1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 CYNTHIA S WILLS, Case No. 21-cv-01998-EMC (LJC)
8 Plaintiff, ORDER REGARDING AFFIDAVIT OF 9 v. BIAS
10 CITY OF MONTEREY, et al., Re: Dkt. No. 204 Defendants. 11
12 A. Introduction 13 Plaintiff Cynthia Wills, pro se, has filed an affidavit of bias seeking recusal or 14 disqualification of the undersigned magistrate judge, to whom discovery issues have been referred 15 in this action. ECF No. 204. Wills cites 28 U.S.C. § 144, which requires reassignment of a case 16 to a different judge upon filing of a timely and sufficient affidavit of bias or prejudice, and 28 17 U.S.C. § 445, which requires disqualification under specified circumstances that include bias or 18 prejudice, personal knowledge of disputed facts, certain conflicts of interest as to parties or 19 attorneys, or proceedings in which a judge’s impartiality might reasonably be questioned. For the 20 reasons discussed below, the Court finds no basis to recuse, and further finds that Wills’s affidavit 21 is legally insufficient to warrant reassignment to another judge for resolution on the merits. 22 B. Background and Legal Standard 23 Wills asserts bias as follows:
24 It is my belief that the bias/prejudice began during our first Discovery Dispute hearing in which the Plaintiff was late joining the conference 25 which angered the Magistrate and ultimately Plaintiff’s distress over a pending Discovery deadline further irritated this Magistrate Judge. 26 During this hearing the Magistrate overruled every single objection to discovery which Plaintiff raised. The Magistrate was aggressively 27 critical both verbally and in her subsequent Orders. 1 would not be grounds for disqualification. Wills also takes issue with this Court’s orders requiring 2 further meet-and-confer efforts and discovery letters to prevent issues ripe for resolution. Id. at 2. 3 “Section 144 provides a procedure for a party to recuse a judge. Section 455 imposes an 4 affirmative duty upon judges to recuse themselves. Under both statutes, recusal is appropriate 5 where a reasonable person with knowledge of all the facts would conclude that the judge’s 6 impartiality might reasonably be questioned.” Yagman v. Republic Ins., 987 F.2d 622, 626 (9th 7 Cir. 1993) (cleaned up). As a general rule, any “alleged bias and prejudice to be disqualifying 8 must stem from an extrajudicial source and result in an opinion on the merits on some basis other 9 than what the judge learned from his participation in the case.” United States v. Grinnell Corp., 10 384 U.S. 563, 583 (1966). “[O]pinions formed by the judge on the basis of facts introduced or 11 events occurring in the course of the current proceedings, or of prior proceedings, do not constitute 12 a basis for a bias or partiality motion unless they display a deep-seated favoritism or antagonism 13 that would make fair judgment impossible.” Liteky v. United States, 510 U.S. 540, 555 (1994). 14 A motion under § 144 must be reassigned to another judge for resolution on the merits “[i]f 15 the judge to whom a timely motion is directed determines that the accompanying affidavit 16 specifically alleges facts stating grounds for recusal.” United States v. Sibla, 624 F.2d 864, 868 17 (9th Cir. 1980). In contrast, § 455 has no mechanism for reassignment to another judge, and any 18 request to disqualify a judge under that statute must be resolved by the judge to whom it is 19 directed. Id. at 867–68; see also United States v. Champlin, 388 F. Supp. 2d 1177, 1180 (D. Haw. 20 2005). 21 Under this Court’s local rules:
22 Whenever an affidavit of bias or prejudice directed at a Judge of this Court is filed pursuant to 28 U.S.C. § 144, and the Judge has 23 determined not to recuse him or herself and found that the affidavit is neither legally insufficient nor interposed for delay, the Judge shall 24 refer the request for disqualification to the Clerk for random assignment to another Judge. 25 26 Civ. L.R. 3-14. 27 C. The Court Declines to Recuse 1 other reason. To the contrary, the Court has afforded Wills latitude based on the fact that she is 2 not represented, and has tolerated behavior from Wills that would potentially result in sanctions if 3 Wills were an attorney. See, e.g., Civ. L.R. 37-1(a) (sanctions may be imposed when counsel 4 refuses or fails to confer for the purposes of attempting to resolve all disputed issues); Fed. R. Civ. 5 P. 37(a)(5) (requiring payment of the moving party’s attorneys’ fees where court action is needed 6 to compel disclosure in response to discovery requests). The Court does not blame Wills for her 7 difficulty connecting by telephone to the March 12, 2024 discovery hearing, and the short delay 8 while Wills connected has not affected this Court’s treatment of the case in any way. 9 “Unfavorable rulings alone are legally insufficient to require recusal,” regardless of how 10 many unfavorable rulings a party faces. In re Beverly Hills Bancorp, 752 F.2d 1334, 1341 (9th 11 Cir. 1984). “In and of themselves . . . they cannot possibly show reliance upon an extrajudicial 12 source; and can only in the rarest circumstances evidence the degree of favoritism or antagonism 13 required . . . when no extrajudicial source is involved.” Liteky, 510 U.S. at 555. If adverse rulings 14 were wrongly decided, that is “[a]lmost invariably . . . proper grounds for appeal, not for recusal.” 15 Id. 16 Moreover, Wills’s assertion that the Court overruled all of her objections is simply not 17 accurate. Although the Court’s Orders on Defendants’ first discovery letters overruled some of 18 Wills’s objections, the Court declined to require further responses from Wills to several of the 19 discovery requests at issue, based on Wills’s sufficient responses or valid objections to those 20 requests. ECF Nos. 147, 156. 21 The Court’s efforts to manage the March 12, 2024 hearing and the presentation of more 22 recent discovery disputes also do not stem from or evince any bias against Wills. Wills, like any 23 other litigant before this Court, must meet and confer in good faith with her opponents and file 24 letter briefs that address the relief she seeks, the grounds for that relief, and the reasons why her 25 opponents’ positions to the contrary are incorrect. This Court has given her guidance to that 26 effect, and stands ready to address any remaining disputes after Wills follows those instructions. 27 But even if the Court’s procedural decisions identifying deficiencies in Wills’s recent filings were 1 basis for recusal. 2 Wills has not identified any other reason to believe that this Court’s impartiality might 3 reasonably be questioned, nor has she asserted any conflict of interest. The Court therefore 4 declines to recuse. 5 D.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 CYNTHIA S WILLS, Case No. 21-cv-01998-EMC (LJC)
8 Plaintiff, ORDER REGARDING AFFIDAVIT OF 9 v. BIAS
10 CITY OF MONTEREY, et al., Re: Dkt. No. 204 Defendants. 11
12 A. Introduction 13 Plaintiff Cynthia Wills, pro se, has filed an affidavit of bias seeking recusal or 14 disqualification of the undersigned magistrate judge, to whom discovery issues have been referred 15 in this action. ECF No. 204. Wills cites 28 U.S.C. § 144, which requires reassignment of a case 16 to a different judge upon filing of a timely and sufficient affidavit of bias or prejudice, and 28 17 U.S.C. § 445, which requires disqualification under specified circumstances that include bias or 18 prejudice, personal knowledge of disputed facts, certain conflicts of interest as to parties or 19 attorneys, or proceedings in which a judge’s impartiality might reasonably be questioned. For the 20 reasons discussed below, the Court finds no basis to recuse, and further finds that Wills’s affidavit 21 is legally insufficient to warrant reassignment to another judge for resolution on the merits. 22 B. Background and Legal Standard 23 Wills asserts bias as follows:
24 It is my belief that the bias/prejudice began during our first Discovery Dispute hearing in which the Plaintiff was late joining the conference 25 which angered the Magistrate and ultimately Plaintiff’s distress over a pending Discovery deadline further irritated this Magistrate Judge. 26 During this hearing the Magistrate overruled every single objection to discovery which Plaintiff raised. The Magistrate was aggressively 27 critical both verbally and in her subsequent Orders. 1 would not be grounds for disqualification. Wills also takes issue with this Court’s orders requiring 2 further meet-and-confer efforts and discovery letters to prevent issues ripe for resolution. Id. at 2. 3 “Section 144 provides a procedure for a party to recuse a judge. Section 455 imposes an 4 affirmative duty upon judges to recuse themselves. Under both statutes, recusal is appropriate 5 where a reasonable person with knowledge of all the facts would conclude that the judge’s 6 impartiality might reasonably be questioned.” Yagman v. Republic Ins., 987 F.2d 622, 626 (9th 7 Cir. 1993) (cleaned up). As a general rule, any “alleged bias and prejudice to be disqualifying 8 must stem from an extrajudicial source and result in an opinion on the merits on some basis other 9 than what the judge learned from his participation in the case.” United States v. Grinnell Corp., 10 384 U.S. 563, 583 (1966). “[O]pinions formed by the judge on the basis of facts introduced or 11 events occurring in the course of the current proceedings, or of prior proceedings, do not constitute 12 a basis for a bias or partiality motion unless they display a deep-seated favoritism or antagonism 13 that would make fair judgment impossible.” Liteky v. United States, 510 U.S. 540, 555 (1994). 14 A motion under § 144 must be reassigned to another judge for resolution on the merits “[i]f 15 the judge to whom a timely motion is directed determines that the accompanying affidavit 16 specifically alleges facts stating grounds for recusal.” United States v. Sibla, 624 F.2d 864, 868 17 (9th Cir. 1980). In contrast, § 455 has no mechanism for reassignment to another judge, and any 18 request to disqualify a judge under that statute must be resolved by the judge to whom it is 19 directed. Id. at 867–68; see also United States v. Champlin, 388 F. Supp. 2d 1177, 1180 (D. Haw. 20 2005). 21 Under this Court’s local rules:
22 Whenever an affidavit of bias or prejudice directed at a Judge of this Court is filed pursuant to 28 U.S.C. § 144, and the Judge has 23 determined not to recuse him or herself and found that the affidavit is neither legally insufficient nor interposed for delay, the Judge shall 24 refer the request for disqualification to the Clerk for random assignment to another Judge. 25 26 Civ. L.R. 3-14. 27 C. The Court Declines to Recuse 1 other reason. To the contrary, the Court has afforded Wills latitude based on the fact that she is 2 not represented, and has tolerated behavior from Wills that would potentially result in sanctions if 3 Wills were an attorney. See, e.g., Civ. L.R. 37-1(a) (sanctions may be imposed when counsel 4 refuses or fails to confer for the purposes of attempting to resolve all disputed issues); Fed. R. Civ. 5 P. 37(a)(5) (requiring payment of the moving party’s attorneys’ fees where court action is needed 6 to compel disclosure in response to discovery requests). The Court does not blame Wills for her 7 difficulty connecting by telephone to the March 12, 2024 discovery hearing, and the short delay 8 while Wills connected has not affected this Court’s treatment of the case in any way. 9 “Unfavorable rulings alone are legally insufficient to require recusal,” regardless of how 10 many unfavorable rulings a party faces. In re Beverly Hills Bancorp, 752 F.2d 1334, 1341 (9th 11 Cir. 1984). “In and of themselves . . . they cannot possibly show reliance upon an extrajudicial 12 source; and can only in the rarest circumstances evidence the degree of favoritism or antagonism 13 required . . . when no extrajudicial source is involved.” Liteky, 510 U.S. at 555. If adverse rulings 14 were wrongly decided, that is “[a]lmost invariably . . . proper grounds for appeal, not for recusal.” 15 Id. 16 Moreover, Wills’s assertion that the Court overruled all of her objections is simply not 17 accurate. Although the Court’s Orders on Defendants’ first discovery letters overruled some of 18 Wills’s objections, the Court declined to require further responses from Wills to several of the 19 discovery requests at issue, based on Wills’s sufficient responses or valid objections to those 20 requests. ECF Nos. 147, 156. 21 The Court’s efforts to manage the March 12, 2024 hearing and the presentation of more 22 recent discovery disputes also do not stem from or evince any bias against Wills. Wills, like any 23 other litigant before this Court, must meet and confer in good faith with her opponents and file 24 letter briefs that address the relief she seeks, the grounds for that relief, and the reasons why her 25 opponents’ positions to the contrary are incorrect. This Court has given her guidance to that 26 effect, and stands ready to address any remaining disputes after Wills follows those instructions. 27 But even if the Court’s procedural decisions identifying deficiencies in Wills’s recent filings were 1 basis for recusal. 2 Wills has not identified any other reason to believe that this Court’s impartiality might 3 reasonably be questioned, nor has she asserted any conflict of interest. The Court therefore 4 declines to recuse. 5 D. Wills’s Affidavit Is Legally Insufficient 6 Having declined to recuse, the Court must determine whether Wills’s affidavit is “legally 7 insufficient” to decide whether it warrants reassignment to another judge under § 144 and Civil 8 Local Rule 3-14.1 9 As noted above, “[u]nfavorable rulings alone are legally insufficient to require recusal.” In 10 re Beverly Hills Bancorp, 752 F.2d 1334, 1341 (9th Cir. 1984). A request for recusal under § 144 11 based on a “prior adverse judgment” therefore does not require reassignment to another judge. 12 Mayes v. Leipziger, 729 F.2d 605, 607 & n.1 (9th Cir. 1984); see United States v. Azhocar, 581 13 F.2d 735, 738 (9th Cir. 1978). The Ninth Circuit has cautioned that referring such affidavits to 14 another judge as a matter of course “would be unwise,” because such a process is “cumbersome 15 and would further delay an already slow judicial process.” Azhocar, 581 F.2d at 738. 16 Accordingly, to the extent that Wills complains of this Court’s adverse rulings, such complaints 17 are legally insufficient, and do not warrant reassignment for another judge to consider their merits. 18 The only other basis that Wills offers as purportedly demonstrating bias is the Court’s 19 demeanor at the March 12, 2024 discovery hearing. The Court disagrees with Wills’s 20 characterization of that hearing, but for the limited purpose of deciding whether the question of 21 recusal should be referred to another judge, the Court assumes for the sake of argument that it is 22 accurate. 23 Even if this Court had been “angered,” “irritated,” and “aggressively critical” as Wills 24 contends, ECF No. 204 at 1–2, Wills identifies no extrajudicial source for the Court’s purported 25 displeasure with her. “[J]udicial remarks during the course of a trial that are critical or 26 disapproving of, or even hostile to, counsel, the parties, or their cases, ordinarily do not support a 27 1 bias or partiality challenge.” Liteky, 510 U.S. at 555. The rare exceptions include comments 2 || displaying prejudice based on, say, a party’s national origin. Id. “Not establishing bias or 3 partiality, however, are expressions of impatience, dissatisfaction, annoyance, and even anger.... 4 || Ajudge’s ordinary efforts at courtroom administration—even a stern and short-tempered judge’s 5 || ordinary efforts at courtroom administration—remain immune.” Id. at 555-56. 6 Without considering the merits of whether this Court was in fact angry or critical at the 7 discovery hearing, Wills’s assertions to that effect are legally insufficient to warrant recusal, and 8 therefore do not warrant referring this matter to another judge to determine whether those 9 assertions are factually accurate. 10 E. —_ Conclusion 11 For the reasons discussed above, the Court declines to recuse or to refer this matter to 12 || another judge. To the extent that Wills’s affidavit might be construed as a motion to disqualify 13 || this Court, itis DENIED. Wills must comply with the Court’s previous instructions if she wishes 14 || to present a discovery dispute for resolution. IT IS SO ORDERED. 16 || Dated: August 22, 2024
pos, | partir — ‘A J. CISNEROS 19 ited States Magistrate Judge 20 21 22 23 24 25 26 27 28