Wasman v. United States

468 U.S. 559, 104 S. Ct. 3217, 82 L. Ed. 2d 424, 1984 U.S. LEXIS 144, 52 U.S.L.W. 5063
CourtSupreme Court of the United States
DecidedJuly 3, 1984
Docket83-173
StatusPublished
Cited by587 cases

This text of 468 U.S. 559 (Wasman v. United States) is published on Counsel Stack Legal Research, covering Supreme Court of the United States primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wasman v. United States, 468 U.S. 559, 104 S. Ct. 3217, 82 L. Ed. 2d 424, 1984 U.S. LEXIS 144, 52 U.S.L.W. 5063 (1984).

Opinions

Chief Justice Burger

announced the judgment of the Court and delivered the opinion of the Court with respect to Parts I, II-A, III-A, III-C, and IV, and an opinion with respect to Parts II-B and III-B, in which Justice White, Justice Rehnquist, and Justice O’Connor joined.

> We granted certiorari to decide whether the Due Process Clause of the Fifth Amendment was violated when a federal defendant was given a greater sentence after retrial following a successful appeal than he had been given after his original conviction because the sentencing court considered an intervening criminal conviction for acts committed prior to the original sentencing.

[561]*561I

Petitioner, an attorney, was indicted on four counts of mail fraud in violation of 18 U. S. C. § 1341. Prior to trial on these charges, he was indicted, tried, and convicted of the unrelated offense of knowingly and willfully making false statements in a passport application, in violation of 18 U. S. C. § 1542. At the sentencing hearing following petitioner’s first conviction, the Government advised the court that charges were then pending against petitioner for mail fraud and that petitioner previously had been convicted for failure to file a tax return. Petitioner’s counsel replied that it would be inappropriate for the court to consider the pending mail fraud charges in its sentencing on the passport conviction because petitioner had yet to respond to the charges.

The District Court Judge informed the parties that he would not consider the pending mail fraud charge in sentencing petitioner. The judge explained that he always considered prior convictions when sentencing a defendant but that he did not consider pending charges: “[I]f judges at the time of considering prior convictions also consider pending cases . . . then if that pending case resulted in a conviction, one of the sentences would inevitably have been a pyramided sentence.” App. 26. Following this colloquy, the judge sentenced petitioner on the passport offense to two years of imprisonment, all but six months of which he suspended in favor of three years of probation.

Thereafter, pursuant to negotiations between petitioner and the Government, the Government dismissed the mail fraud indictment and substituted a one-count information charging petitioner with possession of counterfeit certificates of deposit, in violation of 18 U. S. C. §480. Petitioner pleaded nolo contendere to this charge before another Federal District Court Judge in the Southern District of Florida and was sentenced to two years’ probation. App. to Brief for Petitioner 3-15.

[562]*562The Court of Appeals for what was then the Fifth Circuit subsequently reversed petitioner’s first conviction on grounds not material here and remanded for a new trial. 641 F. 2d 326 (1981). Petitioner was retried on .that charge and was again convicted. The presiding judge at the second trial was the same judge who had presided at petitioner’s first trial on the passport offense and sentenced petitioner to the 2-year partially suspended sentence, with probation. This time, the judge sentenced petitioner to two years of imprisonment, none of which was suspended. The judge explained to petitioner and counsel for the Government that he was imposing a greater sentence because of petitioner’s intervening conviction for possession of counterfeit certificates of deposit:

“[Wjhen I imposed sentence the first time, the only conviction on [petitioner’s] record in this Court’s eyes, this Court’s consideration, was failure to file income tax returns, nothing else. I did not consider then and I don’t in other cases either, pending matters because that would result in a pyramiding of sentences. At this time, he comes before me with two convictions. Last time, he came before me with one conviction.” App. to Pet. for Cert. A-42.

The judge rejected an argument by petitioner’s counsel that because the conduct underlying the conviction for possession of counterfeit certificates of deposit occurred prior to petitioner’s original sentencing on the passport conviction, petitioner could not, under North Carolina v. Pearce, 395 U. S. 711 (1969), receive a sentence greater than that received for the original conviction.

The Court of Appeals for the Eleventh Circuit affirmed, holding that petitioner’s increased sentence “was based on objective, factual new evidence not previously considered, that it was neither motivated by judicial vindictiveness nor reasonably perceivable as having been so motivated . . . .” 700 F. 2d 663, 670 (1983). It held that the District Court

[563]*563“followed precisely the procedural steps of [North Carolina v. ] Pearce, affirmatively stating on the record his reason for enhancing the sentence, basing that reason on objective information concerning identifiable conduct of the defendant, and making the factual data on which his action was based part of the record so that its constitutional legitimacy [could] be fully reviewed on appeal.” Id., at 667.

The Court of Appeals rejected petitioner’s argument that his sentence could not be increased after retrial based on the intervening counterfeiting conviction because the counterfeiting offense itself was not “conduct on the part of the defendant occurring after the time of the original sentencing,” see Pearce, supra, at 726. The Court of Appeals read Pearce to be concerned only with “vindictive sentencing, not defendant misbehavior between trials.” The Court of Appeals noted that there was “no evidence whatsoever” that petitioner’s sentence was increased out of vindictiveness. The court expressly declined to follow the contrary holdings of the Courts of Appeals for the Second and Ninth Circuits that an enhanced sentence must be based upon conduct of the defendant occurring after the original sentencing. See United States v. Markus, 603 F. 2d 409 (CA2 1979); United States v. Williams, 651 F. 2d 644 (CA9 1981).

We granted certiorari, 464 U. S. 932 (1983), to resolve the conflict among the Circuits as to the meaning of this Court’s holding in Pearce.

II

A

It is now well established that a judge or other sentencing authority is to be accorded very wide discretion in determining an appropriate sentence. The sentencing court or jury must be permitted to consider any and all information that reasonably might bear on the proper sentence for the particular defendant, given the crime committed. Justice Black [564]*564made this point when, writing for the Court in Williams v. New York, 337 U. S. 241, 247 (1949), he observed that

“[h]ighly relevant — if not essential — to [the] selection of an appropriate sentence is the possession of the fullest information possible concerning the defendant’s life and characteristics.”

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Bluebook (online)
468 U.S. 559, 104 S. Ct. 3217, 82 L. Ed. 2d 424, 1984 U.S. LEXIS 144, 52 U.S.L.W. 5063, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wasman-v-united-states-scotus-1984.