Wilson v. State

810 S.W.2d 807, 1991 Tex. App. LEXIS 1312, 1991 WL 78901
Court of Appeals of Texas·Decided May 16, 1991·No. 01-90-00415-CR·Published·Cited by 9 cases

Opinion

OPINION

WILSON, Justice.

Appellant’s first conviction for the offense of attempted capital murder was reversed and remanded for a new trial. In the first trial, appellant pled guilty to the offense, and was tried solely on punishment, which the jury assessed at 30 years confinement. After a full trial before a different judge on remand, the jury found appellant guilty of attempted capital murder, and the trial judge assessed punishment at 50 years confinement. Appellant complains about the increased punishment. We affirm.

On December 27, 1984, appellant entered a home where 12-year-old Yeano Hunter was watching over her younger brother while their mother was at work. The evidence showed appellant entered the home to burglarize it. During the course of the burglary, appellant stabbed Yeano with a screwdriver, once in the forehead and once in the shoulder. He tied her up with a telephone cord, put her in a bathroom closet, and left her momentarily. When he returned, he stabbed her repeatedly with a butcher knife, leaving her for dead, with the knife protruding from the middle of her spine. Yeano survived the attack, but sustained serious physical and emotional injury. At the time of the second trial, Yeano could walk with a limp, but had numerous scars on her neck, arms, ankles, back, and stomach, and she still suffered emotionally from the assault on her person.

Almost a year after the attack, Yeano saw appellant at a football game, and recognized him as her assailant. A subsequent police investigation led to Yeano identifying appellant from a photospread, and ultimately to appellant’s arrest and written voluntary confession. In the confession, unchallenged in this appeal, appellant stated he burglarized Yeano’s home because he needed money, and he decided to kill Yeano “so that she couldn’t tell anybody who [he] was.”

In two points of error, appellant claims the trial judge’s actions, in sentencing appellant to 50 years after a jury had sentenced him to 30 years in the previous trial, cannot be justified on existing constitutional principles.

In point of error one, appellant claims the judge improperly substituted his judgment for the jury’s verdict, because he felt the previous jury had been too lenient. Appellant contends there are no objective facts regarding appellant’s conduct different from the first trial, or any other circumstances, justifying the increased sentence. Appellant notes the second trial judge heard the same evidence as the original jury. In point of error two, appellant contends that, when the trial judge’s decision is evaluated under the theory of actual vindictiveness, the increase in the sentence is unconstitutional.

The United Supreme Court in North Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969), has held as controlling principles: (1) the constitutional guarantees against double jeopardy, and of equal protection, do not per se prohibit a judge from imposing a longer sentence than a defendant originally received after he sought and won a new trial; (2) the process of resentencing after a successful appeal and a retrial is subject to constitutional due process guarantees; (3) it is a violation of a defendant’s 14th amendment due process rights for a trial judge to impose a harsher sentence following a new trial, when that increase in sentence is motivated by vindictiveness on the part of the punishing judge; (4) when a judge assesses a harsher sentence, the reasons for the increased sentence must appear of record to facilitate review; and (5) the reasons stated for increasing the punishment must be based “upon objective information concerning identifiable conduct on the part of the defendant occurring after the time of *810 the original sentencing proceeding.” 395 U.S. at 723, 726, 89 S.Ct. at 2079, 2081, 23 L.Ed.2d 656.

The practical result of the Pearce holding is that in cases where judges assess harsher sentences after retrial following successful appeal, an absence in the record of objective reasons for the judge’s sentencing decision creates a presumption of vindictiveness in the sentence. In Pearce, this presumption required reversal, because it was not rebutted.

When, as in the present case, appellant was originally sentenced by a jury, and then was sentenced by a judge in the second trial, there is no presumption of vindictiveness. Texas v. McCullough, 475 U.S. 134, 140, 106 S.Ct. 976, 979, 89 L.Ed.2d 104 (1986). The McCullough Court stated, “vindictiveness of a sentencing judge is the evil the Court sought to prevent rather than simply enlarged sentences after a new trial. The Pearce requirements thus do not apply in every case where a convicted defendant receives a higher sentence on retrial.” Id. at 138, 106 S.Ct. at 978. The Pearce limitation on information available to the trial judge for consideration on re-sentencing is broadened in McCullough. The scope of evidence that can be considered is enlarged from matters occurring after the first trial, as in Pearce, to allow consideration of all objective information, whether gained before, during, or after the first trial. Id. at 142, 106 S.Ct. at 980. The McCullough court also states that, “where the Pearce rule does not apply, the defendant may still obtain relief if he can show actual vindictiveness upon resentenc-ing.” Id. (citing Wasman v. United States, 468 U.S. 559, 572, 104 S.Ct. 3217, 3224, 82 L.Ed.2d 424 (1984)).

Further, no presumption of vindictiveness arises when the first sentence was based upon a guilty plea, and the second sentence follows a trial. Alabama v. Smith, 490 U.S. 794, 109 S.Ct. 2201, 2205, 104 L.Ed.2d 865 (1989). The holding in Smith further refines the Pearce presumption of vindictiveness to narrow its application to situations in which there is a reasonable likelihood an unexplained increase in sentence is the product of actual vindictiveness on the part of the sentencing authority. Where no such reasonable likelihood exists, the defendant has the burden of proving actual vindictiveness. Id. at 2204-2205, (citing Wasman, 468 U.S. at 569, 104 S.Ct. at 3223).

We hold that, under the facts of this case, no presumption of vindictiveness arises, in that there is not a reasonable likelihood that the increased sentence is a product of actual vindictiveness on the part of the trial judge. Appellant chose the judge, rather than the jury, to assess punishment. In McCullough, the Court recognized such election as an “affirmation of the judge’s fairness.” McCullough, 475 U.S. at 139, 106 S.Ct. at 979. Further, the first jury heard the punishment evidence in the context of a guilty plea, which may have been a factor in mitigating (from the second trial judge’s viewpoint) the earlier sentence. Finally, we believe the Pearce decision, as later modified and limited by

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Wilson v. State, 810 S.W.2d 807, 1991 Tex. App. LEXIS 1312, 1991 WL 78901 (Tex. Ct. App. 1991).

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