumstances.
3. Constitutional Overview Of Substantive Due Process Rights
¶ 35. "The Due Process Clauses of the United States and Wisconsin Constitutions protect both substantive and procedural due process rights." State v. Luedtke, 2015 WI 42, ¶ 74, 362 Wis. 2d 1, 863 N.W.2d 592 (internal quotation marks omitted) (quoting State [28]*28ex rel. Greer v. Wiedenhoeft, 2014 WI 19, ¶ 55, 353 Wis. 2d 307, 845 N.W.2d 373, reconsideration denied sub nom., Greer v. Wiedenhoeft, 2014 WI 50, 354 Wis. 2d 866, 848 N.W.2d 861). Specifically, these rights are "rooted in the Fourteenth Amendment to the Constitution, and Article I, Section 1 of the Wisconsin Constitution."18 Wood, 323 Wis. 2d 321, ¶ 17. Substantive due process rights "protect against state action that is arbitrary, wrong, or oppressive," id., by "forbid[ding] a government from exercising power without any reasonable justification in the service of a legitimate governmental objective," Luedtke, 362 Wis. 2d 1, ¶ 74 (internal quotation marks omitted) (quoting State v. Radke, 2003 WI 7, ¶ 12, 259 Wis. 2d 13, 657 N.W.2d 66).
4. Rational Basis Review Applies.
¶ 36. We begin our analysis, as we must, by determining the appropriate level of scrutiny to apply to Wis. Stat. § 51.20(l)(ar), the inmate commitment statute. "If the challenged legislation neither implicates a fundamental right nor discriminates against a suspect class, we apply rational basis review rather than strict scrutiny to the legislation." In re Commitment of Alger, 2015 WI 3, ¶ 39, 360 Wis. 2d 193, 858 N.W.2d 346. A law subject to rational basis review will be upheld "unless it is patently arbitrary and bears no [29]*29rational relationship to a legitimate government interest." Id. (internal quotation marks omitted) (quoting Smith, 323 Wis. 2d 377, ¶ 12). Moreover, "[a] legislative classification satisfies rational basis review if 'any conceivable state of facts . . . could provide a rational basis for the classification.'" Alger, 360 Wis. 2d 193, ¶ 50 (alteration in original) (emphasis added) (quoting State v. Mary F.-R., 2013 WI 92, ¶ 52, 351 Wis. 2d 273, 839 N.W.2d 851). In contrast, "[a] law subject to strict scrutiny will be upheld 'only if narrowly tailored to serve a compelling state interest.'" Id. (quoting Mary F.-R., 351 Wis. 2d 273, ¶ 35). Christopher does not argue that Wis. Stat. § 51.20(l)(ar) discriminates against a suspect class; therefore, we will examine only whether Wis. Stat. § 51.20(l)(ar) implicates a fundamental right.
¶ 37. "[F]or the ordinary citizen, commitment to a mental hospital produces 'a massive curtailment of liberty,' and in consequence 'requires due process protection.' " Vitek v. Jones, 445 U.S. 480, 491 (1980) (citation omitted) (first quoting Humphrey v. Cady, 405 U.S. 504, 509 (1972); then quoting Addington v. Texas, 441 U.S. 418, 425 (1979)); Foucha v. Louisiana, 504 U.S. 71, 80 (1992) (noting that the due process clause contains a substantive component that includes a right to freedom from restraint)). This is because "[freedom from physical restraint is a fundamental right that 'has always been at the core of the liberty protected by the Due Process Clause from arbitrary governmental action.' "19 State v. Post, [30]*30197 Wis. 2d 279, 302, 541 N.W.2d 115 (1995) (quoting Foucha, 504 U.S. at 80).
¶ 38. For example, in State v. Post, 197 Wis. 2d 279, 541 N.W.2d 115 (1995), we applied strict scrutiny to a substantive due process challenge to Chapter 980, Wisconsin's sexually violent person commitment statute. 197 Wis. 2d at 302. We did so because the statute implicated a fundamental right, the right to be free from physical restraint. Id. But Post is distinguishable from Christopher's case. Chapter 980 allows the State to petition for the commitment of a sexually violent person.20 If the petition is granted, and all of the necessary procedures are met, a sexually violent person can be committed when his or her sentence expires. Thus, under Chapter 980, a person is subject to commitment following the expiration of his or her criminal sentence. In contrast, Wis. Stat. § 51.20(l)(ar) applies only while the individual is serving his or her sentence.
¶ 39. This distinction is important because "a valid criminal conviction and a prison sentence extinguish a defendant's right to freedom from confinement." Vitek, 445 U.S. at 493 (citing Greenholtz v. Nebraska Penal Inmates, 442 U.S. 1, 7 (1980) ("But the conviction, with all its procedural safeguards, has extinguished that liberty right: '[G]iven a valid conviction, the criminal defendant has been constitutionally [31]*31deprived of his liberty.'" (quoting Meachum v. Fano, 427 U.S. 215, 224 (1976) ("But given a valid conviction, the criminal defendant has been constitutionally deprived of his liberty to the extent that the State may confine him and subject him to the rules of its prison system. . . .")))); see also Johnson v. California, 543 U.S. 499, 510 (2005) ("This is because certain privileges and rights must necessarily be limited in the prison context."); In re Commitment of West, 2011 WI 83, ¶ 85, 336 Wis. 2d 578, 800 N.W.2d 929 (holding that a liberty interest in freedom from confinement is not absolute). "Such a conviction and sentence sufficiently extinguish a defendant's liberty 'to empower the State to confine him in any of its prisons.' "21 Vitek, 445 U.S. at 493 (quoting Meachum, 427 U.S. at 224). To be clear, we are not suggesting that an inmate loses all, or even most, of his or her constitutional rights while he or she is serving his or her sentence. Rather, a [32]*32prison inmate "retains those [constitutional] rights that are not inconsistent with his status as a prisoner or with the legitimate penological objectives of the corrections system." Turner v. Safley, 482 U.S. 78, 95 (1987) (alteration in original) (internal quotation marks omitted) (quoting Pell v. Procunier, 417 U.S. 817, 822 (1974)).
¶ 40. For example, in Washington v. Harper, 494 U.S. 210 (1990), the Supreme Court of the United States addressed the constitutionality of administering antipsychotic medications to a prisoner against his will. 494 U.S. at 213. There, the Court noted that the "respondent possesses a significant liberty interest in avoiding the unwanted administration of antipsychotic drugs," id. at 221, but went on to clarify that "[t]he extent of a prisoner's rights under the Clause to avoid the unwanted administration of antipsychotic drugs must be defined in the context of the inmate's confinement," id. at 222 (emphasis added). Thus, while an inmate does not lose all of his or her rights, his or her rights must be viewed in light of his or her "status as an inmate" and "the legitimate penological objectives of the corrections system." Turner, 482 U.S. at 95.
¶ 41. As a result, the Court in Harper concluded that "[t]he proper standard for determining the validity of a prison regulation claimed to infringe on an inmate's constitutional rights is to ask whether the regulation is 'reasonably related to a legitimate penological interest.' "
¶ 42. Like the Supreme Court, we assess the extent of an inmate's rights in the context of the inmate's confinement. We recognize that "[c]ivil commitment for any purpose constitutes a significant deprivation of liberty that requires due process protection." Post, 197 Wis. 2d at 302 (alteration in original) (internal quotation marks omitted) (quoting Addington, 441 U.S. at 425). However, when we look at an inmate's liberty right in the context of his or her confinement, we conclude that his or her specific right [34]*34to freedom from physical restraint is already curbed because he or she is incarcerated.23 Indeed, the very nature of incarceration encompasses physical restraint. Because inmates have a qualified right to freedom from physical restraint and because Wis. Stat. § 51.20(l)(ar) applies only to inmates, we hold that rational basis review applies to Wis. Stat. § 51.20(l)(ar).24
[35]*35 5. We Determine That Wis. Stat. § 51.20(l)(ar) Is Facially Constitutional Because It Is Reasonably Related To A Legitimate State Interest.
¶ 43. We turn to the task of determining whether Wis. Stat. § 51.20(l)(ar) is reasonably related to a legitimate state interest.
¶ 44. The State has more than a well-established and legitimate interest; it has a "compelling" interest in providing care and assistance to those who suffer from a mental disorder. Post, 197 Wis. 2d at 303 ("We find the state's dual interests represented by chapter 980 to be both legitimate and compelling.");25 see also Dennis H., 255 Wis. 2d at 369 ("The state has a well-established, legitimate interest under its parens patriae power in providing care to persons unable to care for themselves . . . ."); Vitek, 445 U.S. at 495 ("Concededly the interest of the State in segregating and treating mentally ill patients is strong."); O'Connor v. Donaldson, 422 U.S. 563, 575 (1975) ("That the State has a proper interest in providing care and assistance to the unfortunate goes without saying.").
[36]*36¶ 45. The State's interest in caring for and assisting individuals who suffer from mental illness is particularly strong in the context of a prison because "[a]n inmate must rely on prison authorities to treat his medical needs; if the authorities fail to do so, those needs will not be met." Estelle v. Gamble, 429 U.S. 97, 103 (1976). Moreover, the State's interest in caring for and assisting its inmates is not just an interest; it is an obligation: "We confront here the State's obligations, not just its interests. The State has undertaken the obligation to provide prisoners with medical treatment consistent not only with their own medical interests, but also with the needs of the institution." Harper, 494 U.S. at 225 (emphasis added). Thus, the State needs to properly care for inmates suffering from mental illness while they are in the custody of the State.
¶ 46. At oral argument, Winnebago County stated that "first and foremost" the State has an interest in making sure its inmates suffering from mental illness are "taken care of." Here, the County has a legitimate interest in providing care and assistance to inmates suffering from mental illness. Further, in this case, caring for and assisting these inmates is more than an interest; it is an obligation because as a result of his or her incarceration, the inmate cannot obtain treatment on his or her own. The State needs to provide it. Wisconsin Stat. § 51.20(l)(ar) is reasonably related to the State's interest because it enables the State to fulfill its interest in providing care and assistance to those inmates who need treatment because they are suffering from a mental illness.26
[37]*37¶ 47. To prevail on his constitutional challenge, Christopher needed to prove that Wis. Stat. § 51.20(l)(ar) is unconstitutional under all circumstances. He also needed to prove that Wis. Stat. § 51.20(l)(ar) is unconstitutional beyond a reasonable doubt. Christopher has proved neither. Because we can think of at least one "conceivable set of facts" where [38]*38Wis. Stat. § 51.20(l)(ar) is constitutional, namely where the State's interest is in caring for and assisting inmates who suffer from mental illness, Christopher has failed to prove that the statute is unconstitutional under all circumstances. Accordingly, we hold that Wis. Stat. § 51.20(l)(ar) is facially constitutional.
D. WHETHER THE CIRCUIT COURT ERRED.
¶ 48. We now turn to the issue of whether the circuit court erred when it concluded that Winnebago County established by clear and convincing evidence that Christopher was incompetent to refuse psychotropic medication and treatment pursuant to Wis. Stat. § 51.61(l)(g). Here, we are not assessing the constitutionality of Wis. Stat. § 51.61(l)(g). Christopher does not raise a constitutional challenge against Wis. Stat. § 51.61(l)(g). Rather, we examine whether the circuit court erred when it concluded that the County met its burden of proof. We turn to the merits of Christopher's argument.
¶ 49. Christopher argues that Winnebago County failed to meet its burden of proving that he was incompetent to refuse psychotropic medication and treatment as required by Wis. Stat. § 51.61(l)(g)4.b.27 Pursuant to that statute, it is the County that "bears [39]*39the burden of proving [Christopher] incompetent to refuse medication by clear and convincing evidence." Melanie L., 349 Wis. 2d 148, ¶ 37 (citing Wis. Stat. § 51.20(13)(e) (2009-2010)).
¶ 50. "We will not disturb a circuit court's factual findings unless they are clearly erroneous." Id., ¶ 38. Further, "we accept reasonable inferences from the facts available to the circuit court." Id. When "evaluating whether the County met its burden of proof, a court must apply the facts to the statutory standard in Wis. Stat. § 51.61(l)(g)4.b. and interpret the statute." Id., ¶ 39. Finally, "applying facts to the standard and interpreting the statute are questions of law that this court reviews independently." Id. In short, the circuit court's findings of fact are reviewed for clear error, but application of those facts to the statute and interpretation of the statute are reviewed independently.
2. We Determine That The Circuit Court Did Not Err When It Concluded That Winnebago County
Established By Clear And Convincing Evidence That Christopher Was Incompetent To Refuse Psychotropic Medication And Treatment.
¶ 51. This case once again requires us to interpret Wis. Stat. § 51.61(l)(g)4. Our decision in Melanie L. is most instructive; thus, a brief recitation of the facts and the holding is appropriate.
¶ 52. As is the case here, the issue in Melanie L. was whether the County proved by clear and convincing evidence that the individual was incompetent to [40]*40refuse psychotropic medication under Wis. Stat. § 51.61(l)(g)4. There, we held that the County failed to meet its burden of proof:
In particular, the medical expert's terminology and recitation of facts did not sufficiently address and meet the statutory standard. Medical experts must apply the standards set out in the competency statute. An expert's use of different language to explain his or her conclusions should be linked back to the standards in the statute.
Melanie L., 349 Wis. 2d 148, ¶¶ 8-9, 97. In that case, Melanie L.'s doctor (Dr. Dave) diagnosed her with "Psychotic Disorder, NOS, a substantial disorder of thoughts and perception, which grossly impairs her judgment, capacity to recognize reality, [and] ability to care for herself." Id., ¶ 27 (alteration in original) (internal quotation marks omitted). His report stated:
Melanie, based upon her educational background, was able to express the benefits and risks of the psychotropic medication; however, she is unable to apply such understanding to her advantage and she is considered to be not competent to refuse psychotropic medication. . . . The patient would not comply with psychotropic medication without [an] involuntary medication order from the court.
Id. (alterations in original) (internal quotation marks omitted). Further, at trial the doctor testified, "I do not think that she's capable of applying the benefits of the medication to her advantage." Id., ¶ 30 (emphasis added).
¶ 53. We summarized the testimony of Melanie L.'s doctor as concluding that "Melanie was incapable of applying an understanding of the medication 'to [41]*41her advantage.' " See id., ¶ 91. We took issue with the doctor's testimony and specifically noted the following:
The corporation counsel posed a question to Dr. Dave employing the statutory terms. When he did not receive an answer in those terms, he should have required his witness to expound upon his answer, so that the circuit court and a reviewing court did not have to speculate upon Dr. Dave's meaning. As the record stands, we cannot be certain whether Dr. Dave was applying the standard or changing the standard.
Id. In short, the County needed to "more carefully articulate!] its case." Id., ¶ 95.
¶ 54. The present case is distinguishable from Melanie L. because, here, the County carefully articulated its case by adhering strictly to the standards set out in the competency statute. In this case, Christopher's doctor's testimony closely tracked the language of Wis. Stat. § 51.61(l)(g)4.b.:
Q. Dr. Keshena, in the course of your treatment of [Christopher] have you had an opportunity to explain to him the advantages, disadvantages, and alternatives to the medication?
A. Yes.
Q. And after you've done that, in your opinion would he be substantially incapable or substantially capable of applying an understanding of the advantages, disadvantages, and alternatives to his own conditions in order to make an informed choice as to whether to accept or refuse psychotropic medication?
A. He's not capable.
Q. So you're saying he's substantially incapable?
[42]*42A. Yes.
Unlike in Melanie L., we do not have to "speculate upon [Dr. Keshena's] meaning"; we are certain Dr. Keshena applied the statutory standard.
¶ 55. In addition to Dr. Keshena's testimony, Dr. Musunuru's report also tracked the statutory language. Dr. Musunuru's report made six key findings: (1) "the advantages and disadvantages and the alternatives to accepting particular medication [were] explained to the subject in detail[]"; (2) "the subject did not appear to understand the explanation"; (3) "the subject holds patently false beliefs about the treatment recommended medications, which prevent an understanding of the legitimate risks and benefits"; (4) "due to the subject's mental illness, the subject is substantially incapable of applying an understanding of the advantages, disadvantages, and alternatives to make an informed choice as to accept or refuse medications"; (5) "the subject has no insight into his illness due to his mental illness"; and (6) "the subject is not competent to refuse psychotropic medications."
¶ 56. Finally, Dr. Keshena's testimony was not disputed at trial. In fact, cross-examination of Dr. Keshena, which brought about the discussion of Christopher's prior experience with lithium, provided further evidence that Christopher was "substantially incapable of applying an understanding of the advantages, disadvantages and alternatives to [his] mental illness ... in order to make an informed choice as to whether to accept or refuse medication or treatment."28 These uncontroverted statements establish that Christopher was incompetent to refuse psychotro[43]*43pic medication and treatment, so it was not necessary for Dr. Keshena to engage in a lengthier discussion of her explanation of the advantages, disadvantages, and alternatives. See Melanie L., 349 Wis. 2d 148, ¶ 67 ("Medical professionals and other professionals should document the timing and frequency of their explanations so that, if necessary, they have documentary evidence to help establish this element in court." (emphasis added)). Because these statements mirrored the statutory standard, they met the statutory standard. Thus, the circuit court did not err when it concluded that the County proved by clear and convincing evidence that Christopher was incompetent to refuse psychotropic medication and treatment as required by Wis. Stat. § 51.61(l)(g)4.b.
IV. CONCLUSION
¶ 57. First, we hold that Wis. Stat. § 51.20(l)(ar) is facially constitutional because it is reasonably related to the State's legitimate interest in providing care and assistance to inmates suffering from mental illness. Second, we affirm the circuit court because it did not err when it found by clear and convincing evidence that Christopher was incompetent to refuse psychotropic medication and treatment. We therefore uphold the circuit court's order for involuntary commitment, order for involuntary medication and treatment, and order denying postcommitment relief.
By the Court. — The circuit court's orders are affirmed.
Related
Cite This Page — Counsel Stack
2016 WI 1, 878 N.W.2d 109, 366 Wis. 2d 1, 2016 Wisc. LEXIS 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/winnebago-county-v-christopher-s-wis-2016.