Willie B. Keating v. Shell Chemical Company, Willie B. Keating v. Herbert L. Benson

610 F.2d 328, 1980 U.S. App. LEXIS 21097
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 24, 1980
Docket79-1574, 79-2616
StatusPublished
Cited by74 cases

This text of 610 F.2d 328 (Willie B. Keating v. Shell Chemical Company, Willie B. Keating v. Herbert L. Benson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Willie B. Keating v. Shell Chemical Company, Willie B. Keating v. Herbert L. Benson, 610 F.2d 328, 1980 U.S. App. LEXIS 21097 (5th Cir. 1980).

Opinion

PER CURIAM:

Willie B. Keating appeals the District Court’s denial of his motion to remand his tort lawsuit to Louisiana State Court after it was removed to Federal District Court upon motion of defendant Shell Oil Company. He also appeals the District Court’s subsequent dismissal of his suit against all but one defendant. We affirm in part and vacate and remand in part.

I. The Facts

Keating was employed at the Shell Chemical Company plant site in Norco, Louisiana. While performing his job he was caught in a flash fire, resulting in second and third degree burns over 85% of his body. He *330 sued for damages in state court, 1 alleging the joint and concurrent negligence of the defendants, Shell Chemical Company, 2 Shell’s executive officers, D. E. Torres, C. J. LeCompte, H. M. Miller and J. D. Ramsey, the Ford Motor Company, Westhollow Research Lab, Inc., 3 and its employee Herbert L. Benson. 4

Upon motion of defendant Shell Oil Company, the state court lawsuit was removed to Federal District Court in the Eastern District of Louisiana on the basis of diversity jurisdiction. 5 Keating filed a motion to remand because of incomplete diversity. Although Keating was diverse from Shell and Ford, he and all four executive officers of Shell were domiciled in Louisiana. Shell argued that there was no claim against these executive officers and that they had been fraudulently joined to defeat diversity jurisdiction. The District Court agreed and refused to remand. 6 The motions of defendants Shell, its executive officers and defendant Benson to dismiss for failure to state a claim upon which relief could be granted, under F.R.Civ.P. 12(b)(6), were also granted. 7

II. LSA R.S. 23:1032 — Immunity From Tort Liability For Non-Intentional Torts Of Officers And Employees

Both of these rulings were based on the statutory exemption from negligent tort liability granted to a plaintiff employee’s employer and its officers and employees under LSA R.S. 23:1032. 8 This provision limits an injured employee’s right of recovery against such defendants to Workmen’s Compensation. Keating argued that the tort liability exemption was inapplicable because the torts of the defendants were allegedly intentional.

The District Court held that, although Keating had alleged intentional torts by these defendants, the rest of the language of his petition indicated that there was no way he could have proven the torts were intentional and beyond the scope of the § 1032 exemption. In so holding, the District Court relied on Guidry v. Aetna Casualty and Surety Co., La.App. 1st Cir., 359 *331 So.2d 637, cert. denied, 1978, La., 362 So.2d 578, which established that, in order to assert the requisite intent to invoke the exception to the tort liability exemption of § 1032, the plaintiff must allege “the defendant * * * entertained a desire to bring about the result which followed and * * * believed that the result was substantially certain to follow.” Id. at 638.

The Court concluded that “on all of the statements of intentional negligence set forth in the complaint and as amplified by Counsel for the Plaintiff during colloquy today, that [the allegations in] no way could approach the meaning of intentional negligence which would vitiate the provisions of Louisiana law which prohibits (sic) suits against executive officers as defined by the Louisiana Courts and in the Guidry case and as supported by the legislative history of that recent Louisiana legislative act which was designed to eliminate executive officer actions. * * *.” Therefore, the executive officers were fraudulently joined to defeat diversity and, not only was removal to federal court proper, but the claims against Shell, the executive officers and Benson were insubstantial enough to be dismissed.

Keating contends that, in refusing to remand, the District Court “pre-tried” the case on its merits by reaching the issue of statutory exemption under § 1032. He argues that, instead, the District Court should have looked no further than the face of the complaint, and remanded because of incomplete diversity.

Keating mistakenly characterizes the issue as a conflict between the detailed fact pleading required by Louisiana Code of Civil Procedure Article 854 9 and the notice pleading of F.R.Civ.P. 8(a). 10 He contends that, since the question of the form of pleadings is procedural, the federal rules should apply in federal court, and the Court should not even look to § 1032 and the rule of Guidry to determine the sufficiency of the pleadings.

We cannot agree. First of all, the District Court must refer to the allegations in the plaintiff’s state court pleadings to determine if removal is proper. Pullman Co. v. Jenkins, 1939, 305 U.S. 534, 537, 59 S.Ct. 347, 349, 83 L.Ed. 334, 338.

In ruling that Keating’s state court petition did not really allege the requisite intentional tort, the District Court was not imposing Louisiana state law pleading requirements on a federal court complaint. What the District Court was doing, and properly so, was “piercing the pleadings” to determine if the joinder was fraudulent, that is, whether under any set of facts alleged in the petition, a claim against the defendants could be asserted under Louisiana law. Dodd v. Fawcett Publications, 1964, 10 Cir., 329 F.2d 82, 85. This can be done only by referring to the state law which controls on the substantive issues and which will ultimately determine whether a cause of action exists. Park v. New York Times Company, 1962, 5 Cir., 308 F.2d 474, 478, quoting Chicago, Rock Island & Pacific Railway Ry. Co. v. Schwyhart, 1913, 227 U.S. 184, 33 S.Ct. 250, 57 L.Ed. 473 (Justice Holmes).

Whether reference to state law amounts to “pre-trying” the case is always *332 a question of degree. If there is any possibility that the facts the plaintiff alleges could support a claim,' then a dismissal under Rule 12(b)(6) is improper. But when the lack of a state law claim is apparent, dismissal at this point in the proceedings does not constitute a premature trial on the merits.

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Bluebook (online)
610 F.2d 328, 1980 U.S. App. LEXIS 21097, Counsel Stack Legal Research, https://law.counselstack.com/opinion/willie-b-keating-v-shell-chemical-company-willie-b-keating-v-herbert-ca5-1980.